Nomura Holdings Inc 6-K, filed Jan 30, 2026

Nomura Holdings Inc (NMR)

6-K 2026-01-30 For: 2026-01-30

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Added on April 09, 2026

About this 6-K

Nomura Holdings Inc filed this 6-K on January 30, 2026.

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	NOMURA HOLDINGS, INC.

Date: January 30, 2026	By:	/s/ Yoshifumi Kishida
		Yoshifumi Kishida
		Senior Managing Director


Date:		January 30, 2026
Company name (code number):		Nomura Holdings, Inc. (8604)
Stock exchange listings:		(In Japan) Tokyo, Nagoya (Overseas) New York, Singapore
Representative:		Kentaro Okuda President and Group CEO, Nomura Holdings, Inc.
For inquiries:		Akihiro Koseki Managing Director, Head of Investor Relations, Nomura Holdings, Inc. Tel: (Country Code 81) 3-5255-1000 URL: https://www.nomura.com


	(Rounded to nearest million)
	(Millions of yen, except per share data)
	For the nine months ended December 31
	2024						2025
				% Change from December 31, 2023						% Change from December 31, 2024
Total revenue		3,657,389			22.5	%		3,545,729			(3.1	%)
Net revenue		1,439,750			28.9	%		1,590,532			10.5	%
Income before income taxes		374,220			105.9	%		432,148			15.5	%
Net income attributable to Nomura Holdings, Inc. (“NHI”) shareholders		268,766			146.3%			288,196			7.2%
Comprehensive income		343,791			106.4	%		322,552			(6.2	%)
Basic-Net income attributable to NHI shareholders per share (Yen)		90.95						97.73
Diluted-Net income attributable to NHI shareholders per share (Yen)		87.66						94.67
Return on shareholders’ equity - annualized		10.4	%					10.8	%


	(Millions of yen, except per share data)
	At March 31			At December 31
	2025			2025
Total assets		56,802,170			61,935,173
Total equity		3,580,999			3,814,592
Total NHI shareholders’ equity		3,470,879			3,651,817
Total NHI shareholders’ equity as a percentage of total assets		6.1	%		5.9	%
Total NHI shareholders’ equity per share (Yen)		1,174.10			1,244.72


					(Yen amounts)
	For the year ended March 31
	2025		2026		2026 (Plan)
Dividends per share
Dividends record dates
At June 30		—		—		—
At September 30		23.00		27.00		—
At December 31		—		—		—
At March 31		34.00		—		Unconfirmed
For the year		57.00		—		Unconfirmed

Nomura Holdings Inc 6-K, filed Jan 30, 2026

About this 6-K

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Exhibit Number

1.		Financial Summary – Nine months ended December 31, 2025.


1. Qualitative Information of the Quarterly Consolidated Results			P. 2

(1) Consolidated Operating Results			P. 2
(2) Consolidated Financial Position			P. 4
(3) Consolidated Earnings Forecasts			P. 5

2. Quarterly Consolidated Financial Statements			P. 5

(1) Consolidated Balance Sheets			P. 6
(2) Consolidated Statements of Income			P. 8
(3) Consolidated Statements of Comprehensive Income			P. 9
(4) Changes in Accounting Policies			P.10
(5) Segment Information – Operating Segment			P.10
(6) Significant Changes in Equity			P.12
(7) Note with respect to the Assumption as a Going Concern			P.13
(8) Note with respect to Consolidated Statements of Cash Flows			P.13
(9) Significant Subsequent Events			P.13

3. Supplementary Information			P.14

(1) Consolidated Statements of Income – Quarterly Comparatives			P.14
(2) Business Segment Information – Quarterly Comparatives			P.15
(3) Other			P.16


	Billions of yen						% Change
	For the nine months ended						(B-A)/(A)
	December 31, 2024 (A)			December 31, 2025 (B)			(B-A)/(A)
Net revenue		1,439.8			1,590.5			10.5
Non-interest expenses		1,065.5			1,158.4			8.7

Income (loss) before income taxes		374.2			432.1			15.5
Income tax expense		100.9			134.3			33.1

Net income (loss)		273.3			297.8			9.0

Less: Net income (loss) attributable to noncontrolling interests		4.5			9.6			113.0

Net income (loss) attributable to NHI shareholders		268.8			288.2			7.2

Return on shareholders’ equity - annualized		10.4	%		10.8	%		—


	Millions of yen
	March 31, 2025			December 31, 2025			Increase/ (Decrease)
ASSETS
Cash and cash deposits:
Cash and cash equivalents		4,424,462			4,905,870			481,408
Time deposits		642,388			687,309			44,921
Deposits with stock exchanges and other segregated cash		447,846			403,638			(44,208	)

Total cash and cash deposits		5,514,696			5,996,817			482,121

Loans and receivables:
Loans receivable		6,025,008			6,898,281			873,273
Receivables from customers		410,722			398,100			(12,622	)
Receivables from other than customers		1,030,023			960,327			(69,696	)
Allowance for credit losses		(16,920	)		(17,683	)		(763	)

Total loans and receivables		7,448,833			8,239,025			790,192

Collateralized agreements:
Securities purchased under agreements to resell		14,004,757			13,946,580			(58,177	)
Securities borrowed		4,658,828			4,679,620			20,792

Total collateralized agreements		18,663,585			18,626,200			(37,385	)

Trading assets and private equity and debt investments:
Trading assets*		22,372,339			25,532,377			3,160,038
Private equity and debt investments*		151,710			195,440			43,730

Total trading assets and private equity and debt investments		22,524,049			25,727,817			3,203,768

Other assets:
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of ¥546,117 million as of March 31, 2025 and ¥585,807 million as of December 31, 2025)		436,454			516,252			79,798
Non-trading debt securities*		485,290			703,613			218,323
Investments in equity securities*		98,401			114,420			16,019
Investments in and advances to affiliated companies*		506,389			539,297			32,908
Other		1,124,473			1,471,732			347,259

Total other assets		2,651,007			3,345,314			694,307

Total assets		56,802,170			61,935,173			5,133,003


	Millions of yen
	For the nine months ended December 31, 2025
Common stock
Balance at beginning of year		594,493

Balance at end of period		594,493

Additional paid-in capital
Balance at beginning of year		704,877
Stock-based compensation awards		(10,335	)
Changes in an affiliated company’s interests		(15	)

Balance at end of period		694,527

Retained earnings
Balance at beginning of year		1,867,379
Net income attributable to NHI shareholders		288,196
Cash dividends		(79,207	)
Loss on disposal of treasury stock		(9,009	)

Balance at end of period		2,067,359

Accumulated other comprehensive income (loss)
Cumulative translation adjustments
Balance at beginning of year		407,977
Net change during the period		107,626

Balance at end of period		515,603

Defined benefit pension plans
Balance at beginning of year		(7,105	)
Pension liability adjustment		(4,399	)

Balance at end of period		(11,504	)

Non-trading debt securities
Balance at beginning of year		(1,147	)
Net unrealized loss on non-trading debt securities		(1,357	)

Balance at end of period		(2,504	)

Own credit adjustments
Balance at beginning of year		48,083
Own credit adjustments		(82,934	)

Balance at end of period		(34,851	)

Balance at end of period		466,744

Common stock held in treasury
Balance at beginning of year		(143,678	)
Repurchases of common stock		(60,015	)
Sale of common stock		0
Common stock issued to employees		32,387

Balance at end of period		(171,306	)

Total NHI shareholders’ equity

Balance at end of period		3,651,817

Noncontrolling interests
Balance at beginning of year		110,120
Net change during the period		52,655

Balance at end of period		162,775

Total equity

Balance at end of period		3,814,592


	Millions of yen
	For the nine months ended
	December 31, 2024		December 31, 2025
Depreciation and amortization		46,498		48,412


	Millions of yen					% Change
	For the nine months ended					(B-A)/(A)
	December 31, 2024 (A)			December 31, 2025 (B)		(B-A)/(A)
Net revenue

Business segment information:
Wealth Management		333,628			354,759		6.3
Investment Management		149,468			172,305		15.3
Wholesale		798,750			854,154		6.9
Banking		35,751			39,392		10.2

Subtotal		1,317,597			1,420,610		7.8
Other		123,528			165,633		34.1

Net revenue		1,441,125			1,586,243		10.1

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		(1,375	)		4,289		—

Net revenue		1,439,750			1,590,532		10.5


*Non-interest expenses (1)**

Business segment information:
Wealth Management		203,370			211,981		4.2
Investment Management		75,416			102,128		35.4
Wholesale		669,974			696,817		4.0
Banking		22,444			28,423		26.6

Subtotal		971,204			1,039,349		7.0
Other		94,326			119,035		26.2

Non-interest expenses		1,065,530			1,158,384		8.7

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—			—		—

Non-interest expenses		1,065,530			1,158,384		8.7


	Millions of yen																	% Change			Millions of yen
	For the three months ended																	(B-A)/(A)			For the year ended March 31, 2025
	June 30, 2024		September 30, 2024			December 31, 2024		March 31, 2025			June 30, 2025			September 30, 2025(A)		December 31, 2025(B)		(B-A)/(A)			For the year ended March 31, 2025
Revenue:
Commissions		102,750		101,363			102,630		100,268			100,606			105,049		119,204		13.5			407,011
Fees from investment banking		41,251		53,335			64,375		53,273			38,357			44,554		59,045		32.5			212,234
Asset management and portfolio service fees		90,333		93,848			97,209		96,806			92,855			102,487		122,664		19.7			378,196
Net gain on trading		131,994		147,711			142,013		158,381			142,239			171,944		190,742		10.9			580,099
Gain on private equity and debt investments		3,153		1,598			1,641		1,242			6,330			4,370		1,564		(64.2	)		7,634
Interest and dividends		788,550		762,958			745,459		630,894			649,561			652,830		712,469		9.1			2,927,861
Gain (loss) on investments in equity securities		1,442		(2,554	)		1,610		(54	)		(377	)		4,365		4,488		2.8			444
Other		58,412		83,307			43,001		38,544			127,017			75,614		17,752		(76.5	)		223,264

Total revenue		1,217,885		1,241,566			1,197,938		1,079,354			1,156,588			1,161,213		1,227,928		5.7			4,736,743
Interest expense		763,443		758,239			695,957		626,619			633,273			645,751		676,173		4.7			2,844,258

Net revenue		454,442		483,327			501,981		452,735			523,315			515,462		551,755		7.0			1,892,485

Non-interest expenses:
Compensation and benefits		184,510		184,671			190,888		172,321			186,310			195,079		220,739		13.2			732,390
Commissions and floor brokerage		43,629		45,325			43,645		44,853			44,778			47,191		53,997		14.4			177,452
Information processing and communications		55,769		56,741			54,431		60,077			57,164			59,202		63,516		7.3			227,018
Occupancy and related depreciation		17,635		16,810			17,885		17,836			15,965			17,283		17,853		3.3			70,166
Business development expenses		6,572		5,981			6,807		7,695			6,992			7,272		9,993		37.4			27,055
Other		43,396		40,789			50,046		52,209			51,824			52,790		50,436		(4.5	)		186,440

Total non-interest expenses		351,511		350,317			363,702		354,991			363,033			378,817		416,534		10.0			1,420,521

Income before income taxes		102,931		133,010			138,279		97,744			160,282			136,645		135,221		(1.0	)		471,964
Income tax expense		31,498		35,304			34,137		23,770			52,808			40,852		40,675		(0.4	)		124,709

Net income		71,433		97,706			104,142		73,974			107,474			95,793		94,546		(1.3	)		347,255

Less: Net income (loss) attributable to noncontrolling interests		2,495		(681	)		2,701		2,004			2,909			3,715		2,993		(19.4	)		6,519

Net income attributable to NHI shareholders		68,938		98,387			101,441		71,970			104,565			92,078		91,553		(0.6	)		340,736


	Yen																	% Change			Yen


	Millions of yen																	% Change			Millions of yen
	For the three months ended																	(B-A)/(A)			For the year ended March 31, 2025
	June 30, 2024		September 30, 2024			December 31, 2024		March 31, 2025			June 30, 2025			September 30, 2025(A)		December 31, 2025(B)		(B-A)/(A)			For the year ended March 31, 2025
Net revenue

Business segment information:
Wealth Management		109,716		112,301			111,611		99,923			105,796			116,475		132,488		13.7			433,551
Investment Management		47,670		56,087			45,711		43,005			50,574			60,825		60,906		0.1			192,473
Wholesale		244,846		263,381			290,523		259,188			261,072			279,183		313,899		12.4			1,057,938
Banking		11,232		12,245			12,274		11,421			12,845			12,851		13,696		6.6			47,172

Subtotal		413,464		444,014			460,119		413,537			430,287			469,334		520,989		11.0			1,731,134
Other		39,739		42,545			41,244		39,372			93,160			44,366		28,107		(36.6	)		162,900

Net revenue		453,203		486,559			501,363		452,909			523,447			513,700		549,096		6.9			1,894,034

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		1,239		(3,232	)		618		(174	)		(132	)		1,762		2,659		50.9			(1,549	)

Net revenue		454,442		483,327			501,981		452,735			523,315			515,462		551,755		7.0			1,892,485


*Non-interest expenses (1)**

Business segment information:
Wealth Management		68,517		68,061			66,792		63,999			67,041			70,952		73,988		4.3			267,369
Investment Management		24,491		24,152			26,773		27,466			29,047			30,114		42,967		42.7			102,882
Wholesale		223,725		218,087			228,162		221,682			219,164			226,043		251,610		11.3			891,656
Banking		7,200		7,632			7,612		8,371			9,231			9,671		9,521		(1.6	)		30,815

Subtotal		323,933		317,932			329,339		321,518			324,483			336,780		378,086		12.3			1,292,722
Other		27,578		32,385			34,363		33,473			38,550			42,037		38,448		(8.5	)		127,799

Non-interest expenses		351,511		350,317			363,702		354,991			363,033			378,817		416,534		10.0			1,420,521

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—		—			—		—			—			—		—		—			—

Non-interest expenses		351,511		350,317			363,702		354,991			363,033			378,817		416,534		10.0			1,420,521


	Millions of yen																					% Change			Millions of yen
	For the three months ended																					(B-A)/(A)			For the year ended March 31, 2025
	June 30, 2024			September 30, 2024			December 31, 2024			March 31, 2025			June 30, 2025			September 30, 2025(A)			December 31, 2025(B)			(B-A)/(A)			For the year ended March 31, 2025
Net gain (loss) related to economic hedging transactions		(2,853	)		1,826			(7,014	)		2,232			1,067			(166	)		(975	)		—			(5,809	)
Realized gain (loss) on investments in equity securities held for operating purposes		—			496			645			334			5			2,209			1,129			(48.9	)		1,475
Equity in earnings of affiliates		14,800			11,551			15,200			9,670			12,321			12,448			17,642			41.7			51,221
Corporate items		5,519			(5,332	)		(954	)		(5,117	)		(11,637	)		(15,181	)		(9,630	)		—			(5,884	)
Other		(5,305	)		1,619			(996	)		(1,220	)		52,854			3,019			(18,507	)		—			(5,902	)

Total		12,161			10,160			6,881			5,899			54,610			2,329			(10,341	)		—			35,101