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8-K

Walker & Dunlop, Inc. (WD)

8-K 2020-11-06 For: 2020-11-03
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Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM 8-K

CURRENT

REPORT


Pursuant

to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 3, 2020

Walker & Dunlop, Inc.

(Exact name of registrant as specified in its charter)

Maryland 001-35000 80-0629925
(State or other Jurisdiction of<br><br>Incorporation) (Commission File Number) (IRS Employer Identification No.)
7501 Wisconsin AvenueSuite 1200EBethesda, MD 20814
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(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code:

(301) 215-5500

Not applicable

(Former name or former address if changed since last report.)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol Name of each exchange on which <br><br>registered
Common Stock, $0.01 Par Value Per<br>Share WD New York Stock Exchange

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

¨ Emerging growth company

¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 5.02. Departure of Directors or Certain Officers; Electionof Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On November 3, 2020, the Board of Directors of Walker & Dunlop, Inc. (the “Company”) approved an amendment (the “Amendment”) to the Company’s Management Deferred Stock Unit Purchase Plan (the “Plan”). The Amendment increases the number of shares reserved for issuance under the Plan by 400,000 shares.

The foregoing summary of the Amendment is qualified by reference to the copy of the Amendment filed as Exhibit 10.1 hereto and incorporated herein by reference.

Item 9.01. Financial Statements andExhibits.

ExhibitNumber Description
10.1 Amendment to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.
104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

WALKER & DUNLOP, INC.<br><br> <br>(Registrant)
Date: November 6, 2020 By: /s/ Stephen P. Theobald
Name: Stephen P. Theobald
Title: Executive Vice President and Chief Financial Officer

Exhibit 10.1

AMENDMENTTO THE

WALKER &DUNLOP, INC.

MANAGEMENTDEFERRED STOCK UNIT PURCHASE PLAN

THIS AMENDMENT TO THE WALKER & DUNLOP, INC. MANAGEMENT DEFERRED STOCK UNIT PURCHASE PLAN (this “Amendment”), is made and adopted as of November 3, 2020 by the Board of Directors (the “Board”) of Walker & Dunlop, Inc., a Maryland corporation (the “Company”). Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to them in the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan (the “Plan”).

WHEREAS, the Plan may be amended by the Board at any time; and

WHEREAS, the Board desires to amend the Plan as set forth herein.

NOW, THEREFORE, BE IT RESOLVED, that the Plan be and hereby is amended as follows:

1. Section 4(a) of the Plan is hereby amended by deleting the number “530,000”<br>and substituting the number “930,000” in lieu thereof.
2. This Amendment shall be and is hereby incorporated in and forms a part of the Plan.
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3. Except as set forth herein, the Plan shall remain in full force and effect.
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