8-K
Optex Systems Holdings Inc (OPXS)
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM8-K
CURRENTREPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 12, 2020
OPTEXSYSTEMS HOLDINGS, INC.
(Exact Name of Registrant as Specified in Charter)
| Delaware | 000-54114 | 90-0609531 |
|---|---|---|
| (State<br> or other jurisdiction of<br><br> incorporation) | (Commission<br><br> File Number) | (IRS<br> Employer<br><br> Identification No.) |
| 1420<br> Presidential Drive, Richardson, TX | 75081-2439 | |
| --- | --- | |
| (Address<br> of principal executive offices) | (Zip<br> Code) |
Registrant’s telephone number, including area code: (972) 644-0722
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| [ ] | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 DFR 240.14a-12) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:.
| Title<br> of each class | Trading<br> Symbol | Name<br> of each exchange on which registered |
|---|---|---|
| None |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| [ ] | Emerging<br> growth company |
|---|---|
| [ ] | If<br> an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period<br> for complying with any new or revised financial accounting standards provided pursuant to section 13(a) of the Exchange Act. |
Item5.07 Submission of Matters to a Vote of Security Holders.
On February 12, 2020, Optex Systems Holdings, Inc., a Nevada corporation (the “Company”), held an annual meeting of stockholders (the “Meeting”). As of the record date for the Meeting, 8,436,422 shares of common stock were issued and outstanding. A total of 7,878,113 shares of common stock, constituting a quorum, were present and accounted for at the Meeting. At the Meeting, the Company’s stockholders approved the following proposals:
(i) The reelection of each of the current directors of the Company. The directors were reelected, and the votes were cast as follows:
| Name | Votes For | Votes Against | Abstentions |
|---|---|---|---|
| Larry<br> Hagenbuch | 4,560,560 | - | 615,060 |
| Dale<br> Lehmann | 4,571,860 | - | 603,760 |
| Rimmy<br> Malhotra | 4,560,460 | - | 615,060 |
| Danny<br> Schoening | 4,571,760 | - | 603,860 |
(ii) The ratification of the appointment of Whitley Penn, LLP, as the Company’s independent registered certified public accountant for the fiscal year ended September 28, 2020. The appointment was ratified, and the votes were cast as follows:
| Votes For | Votes Against | Abstentions |
|---|---|---|
| 6,418,668 | 1,459,252 | 193 |
(iii) Advisory vote on executive compensation. The matter was passed, and the votes were cast as follows:
| Votes For | Votes Against | Abstentions |
|---|---|---|
| 4,263,419 | 635,141 | 277,060 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Optex<br> Systems Holdings, Inc. | |
|---|---|
| (Registrant) | |
| By: | /s/ Karen Hawkins |
| Karen<br> Hawkins | |
| Title: | Chief<br> Financial Officer |
| Date:<br> February 19, 2020 |