Advisors Asset Management, Inc.

CIK

1297376

City

Monument

State / Country

Stock

SAR — Saratoga Investment Corp.

Top Portfolio Positions

1,399 positions · $5,909,295,253 total · as of Mar 31, 2026

Ticker	Company	Shares	Value (USD)	% of Portfolio
GOOGL	Alphabet Inc. Communication Services	556,253	$159,956,112	2.71%
AMZN	Amazon Com Inc Consumer Cyclical	746,280	$155,427,735	2.63%
AAPL	Apple Inc. Technology	525,365	$133,332,383	2.26%
MSFT	Microsoft Corp Technology	274,697	$101,684,588	1.72%
WMT	Walmart Inc. Consumer Defensive	749,714	$93,174,455	1.58%
META	Meta Platforms, Inc. Communication Services	151,808	$86,853,911	1.47%
VZ	Verizon Communications Inc Communication Services	1,199,801	$60,230,010	1.02%
V	Visa Inc. Financial Services	192,243	$58,103,524	0.98%
MA	Mastercard Inc Financial Services	112,999	$56,461,080	0.96%
AVGO	Broadcom Inc. Technology	136,680	$42,303,826	0.72%

25 quarters · across all stocks

25 quarters on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$2,331,888	106,625	+5.2%	Shares	Sole	2026-05-15
2025-12-31	$2,338,905	101,383	-12.3%	Shares	Sole	2026-02-12
2025-09-30	$2,820,483	115,641	+9.8%	Shares	Sole	2025-11-06
2025-06-30	$2,611,068	105,285	-8.1%	Shares	Sole	2025-08-12
2025-03-31	$2,900,563	114,511	+6.6%	Shares	Sole	2025-05-15
2024-12-31	$2,569,031	107,401	-4.4%	Shares	Sole	2025-02-10
2024-09-30	$2,605,929	112,373	-2.3%	Shares	Sole	2024-11-08
2024-06-30	$2,611,158	115,029	-8.8%	Shares	Sole	2024-08-14
2024-03-31	$2,927,028	126,165	+5.7%	Shares	Sole	2024-05-14
2023-12-31	$3,085,822	119,328	-14.8%	Shares	Sole	2024-02-14
2023-09-30	$3,599,310	140,051	+8.9%	Shares	Sole	2023-11-14
2023-06-30	$3,469,591	128,551	-7.4%	Shares	Sole	2023-08-14
2023-03-31	$3,510,128	138,850	+3.9%	Shares	Sole	2023-05-12
2022-12-31	$3,405,081	133,585	-11.4%	Shares	Sole	2023-02-13
2022-09-30	$3,132,095	150,799	+4.7%	Shares	Sole	2022-11-08
2022-06-30	$3,451,536	143,994	-1.8%	Shares	Sole	2022-08-08
2022-03-31	$3,995,689	146,577	+6.0%	Shares	Sole	2022-05-17
2021-12-31	$4,061,197	138,230	+4.7%	Shares	Sole	2022-02-15
2021-09-30	$3,796,180	132,087	+13.3%	Shares	Sole	2021-11-12
2021-06-30	$3,131,268	116,534	+3.1%	Shares	Sole	2021-07-30
2021-03-31	$2,863,236	113,082	+5.2%	Shares	Sole	2021-05-07
2020-12-31	$2,241,896	107,525	+10.5%	Shares	Sole	2021-02-12
2020-09-30	$1,634,372	97,342	+23.2%	Shares	Sole	2020-11-16
2020-06-30	$1,248,215	79,001	+19.4%	Shares	Sole	2020-08-12
2020-03-31	$761,812	66,187	—	Shares	Sole	2020-05-15
No 13F history on record for this holder in this stock.