LPL Financial LLC
Position in QQQX — Nuveen NASDAQ 100 Dynamic Overwrite Fund
CIK 1403438
FORT MILL, SC
Position in QQQX
as of Jun 30, 2026
· filed Aug 7, 2026
Position Value
$22,319,242
+$5,333,466 QoQ
Shares Held
740,519
+16.3% QoQ
Ownership
1.52%
of shares outstanding
% of Portfolio
0.01%
of 13F equity value
Holder Rank
#5
of 153 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 0%
Shared 0%
None 100%
Common Shares in QQQX Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026LPL Financial LLC holds $3,342,804,719 across 412 Asset Management names. QQQX ranks #29 (0.7% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | BLK |
BlackRock, Inc.
|
213,723 | $205,507,487 | |
| 2 | BX |
Blackstone Inc.
|
1,695,516 | $199,511,367 | |
| 3 | PFG |
Principal Financial Group Inc
|
1,134,085 | $122,231,681 | |
| 4 | PDI |
PIMCO Dynamic Income Fund
|
5,545,160 | $92,604,172 | |
| 5 | ARCC |
Ares Capital Corp
|
4,029,149 | $74,660,130 | |
| 6 | BPRE |
Bluerock Private Real Estate Fund
|
5,496,468 | $71,509,048 | |
| 7 | PHYS |
Sprott Physical Gold Trust
|
2,315,840 | $69,868,892 | |
| 8 | KKR |
KKR & Co. Inc.
|
679,426 | $62,357,718 |
All Filings in QQQX
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $22,319,242 | 740,519 | Shares | Sole | 2026-08-07 | |
| 2026-03-31 | $16,985,776 | 636,887 | Shares | Sole | 2026-05-06 | |
| 2025-12-31 | $16,681,490 | 584,905 | Shares | Sole | 2026-02-11 | |
| 2025-09-30 | $14,976,381 | 545,389 | Shares | Sole | 2025-11-12 | |
| 2025-06-30 | $13,887,300 | 524,643 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $11,176,536 | 470,591 | Shares | Sole | 2025-05-07 | |
| 2024-12-31 | $13,683,837 | 505,872 | Shares | Sole | 2025-02-11 | |
| 2024-09-30 | $12,640,484 | 503,204 | Shares | Sole | 2024-11-08 | |
| 2024-06-30 | $12,160,338 | 484,862 | Shares | Sole | 2024-08-07 | |
| 2024-03-31 | $9,716,084 | 402,489 | Shares | Sole | 2024-05-10 | |
| 2023-12-31 | $9,401,261 | 406,102 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $10,068,492 | 448,086 | Shares | Sole | 2023-11-13 | |
| 2023-06-30 | $11,085,797 | 444,677 | Shares | Sole | 2023-07-31 | |
| 2023-03-31 | $7,683,973 | 320,968 | Shares | Sole | 2023-05-10 | |
| 2022-12-31 | $7,695,143 | 376,659 | Shares | Sole | 2023-02-07 | |
| 2022-09-30 | $7,283,367 | 355,113 | Shares | Sole | 2022-11-14 | |
| 2022-06-30 | $5,237,319 | 239,804 | Shares | Sole | 2022-08-12 | |
| 2022-03-31 | $5,529,997 | 194,376 | Shares | Sole | 2022-05-16 | |
| 2021-12-31 | $5,452,972 | 177,911 | Shares | Sole | 2022-02-14 | |
| 2021-09-30 | $4,432,984 | 156,201 | Shares | Sole | 2021-11-15 | |
| 2021-06-30 | $5,166,943 | 175,866 | Shares | Sole | 2021-08-13 | |
| 2021-03-31 | $3,974,449 | 146,227 | Shares | Sole | 2021-05-14 | |
| 2020-12-31 | $3,919,082 | 150,676 | Shares | Sole | 2021-02-12 | |
| 2020-09-30 | $3,393,336 | 139,414 | Shares | Sole | 2020-11-09 | |
| 2020-06-30 | $3,182,121 | 138,293 | Shares | Sole | 2020-08-13 | |
| 2020-03-31 | $2,615,312 | 137,648 | Shares | Sole | 2020-05-14 | |
| No filing history on record for this holder in this stock. | ||||||