Baker Avenue Asset Management, LP

Position in NTRS — Northern Trust Corp

CIK 1432529 SAN FRANCISCO, CA

Position in NTRS

as of Mar 31, 2026 · filed May 12, 2026 Compact

Position Value

$747,397

+$351,969 QoQ

Shares Held

5,355

+85.0% QoQ

Ownership

0.003%

of shares outstanding

% of Portfolio

0.03%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Dec 2022

8 quarters on record

Voting authority Sole 31.72735760971055.ToString("F0")% Shared 0.ToString("F0")% None 68.27264239028945.ToString("F0")%

Financial Services · as of Mar 31, 2026

Baker Avenue Asset Management, LP holds $15,440,299 across 17 Asset Management names. NTRS ranks #5 (4.8% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	MAIN	Main Street Capital CORP	66,206	$3,506,269
2	ARCC	Ares Capital Corp	184,666	$3,327,681
3	PHYS	Sprott Physical Gold Trust	57,454	$2,036,169
4	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	56,800	$811,104
5	NTRS	Northern Trust Corp This page	5,355	$747,397
6	BLK	BlackRock, Inc.	729	$701,086
7	BX	Blackstone Inc.	5,548	$637,964
8	AMP	Ameriprise Financial Inc	1,306	$580,386

8 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$747,397	5,355	+85.0%	Shares	Sole	2026-05-12
2025-12-31	$395,428	2,895	-22.2%	Shares	Sole	2026-02-10
2025-09-30	$500,577	3,719	+71.9%	Shares	Sole	2025-10-31
2025-06-30	$274,246	2,163	+2537.8%	Shares	Sole	2025-08-13
2023-09-30	$5,697	82	-42.3%	Shares	Sole	2023-11-15
2023-06-30	$10,527	142	+54.3%	Shares	Sole	2023-08-14
2023-03-31	$8,107	92	+10.8%	Shares	Sole	2023-05-16
2022-12-31	$7,344	83	—	Shares	Sole	2023-02-14
No filing history on record for this holder in this stock.