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8-K

SkyWater Technology, Inc (SKYT)

8-K 2026-06-16 For: 2026-06-10
View Original
Added on June 17, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

___________________________

FORM 8-K

___________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 10, 2026

___________________________

SkyWater Technology, Inc.

(Exact name of registrant as specified in its charter)

___________________________

Delaware 001-40345 37-1839853
(State or other jurisdiction<br><br>of incorporation) (Commission<br><br>File Number) (IRS Employer<br><br>Identification No.)
2401 East 86th Street<br><br>Bloomington, Minnesota 55425
--- ---
(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (952) 851-5200

___________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:

Title of Each Class Trading<br><br>Symbol Name of Each Exchange<br><br>on Which Registered
Common stock, par value $0.01 per share SKYT The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o

Item 5.07    Submission of Matters to a Vote of Security Holders.

SkyWater Technology, Inc. (the “Company”) held its annual meeting of stockholders on June 10, 2026 (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on two matters as follows:

Election of Nine Directors to Hold Office Until the Company’s 2027 Annual Meeting of Stockholders

The Company’s stockholders elected nine directors to serve until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified by the following votes:

Name Votes For Votes Withheld Broker<br><br>Non-Votes
Timothy E. Baxter 28,070,754 2,324,562 8,477,863
Edward M. Daly 29,993,959 401,357 8,477,863
Nancy Fares 29,962,582 432,734 8,477,863
Dennis J. Goetz 17,997,261 12,398,055 8,477,863
Joseph J. Humke 24,674,695 5,720,621 8,477,863
Andrew D. C. LaFrence 28,334,349 2,060,967 8,477,863
Tammy J. Miller 28,228,743 2,166,573 8,477,863
Thomas Sonderman 30,097,653 297,663 8,477,863
Loren A. Unterseher 30,082,040 313,276 8,477,863

Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal 2026

The Company’s stockholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal 2026 by the following votes:

Votes For Votes Against Abstain
38,561,892 94,418 216,869

Item 9.01    Financial Statements and Exhibits.

(d)    Exhibits.

The following documents are filed as exhibits to this report:

Exhibit No. Description
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

SkyWater Technology, Inc.
Date: June 16, 2026 /s/ Thomas J. Sonderman
Name: Thomas J. Sonderman
Title: Chief Executive Officer