8-K
Netcapital Inc. (NCPL)
| UNITED STATES | ||
|---|---|---|
| SECURITIES AND EXCHANGE COMMISSION | ||
| Washington, D.C. 20549 | ||
| FORM 8-K | ||
| CURRENT REPORT | ||
| PURSUANT TO SECTION 13 OR 15(d) OF | ||
| THE SECURITIES EXCHANGE ACT OF 1934 | ||
| Date<br> of Report (Date of earliest event reported): May 25, 2023 | ||
| Netcapital Inc. | ||
| (Exact<br> name of registrant as specified in its charter) | ||
| Utah | 001-41443 | 87-0409951 |
| (State or<br> other jurisdiction of incorporation) | (Commission File No.) | (I.R.S. Employer Identification<br> No.) |
| State Street Financial Center**, 1 Lincoln Street** , Boston,<br> Massachusetts 02111 | ||
| (Address<br> of principal executive offices) (Zip Code) | ||
| 782****-925-1700 | ||
| (Registrant's<br> telephone number, including area code) | ||
| Not Applicable | ||
| (Former<br> name or former address, if changed since last report) | ||
| Check<br> the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under<br> any of the following provisions: | ||
| [<br> ] Written communications pursuant to Rule 425 under<br> the Securities Act (17 CFR 230.425) | ||
| [<br> ] Soliciting material pursuant to Rule 14a-12 under<br> the Exchange Act (17 CFR 240.14a-12) | ||
| [<br> ] Pre-commencement communications pursuant to Rule<br> 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||
| [<br> ] Pre-commencement communications pursuant to Rule<br> 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||
| Title<br> of each class | Trading<br> symbol(s) | Name<br> of each exchange on which registered |
| --- | --- | --- |
| Common Stock, $0.001 par value per share | NCPL | The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
ITEM 7.01 RegulationFD Disclosure.
The executive officers of Netcapital Inc. intend to use the material filed herewith, in whole or in part, in one or more meetings. A copy of the slide presentation is posted on our website, https://netcapitalinc.com/, and is attached hereto as Exhibit 99.1.
Netcapital Inc. does not intend for this Item 7.01 or Exhibit 99.1 to be treated as “filed” for purposes of the Securities Exchange Act of 1934, as amended, or incorporated into its filings under the Securities Act of 1933, as amended.
ITEM 9.01 FinancialStatements and Exhibits.
The following exhibit shall not be deemed as “filed” for purposes of the Securities Exchange Act of 1934, as amended.
(d) Exhibit:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Netcapital Inc. | ||
|---|---|---|
| (Registrant) | ||
| Date: May 25, 2023 | By: | /s/<br> Martin Kay |
| Martin Kay | ||
| Chief Executive Officer |
Exhibit 99.1
