6-K
ROYAL BANK OF CANADA (RY)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or15d-16
under the Securities Exchange Act of 1934
For the month of April 2023
Commission File Number: 001-13928
Royal Bank of Canada
(Translation of registrant’s name into English)
| 200 Bay Street<br><br><br>Royal Bank Plaza<br> <br>Toronto,Ontario<br> <br>Canada M5J 2J5<br><br><br>Attention: Senior Vice-President,<br><br><br>Associate General Counsel<br><br><br>& Secretary | 1 Place Ville Marie<br><br><br>Montreal, Quebec<br> <br>CanadaH3B 3A9<br> <br>Attention: Senior Vice-President,<br><br><br>Associate General Counsel<br><br><br>& Secretary |
|---|
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☐ Form 40-F ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ROYAL BANK OF CANADA | ||
|---|---|---|
| Date: April 5, 2023 | By: | /s/ Karen McCarthy |
| Name: | Karen McCarthy | |
| Title: | Senior Vice-President,<br> <br>Associate General<br>Counsel &<br> <br>Secretary |
EXHIBIT INDEX
| Exhibit | Description of Exhibit |
|---|---|
| 99.1 | Royal Bank of Canada – Report of Voting Results |
EX-99.1
Exhibit 99.1
ROYAL BANK OF CANADA
Annual and SpecialMeeting of Common Shareholders
Saskatoon, Saskatchewan – April 5, 2023 (Hybrid Meeting)
REPORT OF VOTING RESULTS
In accordance with section 11.3 of National Instrument 51-102 Continuous Disclosure Obligations
The following matters were voted on at the annual and special meeting of common shareholders of Royal Bank of Canada (the “bank”) held on April 5, 2023. Full details of these matters are set out in the management proxy circular issued in connection with this meeting, which is available on our website at rbc.com/investorrelations; the website of our transfer agent, Computershare Trust Company of Canada, at www.envisionreports.com/RBC2023; SEDAR at sedar.com and EDGAR at sec.gov/edgar.shtml.
| 1. | Election of Directors |
|---|
Each of the 12 nominees listed in the management proxy circular was elected as a director of the bank.
| Nominee | Votes for | % for | Votes withheld | % withheld |
|---|---|---|---|---|
| Mirko Bibic | 704,831,329 | 99.28% | 5,086,950 | 0.72% |
| Andrew A. Chisholm | 706,846,181 | 99.57% | 3,072,394 | 0.43% |
| Jacynthe Côté | 696,635,526 | 98.13% | 13,283,049 | 1.87% |
| Toos N. Daruvala | 706,252,450 | 99.48% | 3,666,229 | 0.52% |
| Cynthia Devine | 706,271,546 | 99.49% | 3,647,133 | 0.51% |
| Roberta L. Jamieson | 706,458,135 | 99.51% | 3,460,544 | 0.49% |
| David McKay | 706,853,081 | 99.57% | 3,065,598 | 0.43% |
| Maryann Turcke | 673,230,727 | 94.83% | 36,687,952 | 5.17% |
| Thierry Vandal | 699,440,462 | 98.52% | 10,478,217 | 1.48% |
| Bridget A. van Kralingen | 702,349,850 | 98.93% | 7,568,829 | 1.07% |
| Frank Vettese | 706,755,035 | 99.55% | 3,163,644 | 0.45% |
| Jeffery Yabuki | 704,318,026 | 99.21% | 5,600,653 | 0.79% |
| 2. | Appointment of Auditor | |||
| --- | --- |
PricewaterhouseCoopers LLP was appointed as the auditor of the bank.
| Votes for | % for | Votes withheld | % withheld | |
|---|---|---|---|---|
| 733,917,167 | 99.42% | 4,268,233 | 0.58% | |
| 3. | Advisory vote on the bank’s approach to executive compensation | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | |
| --- | --- | --- | --- | |
| 679,289,783 | 95.69% | 30,628,485 | 4.31% | |
| 4. | Ordinary resolution to approve an amendment to the bank’s stock option plan to extend the exercise period ofstock options that expire during a blackout period or shortly thereafter | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | |
| --- | --- | --- | --- | |
| 690,178,063 | 97.22% | 19,740,020 | 2.78% | |
| 5. | Special resolution to approve an amendment to subsection 1.1.2 of by-law threeto increase the maximum aggregate consideration limit of first preferred shares and to modify such limit to only include first preferred shares outstanding at any given time | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | |
| --- | --- | --- | --- | |
| 693,159,007 | 97.64% | 16,759,277 | 2.36% | |
| 6. | Proposal No. 1: Pollution-intensive assets | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | Abstentions* |
| --- | --- | --- | --- | --- |
| 48,689,758 | 7.15% | 632,269,412 | 92.85% | 28,957,829 |
| 7. | Proposal No. 2: Free and prior informed consent of Indigenous peoples | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | Abstentions* |
| --- | --- | --- | --- | --- |
| 186,561,062 | 26.67% | 512,861,962 | 73.33% | 10,494,373 |
| 8. | Proposal No. 3: Racial equity audit | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | Abstentions* |
| --- | --- | --- | --- | --- |
| 289,783,595 | 42.24% | 396,305,786 | 57.76% | 23,827,244 |
| 9. | Proposal No. 4: Absolute greenhouse gas reduction goals | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | Abstentions* |
| --- | --- | --- | --- | --- |
| 115,130,922 | 17.17% | 555,264,306 | 82.83% | 39,521,236 |
| 10. | Proposal No. 5: Phase-out lending and underwriting of fossil fuelexploration and development | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | Abstentions* |
| --- | --- | --- | --- | --- |
| 45,647,133 | 6.76% | 629,806,204 | 93.24% | 34,444,523 |
| 11. | Proposal No. 6: Disclosure of the pay ratio | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | Abstentions* |
| --- | --- | --- | --- | --- |
| 87,847,034 | 12.98% | 588,860,221 | 87.02% | 33,209,788 |
| 12. | Proposal No. 7: Advisory vote on environmental policies | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | Abstentions* |
| --- | --- | --- | --- | --- |
| 126,137,067 | 18.76% | 546,203,288 | 81.24% | 37,577,774 |
| 13. | Proposal No. 8: Circular economy | |||
| --- | --- | |||
| Votes for | % for | Votes against | % against | Abstentions* |
| --- | --- | --- | --- | --- |
| 76,291,661 | 10.81% | 629,655,054 | 89.19% | 3,971,409 |
*An abstention is counted as present for quorum purposes, but is not counted as a vote cast in determining whether the requisite majority of votes cast has approved the proposal.