Walker & Dunlop, Inc 8-K, filed Nov 6, 2020
Walker & Dunlop, Inc. (WD)
About this 8-K
Walker & Dunlop, Inc filed this 8-K on November 6, 2020, reporting on events of November 3, 2020.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 3, 2020, the Board of Directors of Walker & Dunlop, Inc. (the “Company”) approved an amendment (the “Amendment”) to the Company’s Management Deferred Stock Unit Purchase Plan (the “Plan”). The Amendment increases the number of shares reserved for issuance under the Plan by 400,000 shares.
The foregoing summary of the Amendment is qualified by reference to the copy of the Amendment filed as Exhibit 10.1 hereto and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
| Exhibit Number |
Description | ||
| 10.1 | Amendment to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan. | ||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
WALKER & DUNLOP, INC. (Registrant) | |||
| Date: November 6, 2020 | By: | /s/ Stephen P. Theobald | |
| Name: | Stephen P. Theobald | ||
| Title: | Executive Vice President and Chief Financial Officer | ||
Exhibit 10.1
AMENDMENT TO THE
WALKER & DUNLOP, INC.
MANAGEMENT DEFERRED STOCK UNIT PURCHASE PLAN
THIS AMENDMENT TO THE WALKER & DUNLOP, INC. MANAGEMENT DEFERRED STOCK UNIT PURCHASE PLAN (this “Amendment”), is made and adopted as of November 3, 2020 by the Board of Directors (the “Board”) of Walker & Dunlop, Inc., a Maryland corporation (the “Company”). Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to them in the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan (the “Plan”).
WHEREAS, the Plan may be amended by the Board at any time; and
WHEREAS, the Board desires to amend the Plan as set forth herein.
NOW, THEREFORE, BE IT RESOLVED, that the Plan be and hereby is amended as follows:
| 1. | Section 4(a) of the Plan is hereby amended by deleting the number “530,000” and substituting the number “930,000” in lieu thereof. |
| 2. | This Amendment shall be and is hereby incorporated in and forms a part of the Plan. |
| 3. | Except as set forth herein, the Plan shall remain in full force and effect. |
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