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8-K

NUSCALE POWER Corp (SMR)

8-K 2024-05-29 For: 2024-05-28
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

__________________________________

FORM 8-K

__________________________________

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 28, 2024

NuScale Power Corporation

(Exact name of registrant as specified in its charter)

Delaware 001-39736 98-1588588
(State or other jurisdiction<br><br>of incorporation) (Commission<br><br>File Number) (I.R.S. Employer<br><br>Identification No.)
(Address of principal executive offices) (Zip Code)

12725 SW 66th Avenue, Suite 107

Portland, OR 97223

(971) 371-1592

(Registrant’s telephone number, including area code)

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Title of each class Trading Symbol(s) Name of each exchange<br>on which registered
Class A common stock, $0.0001 par value per share SMR New York Stock Exchange
Warrants to purchase Class A common stock SMR WS New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07    Submission of Matters to a Vote of Security Holders

The results of the votes on the two matters considered at the Annual Meeting of Stockholders on May 24, 2024 are as follows. Each of the proposals received the requisite vote for approval.

1.To elect the following directors:

FOR WITHHOLD
Alan L. Boeckmann 165,512,138 5,664,915
James R. Breuer 165,605,975 5,571,078
Bum-Jin Chung 168,369,221 2,807,832
Alvin C. Collins, III 164,876,683 6,300,370
Shinji Fujino 170,952,547 224,506
James T. Hackett 169,810,637 1,366,416
John L. Hopkins 170,901,172 275,881
Kent Kresa 170,802,832 374,221
Kimberly O. Warnica 168,377,609 2,799,444

2.    To ratify the appointment of Ernst & Young, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024.

FOR AGAINST ABSTAIN
185,110,410 171,343 739,255

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NuScale Power Corporation
Date: May 28, 2024 By: /s/ Robert K. Temple
Name: Robert K. Temple
Title: General Counsel