Advisors Asset Management, Inc.
Position in SAR — Saratoga Investment Corp.
CIK 1297376
Monument, CO
Position in SAR
as of Jun 30, 2026
· filed Aug 14, 2026
Position Value
$2,713,676
+$381,788 QoQ
Shares Held
121,635
+14.1% QoQ
Ownership
0.746%
of shares outstanding
% of Portfolio
0.04%
of 13F equity value
Holder Rank
#5
of 59 holders
Holding Since
Mar 2020
26 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in SAR Over Time
Shares Held
Position Value (USD)
Position in Asset Management
Financial Services · as of Jun 30, 2026Advisors Asset Management, Inc. holds $1,103,194,092 across 213 Asset Management names. SAR ranks #131 (0.2% of the industry book) .
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | KYN |
Kayne Anderson Energy Infrastructure Fund, Inc.
|
1,912,181 | $26,445,463 | |
| 2 | MUC |
Blackrock Muniholdings California Quality Fund, Inc.
|
2,305,569 | $25,338,203 | |
| 3 | SPXX |
Nuveen S&P 500 Dynamic Overwrite Fund
|
1,233,884 | $22,999,597 | |
| 4 | NAC |
Nuveen California Quality Municipal Income Fund
|
1,877,055 | $22,749,906 | |
| 5 | NCZ |
Virtus Convertible & Income Fund II
|
1,296,527 | $20,614,779 | |
| 6 | GDV |
Gabelli Dividend & Income Trust
|
684,610 | $20,127,534 | |
| 7 | NIE |
Virtus Equity & Convertible Income Fund
|
663,531 | $17,822,442 | |
| 8 | TYG |
Tortoise Energy Infrastructure Corp
|
390,431 | $16,737,776 |
All Filings in SAR
Export CSV
26 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-06-30 | $2,713,676 | 121,635 | Shares | Sole | 2026-08-14 | |
| 2026-03-31 | $2,331,888 | 106,625 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $2,338,905 | 101,383 | Shares | Sole | 2026-08-21 | |
| 2025-09-30 | $2,820,483 | 115,641 | Shares | Sole | 2025-11-06 | |
| 2025-06-30 | $2,611,068 | 105,285 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $2,900,563 | 114,511 | Shares | Sole | 2025-05-15 | |
| 2024-12-31 | $2,569,031 | 107,401 | Shares | Sole | 2026-08-21 | |
| 2024-09-30 | $2,605,929 | 112,373 | Shares | Sole | 2026-08-21 | |
| 2024-06-30 | $2,611,158 | 115,029 | Shares | Sole | 2026-08-21 | |
| 2024-03-31 | $2,927,028 | 126,165 | Shares | Sole | 2024-05-14 | |
| 2023-12-31 | $3,085,822 | 119,328 | Shares | Sole | 2024-02-14 | |
| 2023-09-30 | $3,599,310 | 140,051 | Shares | Sole | 2023-11-14 | |
| 2023-06-30 | $3,469,591 | 128,551 | Shares | Sole | 2023-08-14 | |
| 2023-03-31 | $3,510,128 | 138,850 | Shares | Sole | 2023-05-12 | |
| 2022-12-31 | $3,405,081 | 133,585 | Shares | Sole | 2023-02-13 | |
| 2022-09-30 | $3,132,095 | 150,799 | Shares | Sole | 2022-11-08 | |
| 2022-06-30 | $3,451,536 | 143,994 | Shares | Sole | 2022-08-08 | |
| 2022-03-31 | $3,995,689 | 146,577 | Shares | Sole | 2022-05-17 | |
| 2021-12-31 | $4,061,197 | 138,230 | Shares | Sole | 2022-02-15 | |
| 2021-09-30 | $3,796,180 | 132,087 | Shares | Sole | 2021-11-12 | |
| 2021-06-30 | $3,131,268 | 116,534 | Shares | Sole | 2021-07-30 | |
| 2021-03-31 | $2,863,236 | 113,082 | Shares | Sole | 2021-05-07 | |
| 2020-12-31 | $2,241,896 | 107,525 | Shares | Sole | 2021-02-12 | |
| 2020-09-30 | $1,634,372 | 97,342 | Shares | Sole | 2020-11-16 | |
| 2020-06-30 | $1,248,215 | 79,001 | Shares | Sole | 2020-08-12 | |
| 2020-03-31 | $761,812 | 66,187 | Shares | Sole | 2026-08-21 | |
| No filing history on record for this holder in this stock. | ||||||