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8-K

Protara Therapeutics, Inc. (TARA)

8-K 2020-06-10 For: 2020-06-09
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Added on April 09, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest eventreported): June 9, 2020

Protara Therapeutics, Inc.

(Exact name of registrant as specified inits charter)

Delaware 001-36694 20-4580525
(State or other jurisdictionof incorporation) (CommissionFile No.) (IRS EmployerIdentification No.)
1 Little West 12th Street<br><br> <br>New York, NY 10014
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(Address of principal executive offices) (Zip Code)

Registrant’s telephone number,including area code: (646) 844-0337


N/A

(Former name or former address, if changedsince last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 per share TARA The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07 Submission of Matters to a Vote of Security Holders.

The Annual Meeting of Stockholders (the “Annual Meeting”) of Protara Therapeutics, Inc. (the “Company”) was held on June 9, 2020. As of April 13, 2020, the record date for the Annual Meeting, there were 5,843,203 shares of the Company’s common stock outstanding and entitled to vote.  A summary of the matters voted upon at the Annual Meeting and the final voting results are set forth below.

Proposal 1. Election of Directors.

The Company’s stockholders elected the two persons listed below as Class III directors, each to serve on the Company’s Board of Directors until the Company’s 2023 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified. The final voting results were as follows:

Votes For Votes Withheld Broker Non-Votes
Jesse Shefferman 3,788,044 71,318 376,478
Scott Braunstein, M.D. 3,777,735 81,627 376,478

Proposal 2. Ratification of the Selection of IndependentRegistered Public Accounting Firm.

The Company’s stockholders ratified the selection by the Company’s Audit Committee of the Board of Directors of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. The final voting results were as follows:

Votes For Votes Against Abstentions
4,201,471 50 34,319

Proposal 3. Approval, on an Advisory Basis, of the Compensationof the Company’s Named Executive Officers.

The Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Company’s definitive proxy statement for the Annual Meeting. The final voting results were as follows:

Votes For Votes Against Abstentions Broker Non-Votes
3,816,109 10,763 32,490 376,478

Proposal 4. AdvisoryIndication of the Preferred Frequency of Stockholder Advisory Votes on the Compensation of the Company’s Named ExecutiveOfficers.

The Company’s stockholders indicated, on an advisory basis, every year as the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers. The final voting results were as follows:

Votes For Every Year Votes For Every Two Years Votes For Every Three Years Abstentions Broker Non-Votes
3,826,411 178 183 32,590 376,478

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Protara Therapeutics, Inc.
Date: June 10, 2020 By: /s/ Blaine Davis
Blaine Davis
Chief Financial Officer