8-K
UFP TECHNOLOGIES INC (UFPT)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _____________________
FORM 8-K
_____________________
Current Report Pursuant to
Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported): June 5, 2024
| UFP Technologies, Inc. | ||
|---|---|---|
| (Exact Name of Registrant as Specified in Charter) | ||
| Delaware | ||
| (State or Other Jurisdiction of Incorporation) | ||
| 001-12648 | 04-2314970 | |
| --- | --- | |
| (Commission File Number) | (I.R.S. Employer Identification Number) | |
| 100 Hale Street, Newburyport, MA - USA | 01950-3504 | |
| (Address of Principal Executive Offices) | (Zip Code) | |
| 978-352-2200 | ||
| --- | ||
| (Registrant's telephone number, including area code) | ||
| N/A | ||
| (Former name or former address, if changed since last report) | ||
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | ||
| --- | --- | --- |
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common Stock | UFPT | The NASDAQ Stock Market L.L.C. |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 5, 2024, the Company held its Annual Meeting of Stockholders. The final results for each of the matters submitted to a vote of stockholders at the meeting are set forth below. A more detailed description of each proposal is set forth in the Company’s definitive proxy statement on Form DEF 14A, filed with the U.S. Securities and Exchange Commission on April 26, 2024 (the “Proxy Statement”).
Proposal No. 1. Election of Directors. The stockholders elected seven (7) nominees for director to serve until the Company’s 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified, by the votes set forth in the table below:
| Name | For | Withheld | Abstained | Broker Non-Vote |
|---|---|---|---|---|
| R. Jeffrey Bailly | 6,218,977 | 342,484 | N/A | 442,117 |
| Thomas Oberdorf | 6,239,247 | 322,214 | N/A | 442,117 |
| Marc Kozin | 6,230,384 | 331,077 | N/A | 442,117 |
| Daniel C. Croteau | 6,141,003 | 420,458 | N/A | 442,117 |
| Cynthia L. Feldmann | 6,096,029 | 465,432 | N/A | 442,117 |
| Joseph John Hassett | 6,227,605 | 333,856 | N/A | 442,117 |
| Symeria Hudson | 6,290,582 | 270,879 | N/A | 442,117 |
Proposal No. 2. Advisory Vote on Executive Compensation. The stockholders approved a non-binding advisory resolution to approve executive compensation, as described in the Proxy Statement, by the votes set forth in the table below:
| For | Against | Abstained | Broker Non-Vote |
|---|---|---|---|
| 6,151,911 | 391,181 | 18,369 | 442,117 |
Proposal No. 3. Ratification of Appointment of Independent RegisteredPublic Accounting Firm. The stockholders ratified the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023, by the votes set forth in the table below:
| For | Against | Abstained | Broker Non-Vote |
|---|---|---|---|
| 6,945,594 | 56,773 | 1,211 | N/A |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: June 7, 2024 | UFP TECHNOLOGIES, INC. | |
|---|---|---|
| By: | /s/ Ronald J. Lataille | |
| Ronald J. Lataille<br><br> <br>Chief Financial Officer and Senior Vice President |