8-K

Vivani Medical, Inc. (VANI)

8-K 2025-06-25 For: 2025-06-24
View Original
Added on April 06, 2026
UNITED STATES<br><br><br>SECURITIES AND EXCHANGE COMMISSION<br><br><br>WASHINGTON, D.C. 20549
FORM 8-K
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CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 24, 2025

Vivani Medical, Inc.

(Exact name of Registrant as Specified in Its Charter)

Delaware 001-36747 02-0692322
(State or Other Jurisdiction of<br><br><br>Incorporation) (Commission<br><br><br>File Number) (IRS Employer<br><br><br>Identification No.)

1350 S. Loop Road

Alameda, California 94502

(Address of principal executive offices, including zip code)

(415) 506-8462

(Telephone number, including area code, of agent for service)

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.0001 per share VANI The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 5.07 Submission of Matters to a Vote of Security Holders.

The 2025 Annual Meeting of Stockholders of Vivani Medical, Inc. (“Vivani” or the “Company”) was held on June 24, 2025 (the “Annual Meeting”). Holders of 37,097,099 of 59,243,903 shares of Vivani’s common stock were represented at the meeting in person or by proxy, constituting a quorum. The following are the voting results on each matter submitted to the stockholders of Vivani at the Annual Meeting.

Proposal 1: The stockholders elected each of the six director nominees to the Board of Directors of the Company (the “Board”) to serve until the 2026 Annual Meeting of Stockholders or until their successors have been duly elected and qualified, as set forth below:

Director Name Votes For Votes Withheld Broker Non-Votes
Gregg Williams 24,759,124 561,720 11,776,254
Aaron Mendelsohn 24,814,324 506,520 11,776,254
Dean Baker 24,920,589 400,255 11,776,254
Alexandra Popoff 24,915,413 405,431 11,776,254
Adam Mendelsohn 24,913,524 407,320 11,776,254
Daniel Bradbury 24,950,672 370,172 11,776,254

Proposal 2: The stockholders ratified the appointment by the Audit Committee of the Board of BPM LLP as Vivani’s independent registered public accounting firm for the fiscal year ending December 31, 2025, as set forth below:

Votes For Votes Against Votes Abstained Broker Non-Votes
36,538,077 98,316 460,706 0

Proposal 3: The stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers, as set forth below:

Votes For Votes Against Votes Abstained Broker Non-Votes
23,052,944 594,065 1,673,835 11,776,254

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

VIVANI MEDICAL, INC.
Date: June 25, 2025 By: /s/ Donald Dwyer
Name: Donald Dwyer
Title: Chief Business Officer