NWAM LLC

Position in PTY — Pimco Corporate & Income Opportunity Fund

CIK 1655006 MERCER ISLAND, WA

Position in PTY

as of Jun 30, 2026 · filed Jul 23, 2026 Compact

Position Value

$582,167

+$53,747 QoQ

Shares Held

48,393

+10.4% QoQ

Ownership

0.022%

of shares outstanding

% of Portfolio

0.06%

of 13F equity value

Holder Rank

#88

of 223 holders

Holding Since

Mar 2020

26 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Financial Services · as of Jun 30, 2026

NWAM LLC holds $9,507,868 across 20 Asset Management names. PTY ranks #5 (6.1% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	PHYS	Sprott Physical Gold Trust	46,959	$1,416,753
2	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	95,617	$1,322,383
3	BX	Blackstone Inc.	11,041	$1,299,194
4	HASI	HA Sustainable Infrastructure Capital, Inc.	21,841	$852,891
5	PTY	Pimco Corporate & Income Opportunity Fund This page	48,393	$582,167
6	BN	BROOKFIELD Corp /ON/	12,988	$553,158
7	GGN	GAMCO Global Gold, Natural Resources & Income Trust	88,454	$428,117
8	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.	28,678	$425,581

26 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$582,167	48,393	+10.4%	Shares	Sole	2026-07-23
2026-03-31	$528,420	43,816	+3.8%	Shares	Sole	2026-05-04
2025-12-31	$544,573	42,215	+3.1%	Shares	Sole	2026-02-04
2025-09-30	$591,505	40,963	-4.6%	Shares	Sole	2026-02-04
2025-06-30	$597,545	42,958	+14.5%	Shares	Sole	2026-02-04
2025-03-31	$542,322	37,505	-2.8%	Shares	Sole	2025-05-05
2024-12-31	$554,509	38,588	+0.2%	Shares	Sole	2025-02-05
2024-09-30	$553,986	38,498	+1.5%	Shares	Sole	2024-11-12
2024-06-30	$542,978	37,944	-0.7%	Shares	Sole	2024-07-24
2024-03-31	$568,361	38,222	-9.2%	Shares	Sole	2024-05-09
2023-12-31	$557,311	42,093	+24.6%	Shares	Sole	2024-02-14
2023-09-30	$441,478	33,778	-20.3%	Shares	Sole	2023-11-01
2023-06-30	$593,208	42,372	+12.8%	Shares	Sole	2023-08-10
2023-03-31	$468,248	37,550	+0.5%	Shares	Sole	2023-05-12
2022-12-31	$448,801	37,369	+4.5%	Shares	Sole	2023-02-08
2022-09-30	$420,062	35,750	+25.6%	Shares	Sole	2022-11-14
2022-06-30	$356,147	28,469	+6.8%	Shares	Sole	2022-08-10
2022-03-31	$409,077	26,650	-3.0%	Shares	Sole	2022-05-12
2021-12-31	$454,337	27,469	-52.5%	Shares	Sole	2022-02-10
2021-09-30	$1,056,942	57,788	+94.1%	Shares	Sole	2021-11-03
2021-06-30	$589,227	29,774	-9.3%	Shares	Sole	2021-08-04
2021-03-31	$600,041	32,843	+6.3%	Shares	Sole	2021-04-23
2020-12-31	$551,386	30,890	+2.1%	Shares	Sole	2021-01-22
2020-09-30	$487,932	30,250	+9.8%	Shares	Sole	2020-10-16
2020-06-30	$427,300	27,550	+10.0%	Shares	Sole	2020-07-21
2020-03-31	$323,395	25,050	—	Shares	Sole	2020-04-16
No filing history on record for this holder in this stock.