OCSL 8-K
Oaktree Specialty Lending Corp (OCSL)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 5, 2024 (
(Exact name of Registrant as specified in its charter)
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Item 5.07. Submission of Matters to a Vote of Security Holders.
Annual Meeting
On March 4, 2024, Oaktree Specialty Lending Corporation (the “Company”) held its 2024 annual meeting of stockholders (the “Annual Meeting”). Set forth below are the two proposals voted upon by the Company’s stockholders at the Annual Meeting, as described in the Company’s proxy statement filed with the U.S. Securities and Exchange Commission on January 19, 2024, together with the voting results for each proposal. As of January 5, 2024, the record date for the Annual Meeting, 78,965,350 shares of the Company’s common stock were outstanding and entitled to vote.
Proposal 1. The Company’s stockholders elected the following nominees to serve on the Board of Directors of the Company, each of whom will serve until the 2027 annual meeting of stockholders and until his or her successor is duly elected and qualifies: Deborah Gero and Craig Jacobson. The tabulation of votes was:
| Name |
Votes For | Withheld | Broker Non-Votes | |||
| Deborah Gero |
28,830,120 | 1,751,859 | 26,267,440 | |||
| Craig Jacobson |
28,882,453 | 1,699,526 | 26,267,440 |
Proposal 2. The Company’s stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2024, as set forth below.
| Votes For |
Votes Against |
Abstain | ||
| 55,866,454 | 587,164 | 395,801 |
Special Meeting
On March 4, 2024, the Company also held a special meeting of stockholders (the “Special Meeting”). Set forth below is the proposal voted upon by the Company’s stockholders at the Special Meeting, as described in the Company’s proxy statement filed with the U.S. Securities and Exchange Commission on January 10, 2024, together with the voting results for the proposal. As of January 4, 2024, the record date for the Special Meeting, 78,965,350 shares of the Company’s common stock were outstanding and entitled to vote.
Proposal 1. The Company’s stockholders approved a proposal to authorize the Company, with the approval of the Board of Directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share, provided that the number of shares issued does not exceed 25% of its then outstanding common stock, as set forth below.
| Votes For | Votes Against |
Abstain | ||||
| With Affiliates |
33,667,680 | 8,880,237 | 1,159,653 | |||
| Without Affiliates |
31,582,993 | 8,880,237 | 1,159,653 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| OAKTREE SPECIALTY LENDING CORPORATION | ||||||
| Date: March 5, 2024 | By: | /s/ Christopher McKown | ||||
| Name: Christopher McKown | ||||||
| Title: Chief Financial Officer and Treasurer | ||||||