8-K
Vivani Medical, Inc. (VANI)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 3, 2022
SECOND
SIGHT MEDICAL PRODUCTS, INC.
(Exact name of registrant as specified in its charter)
| California | 001-36747 | 02-0692322 |
|---|---|---|
| (State or other jurisdiction<br> <br><br> of incorporation) | (Commission <br><br> File Number) | (IRS Employer <br><br> Identification No.) |
| 13170 Telfair Ave Sylmar , California | 91342 | |
| (Address of principal executive<br> offices) | (Zip Code) |
Registrant’s telephone number, including area code: (818)
833-5000
NotApplicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| --- | --- |
| ☐ | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| --- | --- |
| ☐ | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| --- | --- |
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol(s) | Name<br> of each exchange on which registered |
|---|---|---|
| Common<br> Stock<br><br> <br>Warrants | EYES<br><br> <br>EYESW | Nasdaq<br><br> <br>Nasdaq |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item5.02 Departure of Directors or Certain Officers; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On August 3, 2022, Second Sight Medical Products, Inc. (“Second Sight”) received notice from Edward Randolph, its Chief Operating Officer, that he will resign from his current position effective August 19, 2022. Mr. Randolph has served Second Sight since 2007. Mr. Randolph’s resignation did not result from a disagreement with the Company on any matter relating to the Company’s operations, policies or practices.
Item9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description |
|---|---|
| 104 | The<br> cover page of this Current Report on Form 8-K, formatted in Inline XBRL. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SECOND SIGHT MEDICAL PRODUCTS, INC. | ||
|---|---|---|
| Date:<br> August 5, 2022 | By: | /s/ Scott Dunbar |
| Scott<br> Dunbar | ||
| Acting<br> Chief Executive Officer |