8-K
SPLASH BEVERAGE GROUP, INC. (SBEV)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): July
28, 2025
SPLASH
BEVERAGE GROUP, INC.
(Exact name of registrant as specified in its charter)
| Nevada | 001-40471 | 34-1720075 |
|---|---|---|
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
1314 East Las Olas Blvd, Suite 221
Fort Lauderdale, Florida 33316
(Address of principal executive offices)
Registrant’s telephone number, including area code: (954) 745-5815
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications<br> pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant<br> to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications<br> pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications<br> pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common Stock, $0.001 per value per share | SBEV | NYSE American LLC |
| Warrants to purchase shares of Common Stock | SBEV-WT | NYSE American LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (CFR §240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01. Regulation FD Disclosure.
On July 30, 2025, Splash Beverage Group, Inc. (the “Company”) issued a press release announcing that it had regained compliance with the continued listing standards of the NYSE American LLC. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information in this Item 7.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such filing.
Item 8.01 Other Events.
On July 28, 2025, the Company received two letters from NYSE Regulation confirming that the Company has regained compliance with applicable continued listing standards of the NYSE American LLC (the “Exchange”).
The first letter stated that the Company is back in compliance with all of the NYSE American continued listing standards set forth in Part 10 of the NYSE American Company Guide. Specifically, the Company resolved the previously identified deficiencies under Sections 1003(a)(i), (ii), and (iii) of the Company Guide, as referenced in the Exchange’s letters dated October 6, 2023, December 20, 2023, and June 5, 2024. As a result, the “.BC” indicator will be removed and the Company will be taken off the Exchange’s list of noncompliant issuers as of the opening of trading on July 29, 2025. The Company will remain subject to NYSE Regulation’s normal continued listing monitoring going forward.
The second letter confirmed that the Company filed its previously delayed Form 10-K for the fiscal year ended December 31, 2024, and Form 10-Q for the quarter ended March 31, 2025, on July 11, 2025. As a result, the Company has regained compliance with Section 1007 of the NYSE American Company Guide. The “LF” indicator on the Company’s NYSE pages will be removed, and the Company will be removed from the list of late filers maintained on the NYSE’s Listed Standards Filing Status page.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit # | Exhibit Description |
|---|---|
| 99.1* | Press Release dated July 30, 2025 |
| 104 | Cover Page Interactive<br> Data File (embedded within the Inline XBRL document) |
*The information contained in this Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information shall not be deemed incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as expressly set forth by specific reference in such filing.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 30, 2025
| SPLASH BEVERAGE GROUP, INC. | |
|---|---|
| By: | /s/ Robert Nistico |
| Robert Nistico, Chief Executive Officer |
EXHIBIT 99.1
FOR IMMEDIATE RELEASE
Splash Beverage Group Announces Continuation ofits Listing on NYSE American Following NYSE Compliance Determination
Fort Lauderdale, FL – July 30, 2025 – Splash Beverage Group, Inc. (NYSE American: SBEV) (“Splash” or the “Company”), a portfolio company of leading beverage brands, is pleased to announce that it has regained full compliance with the continued listing standards of the NYSE American. As a result, the “.BC” indicator has been removed from the list of noncompliant issuers effective at the open of trading, July 29, 2025.
The NYSE American formally notified the Company in a letter dated July 28, 2025, confirming that Splash has successfully addressed and resolved all deficiencies related to Sections 1003(a)(i), (ii), and (iii) of the NYSE American Company Guide.
Robert Nistico, CEO of Splash Beverage Group, commented, “We are thrilled to share this important news with our shareholders, partners, and team. Preserving our NYSE American listing is a critical achievement that reflects the tremendous effort we’ve made this year to strengthen our financial foundation and position the Company for growth. We appreciate the NYSE American for their constructive engagement throughout this process, and we look forward to building long-term value for our shareholders as we move ahead.”
“We’ve fortified our balance sheet, built a world-class team, and are positioned to execute with precision. Our focus is on scaling intelligently, capturing high-value opportunities, and delivering outsized returns for our shareholders.”
— Bill Devereux, Chief Financial Officer
The Company will remain subject to NYSE American’s continued listing monitoring procedures and remains committed to maintaining strong financial discipline and governance going forward.
For additional information, please refer to the Company’s Form 8-K to be filed with the Securities and Exchange Commission on July 30, 2025.
About Splash Beverage Group, Inc.
Splash Beverage Group, Inc. owns and operates a portfolio of alcoholic and non-alcoholic beverage brands, including Copa di Vino wine by the glass, Chispo tequilas, and Pulpoloco sangria. The Company’s strategy includes developing early-stage brands, as well as acquiring and accelerating brands with established market presence or category innovation. Led by an experienced management team, Splash is focused on expanding its portfolio and global distribution network.
For more information, visit:
| · | www.SplashBeverageGroup.com |
|---|---|
| · | www.copadivino.com |
| --- | --- |
| · | https://chispotequila.com |
| --- | --- |
| · | www.pulpo-loco.com |
| --- | --- |
Follow Splash Beverage Group on Twitter: www.twitter.com/SplashBev
Forward-Looking Statements
This press release includes forward-looking statements within the meaning of U.S. federal securities laws. Forward-looking statements reflect management’s current expectations and assumptions regarding future events and performance, and they involve risks and uncertainties. Actual results may differ materially from those expressed or implied in these statements due to various factors, including but not limited to risks disclosed in the Company’s filings with the U.S. Securities and Exchange Commission, including its most recent Annual Report on Form 10-K and subsequent Quarterly Reports on Form 10-Q. The Company undertakes no obligation to update any forward-looking statements, except as required by applicable law.