8-K
OLD MARKET CAPITAL Corp (OMCC)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) September 2, 2021
NICHOLAS FINANCIAL, INC.
(Exact name of registrant as specified in its Charter)
| British Columbia, Canada | 0-26680 | 59-2506879 |
|---|---|---|
| (State or Other Jurisdiction of<br><br>Incorporation or Organization) | (Commission<br><br>File Number) | (I.R.S. Employer<br><br>Identification No.) |
| 2454 McMullen Booth Road, Building C<br><br>Clearwater, Florida | 33759 | |
| --- | --- | |
| (Address of Principal Executive Offices) | (Zip Code) |
(727) 726-0763
(Registrant’s telephone number, Including area code)
Not applicable
(Former name, former address and former fiscal year, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading<br><br>Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common Stock | NICK | NASDAQ |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
|---|
Nicholas Financial, Inc. held its Annual General Meeting of Shareholders on September 2, 2021. The following tables detail the voting results:
Election of Directors
| Shares<br><br>Voted For | Shares Withholding<br><br>Authority | Broker Non-Votes | |
|---|---|---|---|
| Robin J. Hastings | 4,193,507 | 443,772 | 564,571 |
| Jeffrey Royal | 4,285,269 | 352,010 | 564,571 |
The directors whose terms of office as directors continued after the meeting were Robin J. Hastings and Jeffrey Royal.
Ratification of Appointment of RSM US, LLP as Independent Auditors
| Shares<br><br>Voted For | Shares<br><br>Abstaining | Shares Voted Against | Broker Non-Votes |
|---|---|---|---|
| 5,201,646 | 10 | 194 | — |
Advisory Vote on Executive Compensation (“Say on Pay”)
| Shares<br><br>Voted For | Shares<br><br>Abstaining | Shares Voted Against | Broker Non-Votes |
|---|---|---|---|
| 4,628,278 | 927 | 8,074 | 564,571 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.
| NICHOLAS FINANCIAL, INC. | ||
|---|---|---|
| (Registrant) | ||
| Date: September 2, 2021 | /s/ Irina Nashtatik | |
| Irina Nashtatik | ||
| Chief Financial Officer<br><br>(Principal Financial Officer) |