6-K
National Grid PLC (NGG)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 29 November 2024
Commission File Number: 001-14958
NATIONAL GRID plc
(Translation of registrant’s name into English)
England and Wales
(Jurisdiction of Incorporation)
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934. ☐ Yes ☒ No
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
EXHIBIT INDEX
| Exhibit<br>No. | Description |
|---|---|
| 99.1 | Exhibit<br>99.1 Announcement sent to the London Stock Exchange on 01 November<br>2024 —<br>Total Voting Rights |
| 99.2 | Exhibit<br>99.2 Announcement sent to the London Stock Exchange on 08 November<br>2024 —<br>Director/PDMR Shareholding |
Exhibit 99.1
1 November 2024
National Grid plc ('National Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 31 October 2024 consisted of 5,126,611,643 ordinary shares, of which, 240,565,314 were held as treasury shares; leaving a balance of 4,886,046,329 with voting rights.
The figure of 4,886,046,329 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, National Grid under the FCA's Disclosure Guidance and Transparency Rules.
Julian Baddeley
Group Company Secretary
Exhibit 99.2
8 November 2024
National Grid plc ('National Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')
This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR'). In accordance with MAR, the relevant Financial Conduct Authority ('FCA') notifications are set out below.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | ||
|---|---|---|---|
| a) | Name | Andy<br>Agg | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief<br>Financial Officer | |
| b) | Initial<br>notification /Amendment | Initial<br>notification | |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | National<br>Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description<br>of the financial instrument, type of instrument<br><br><br>Identification<br>code | Ordinary<br>shares of 12 204/473p each<br><br><br>GB00BDR05C01 | |
| b) | Nature<br>of the transaction | Monthly<br>purchase of securities ("partnership shares") under the Share<br>Incentive Plan | |
| c) | Price(s)<br>and volume(s) | Price(s) | Volume(s) |
| GBP<br>9.9215 | 15 | ||
| d) | Aggregated<br>information<br><br><br>-<br>Aggregated volume<br><br><br>-<br>Price | ||
| e) | Date<br>of the transaction | 2024.11.07 | |
| f) | Place<br>of the transaction | London<br>Stock Exchange (XLON) | |
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | ||
| --- | --- | --- | --- |
| a) | Name | John<br>Pettigrew | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief<br>Executive | |
| b) | Initial<br>notification /Amendment | Initial<br>notification | |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | National<br>Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description<br>of the financial instrument, type of instrument<br><br><br><br><br><br>Identification<br>code | Ordinary<br>shares of 12 204/473p each<br><br><br><br><br><br>GB00BDR05C01 | |
| b) | Nature<br>of the transaction | Monthly<br>purchase of securities ("partnership shares") under the Share<br>Incentive Plan | |
| c) | Price(s)<br>and volume(s) | Price(s) | Volume(s) |
| GBP<br>9.9215 | 15 | ||
| d) | Aggregated<br>information<br><br><br>-<br>Aggregated volume<br><br><br>-<br>Price | ||
| e) | Date<br>of the transaction | 2024.11.07 | |
| f) | Place<br>of the transaction | London<br>Stock Exchange (XLON) | |
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | ||
| --- | --- | --- | --- |
| a) | Name | Will<br>Serle | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief<br>People and Culture Officer | |
| b) | Initial<br>notification /Amendment | Initial<br>notification | |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | National<br>Grid plc | |
| b) | LEI | 8R95QZMKZLJX5Q2XR704 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description<br>of the financial instrument, type of instrument<br><br><br>Identification<br>code | Ordinary<br>shares of 12 204/473p each<br><br><br>GB00BDR05C01 | |
| b) | Nature<br>of the transaction | Monthly<br>purchase of securities ("partnership shares") under the Share<br>Incentive Plan | |
| c) | Price(s)<br>and volume(s) | Price(s) | Volume(s) |
| GBP<br>9.9215 | 15 | ||
| d) | Aggregated<br>information<br><br><br>-<br>Aggregated volume<br><br><br>-<br>Price | ||
| e) | Date<br>of the transaction | 2024.11.07 | |
| f) | Place<br>of the transaction | London<br>Stock Exchange (XLON) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NATIONAL GRID<br>plc | |
|---|---|
| By: | Beth Melges |
| Beth Melges<br><br><br>Head of Plc Governance |
Date: 29 November 2024