8-K
Blue Owl Technology Finance Corp. (OTF)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENTREPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 26, 2021
OWL ROCK TECHNOLOGY FINANCE CORP.
(Exact name of Registrant as Specified in Its Charter)
| Maryland | 000-55977 | 83-1273258 |
|---|---|---|
| (State or Other Jurisdiction<br><br><br>of Incorporation) | (CommissionFile Number) | (IRS Employer<br><br><br>Identification No.) |
| 399 Park Avenue,<br><br><br>38th Floor<br> <br>New York,NY | 10022 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s Telephone Number, Including Area Code: (212)419-3000
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17<br>CFR 240.14a-12) |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | TradingSymbol(s) | Name of each exchangeon which registered |
|---|---|---|
| None | None | None |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 – Submission of Matters to a Vote of Security Holders.
Owl Rock Technology Finance Corp. (the “Company”) held its Annual Meeting of Shareholders on August 26, 2021 and submitted two matters to the vote of the shareholders. A summary of the matters voted upon by shareholders is set forth below.
- Shareholders elected two members of the board of directors of the Company, each to serve until the 2024 annual meeting of shareholders and until their successors are duly elected and qualified. The following votes were taken in connection with this proposal:
| Name | For | Against | Abstain | BrokerNon-Votes |
|---|---|---|---|---|
| Christopher M. Temple | 40,375,957 | 79,933 | 11,851,431 | 29,143,497 |
| Melissa Weiler | 40,388,991 | 66,898 | 11,851,432 | 29,143,497 |
- Shareholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021 based on the following votes:
| For | Against | Abstain | BrokerNon-Votes |
|---|---|---|---|
| 71,225,142 | 2,893,223 | 7,332,453 | N/A |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Owl Rock Technology Finance Corp. | ||
|---|---|---|
| August 26, 2021 | By: | /s/ Alan Kirshenbaum |
| Name: Alan Kirshenbaum | ||
| Title: **** Chief Operating Officer and Chief Financial Officer |