8-K
GraniteShares Platinum Trust (PLTM)
UNITEDSTATESSECURITIES AND EXCHANGE COMMISSION**** Washington, DC 20549
FORM8-K
CURRENTREPORTPURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 21, 2020
GraniteSharesPlatinum Trust
(Exact name of registrant as specified in its charter)
| New York | 001-38349 | 82-6644954 |
|---|---|---|
| (State<br> or other jurisdiction<br><br> of incorporation) | (Commission<br><br> File Number) | (I.R.S.<br> Employer<br><br> Identification No.) |
c/oGraniteShares LLC
205Hudson Street
7^th^Floor
NewYork, NY 10013
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (646) 876-5096
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| [ ] | Written<br> communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| [ ] | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol(s) | Name<br> of each exchange on which registered |
|---|---|---|
| Shares | PLTM | NYSE<br> Arca, Inc. |
ITEM8.01. OTHER EVENTS
On December 21, 2020, the Securities and Exchange Commission (the “Commission”) declared effective a post-effective amendment to the GraniteShares Platinum Trust’s (the “Trust) registration statement on Form S-1 (333-221325) that was filed by the Trust on December 18, 2020. The Trust previously announced in a current report on Form 8-K that was filed on December 14, 2020 (the “December 14 Form 8-K”), that it had suspended the ability of the Trust’s Authorized Purchasers to purchase new creation baskets until such time as the Commission declared the post-effective amendment to be effective. As indicated in the December 14 Form 8-K, the Trust is issuing this current report on Form 8-K to announce the effectiveness of the above-mentioned post-effective amendment, as well as to announce the Trust’s ability to resume offering Creation Baskets to its Authorized Purchasers as of the date hereof.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned in the capacities thereunto duly authorized.
| GraniteShares<br> Platinum Trust | ||
|---|---|---|
| By: | GraniteShares<br> LLC, its sponsor | |
| Date:<br> December 21, 2020 | By: | /s/ William Rhind |
| Name: | William<br> Rhind | |
| Title: | CEO<br> and CFO |