Baker Avenue Asset Management, LP

Position in NTRS — Northern Trust Corp

CIK 1432529 SAN FRANCISCO, CA

Position in NTRS

as of Jun 30, 2026 · filed Jul 28, 2026 Compact

Position Value

$1,011,053

+$263,656 QoQ

Shares Held

5,816

+8.6% QoQ

Ownership

0.003%

of shares outstanding

% of Portfolio

0.03%

of 13F equity value

Holder Rank

#465

of 1,021 holders

Holding Since

Dec 2022

9 quarters on record

Voting authority Sole 32% Shared 0% None 68%

Financial Services · as of Jun 30, 2026

Baker Avenue Asset Management, LP holds $16,216,475 across 20 Asset Management names. NTRS ranks #4 (6.2% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	ARCC	Ares Capital Corp	186,217	$3,450,601
2	MAIN	Main Street Capital CORP	66,500	$3,450,020
3	PHYS	Sprott Physical Gold Trust	53,158	$1,603,776
4	NTRS	Northern Trust Corp This page	5,816	$1,011,053
5	BLK	BlackRock, Inc.	825	$793,287
6	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	56,800	$785,544
7	STT	State Street Corp	4,284	$726,566
8	BX	Blackstone Inc.	5,353	$629,887

9 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$1,011,053	5,816	+8.6%	Shares	Sole	2026-07-28
2026-03-31	$747,397	5,355	+85.0%	Shares	Sole	2026-05-12
2025-12-31	$395,428	2,895	-22.2%	Shares	Sole	2026-02-10
2025-09-30	$500,577	3,719	+71.9%	Shares	Sole	2025-10-31
2025-06-30	$274,246	2,163	+2537.8%	Shares	Sole	2025-08-13
2023-09-30	$5,697	82	-42.3%	Shares	Sole	2023-11-15
2023-06-30	$10,527	142	+54.3%	Shares	Sole	2023-08-14
2023-03-31	$8,107	92	+10.8%	Shares	Sole	2023-05-16
2022-12-31	$7,344	83	—	Shares	Sole	2023-02-14
No filing history on record for this holder in this stock.