Position in PTY
as of Mar 31, 2026
· filed May 4, 2026
Position Value
$528,420
-$16,153 QoQ
Shares Held
43,816
+3.8% QoQ
Ownership
0.021%
of shares outstanding
% of Portfolio
0.06%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Mar 2020
25 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in PTY Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Mar 31, 2026NWAM LLC holds $9,749,257 across 20 Asset Management names. PTY ranks #5 (5.4% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | PHYS |
Sprott Physical Gold Trust
|
54,009 | $1,914,078 | |
| 2 | KYN |
Kayne Anderson Energy Infrastructure Fund, Inc.
|
82,048 | $1,171,645 | |
| 3 | BX |
Blackstone Inc.
|
8,091 | $930,384 | |
| 4 | HASI |
HA Sustainable Infrastructure Capital, Inc.
|
25,279 | $929,003 | |
| 5 | PTY |
Pimco Corporate & Income Opportunity Fund
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|
43,816 | $528,420 | |
| 6 | BN |
BROOKFIELD Corp /ON/
|
12,988 | $525,624 | |
| 7 | DPG |
Duff & Phelps Utility & Infrastructure Fund Inc.
|
35,712 | $515,681 | |
| 8 | GGN |
GAMCO Global Gold, Natural Resources & Income Trust
|
88,168 | $469,053 |
All Filings in PTY
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25 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $528,420 | 43,816 | Shares | Sole | 2026-05-04 | |
| 2025-12-31 | $544,573 | 42,215 | Shares | Sole | 2026-02-04 | |
| 2025-09-30 | $591,505 | 40,963 | Shares | Sole | 2026-02-04 | |
| 2025-06-30 | $597,545 | 42,958 | Shares | Sole | 2026-02-04 | |
| 2025-03-31 | $542,322 | 37,505 | Shares | Sole | 2025-05-05 | |
| 2024-12-31 | $554,509 | 38,588 | Shares | Sole | 2025-02-05 | |
| 2024-09-30 | $553,986 | 38,498 | Shares | Sole | 2024-11-12 | |
| 2024-06-30 | $542,978 | 37,944 | Shares | Sole | 2024-07-24 | |
| 2024-03-31 | $568,361 | 38,222 | Shares | Sole | 2024-05-09 | |
| 2023-12-31 | $557,311 | 42,093 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $441,478 | 33,778 | Shares | Sole | 2023-11-01 | |
| 2023-06-30 | $593,208 | 42,372 | Shares | Sole | 2023-08-10 | |
| 2023-03-31 | $468,248 | 37,550 | Shares | Sole | 2023-05-12 | |
| 2022-12-31 | $448,801 | 37,369 | Shares | Sole | 2023-02-08 | |
| 2022-09-30 | $420,062 | 35,750 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $356,147 | 28,469 | Shares | Sole | 2022-08-10 | |
| 2022-03-31 | $409,077 | 26,650 | Shares | Sole | 2022-05-12 | |
| 2021-12-31 | $454,337 | 27,469 | Shares | Sole | 2022-02-10 | |
| 2021-09-30 | $1,056,942 | 57,788 | Shares | Sole | 2021-11-03 | |
| 2021-06-30 | $589,227 | 29,774 | Shares | Sole | 2021-08-04 | |
| 2021-03-31 | $600,041 | 32,843 | Shares | Sole | 2021-04-23 | |
| 2020-12-31 | $551,386 | 30,890 | Shares | Sole | 2021-01-22 | |
| 2020-09-30 | $487,932 | 30,250 | Shares | Sole | 2020-10-16 | |
| 2020-06-30 | $427,300 | 27,550 | Shares | Sole | 2020-07-21 | |
| 2020-03-31 | $323,395 | 25,050 | Shares | Sole | 2020-04-16 | |
| No filing history on record for this holder in this stock. | ||||||