8-K

American Strategic Investment Co. (NYC)

8-K 2023-06-07 For: 2023-06-05
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Added on April 06, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM 8-K


CURRENT REPORT

Pursuant

to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):June 5, 2023


AmericanStrategic Investment Co.

(Exact Name of Registrant as Specified in Charter)

Maryland 001-39153 38-3888962
(State or other jurisdiction <br> of incorporation) (Commission File Number) (I.R.S. Employer<br> Identification No.)
650 Fifth Avenue, 30th Floor<br><br> <br>New York**, New York** 10019
(Address, including zip code, of Principal Executive Offices)
Registrant’s telephone number, including area code: (212 ) 415-6500

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:

Title of each class: Trading Symbol(s) Name of each exchange on which registered:
Class<br> A common stock, $0.01 par value per share NYC New<br> York Stock Exchange
Class<br> A Preferred Stock Purchase Rights true New<br> York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Common Stock [Member]

Item 5.07. Submission of Matters to a Vote of Security Holders.

The 2023 annual meeting of stockholders (the “Annual Meeting”) of American Strategic Investment Co. (the “Company”) was held on June 5, 2023, at which there were present, in person or by proxy, stockholders holding an aggregate of 1,677,817 shares of the Company’s common stock, out of a total number of 2,303,896 shares of the Company’s common stock issued and outstanding and entitled to vote at the Annual Meeting, representing approximately 72.8% of the shares entitled to be voted.

At the Annual Meeting, the Company’s stockholders: (i) re-elected Louis P. DiPalma and Edward M. Weil, Jr. as Class III directors to serve until the Company’s 2026 annual meeting of stockholders and until their successors are duly elected and qualify; and (ii) ratified the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. The proposals are described in detail in the Company’s 2023 proxy statement. No other proposals were submitted to a vote of the Company’s stockholders at the Annual Meeting. The final results of the matters voted on at the Annual Meeting are set forth below:

Proposal 1 - Election of Class III Directors

Nominee For Withhold Broker Non-Votes
Louis P. DiPalma 1,007,531 82,089 588,197
Edward M. Weil, Jr. 1,008,035 81,585 588,197

Proposal 2 - Ratification of the Appointment of PwC as the Company’sIndependent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2023:

For Against Abstain Broker Non-Votes
1,595,686 69,772 12,359 *
* No broker non-votes arose in connection with Proposal No. 2.
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

AMERICAN STRATEGIC INVESTMENT CO.
Date: June 7, 2023 By: /s/ Edward M. Weil, Jr.
Edward M. Weil, Jr.<br><br> <br>Chief Executive Officer, President, and Secretary