8-K
PRINCIPAL FINANCIAL GROUP INC (PFG)
UNITED STATES
SECURITIES ANDEXCHANGE COMMISSION
Washington, D.C.20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of Report: May 20, 2025
(Date of earliest event reported)
PRINCIPAL
FINANCIAL GROUP, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 1-16725 | 42-1520346 |
|---|---|---|
| (State or other jurisdiction | (Commission file number) | (I.R.S. Employer |
| of<br> incorporation) | Identification<br> Number) |
711 High Street,Des Moines, Iowa 50392
(Address of principal executive offices)
(515) 247-5111
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol(s) | Name<br> of each exchange on which registered |
|---|---|---|
| Common<br> Stock | PFG | Nasdaq<br> Global Select Market |
| ¨ | Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§203.405<br>of this chapter) or rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). | |
| --- | --- |
Emerging growth company ¨
| ¨ | If an emerging growth company,<br> indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised<br> financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. |
|---|
Item 5.07 Submission of Matters to a Vote of Security Holders
Principal Financial Group, Inc. held its annual shareholders meeting on May 20, 2025. The result of each matter voted upon at the annual shareholders meeting is set forth below.
| (1) | Election of Class III director nominees. |
|---|
The shareholders elected as Class III directors, each to serve for a three-year term that expires at the annual shareholders meeting to be held in 2028.
| VOTES FOR | VOTES AGAINST | ****<br><br>ABSTAINED | BROKER NON-VOTES | ||||||
|---|---|---|---|---|---|---|---|---|---|
| H. Elizabeth Mitchell | 136,860,148 | 13,687,750 | 407,449 | 19,322,185 | |||||
| Blair C. Pickerell | 148,362,943 | 2,405,474 | 186,930 | 19,322,185 | |||||
| Clare S. Richer | 149,301,589 | 1,474,394 | 179,364 | 19,322,185 | |||||
| Deanna D. Strable-Soethout | 150,469,142 | 296,375 | 189,830 | 19,322,185 | |||||
| Votes<br><br> For | Votes Against | Abstained | Broker Non-<br><br>Votes | ||||||
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| (2) | Advisory Vote to Approve <br>Executive Compensation | 142,675,128 | 7,735,191 | 545,028 | 19,322,185 | ||||
| (3) | Ratification of Appointment of Independent Registered Public Accountants | 160,644,877 | 9,439,069 | 193,586 | 0 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| PRINCIPAL FINANCIAL GROUP, INC. | |
|---|---|
| By: | /s/<br> Chris Agbe-Davies |
| Name: | Chris Agbe-Davies |
| Title: | Vice President, Associate General Counsel, and<br> Assistant Secretary |
Date: May 21, 2025