8-K/A
PTC INC. (PTC)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
| Date of report (Date of earliest event reported): December 13, 2021 |
|---|
PTC Inc.
(Exact name of Registrant as Specified in Its Charter)
| Massachusetts | 0-18059 | 04-2866152 |
|---|---|---|
| (State or Other Jurisdiction<br><br>of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| 121 Seaport Boulevard,<br><br>Boston, Massachusetts | 02210 | |
| --- | --- | |
| (Address of Principal Executive Offices) | (Zip Code) | |
| Registrant’s Telephone Number, Including Area Code: (781) 370-5000 | ||
| --- | ||
| (Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbols | Name of each exchange on which registered |
|---|---|---|
| Common Stock, $.01 par value per share | PTC | NASDAQ Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note
PTC Inc. (the “Company”) is filing this Amendment No. 1 to its Current Report on Form 8-K dated December 13, 2021 reporting the appointment of Michal Katz to the Board of Directors of the Company (the “Board”) effective February 8, 2022 to provide information about Ms. Katz’s Board committee appointments. At the time of her appointment, Ms. Katz’s committee appointments had not been determined
Section 5 – Corporate Governance and Management
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On January 12, 2023, the Board appointed Ms. Katz, who is independent under applicable Nasdaq rules and possesses the requisite financial experience, to the Audit Committee of the Board of Directors.
The information reported under Item 5.02 of the December 31, 2021 Form 8-K is hereby incorporated by reference.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PTC INC. | ||
|---|---|---|
| By: | /s/ Aaron von Staats | |
| Aaron von Staats | ||
| Executive Vice President, General Counsel | ||
| Date:13 January 2023 |