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8-K

Walker & Dunlop, Inc. (WD)

8-K 2021-05-10 For: 2021-05-06
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Added on April 10, 2026

UNITED STATESSECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest eventreported): May 6, 2021

Walker

& Dunlop, Inc.

(Exact name of registrant as specified in its charter)

Maryland 001-35000 80-0629925
(State or other jurisdiction of<br><br>incorporation) (Commission File Number) (IRS Employer Identification No.)
7501 Wisconsin AvenueSuite 1200EBethesda, MD 20814
--- ---
(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code:

(301) 215-5500

Not applicable

(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading symbol Name of each exchange on which registered
Common<br> Stock, par value $0.01 per share WD New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 6, 2021, the Company held its 2021 Annual Meeting of Stockholders (“Annual Meeting”). The following are the matters voted upon at the Annual Meeting and the final results of the votes on such matters:

1.  Election of directors for a one-year term expiring at the 2022 Annual Meeting of Stockholders:

Broker
Votes For Votes Withheld Non-votes
Alan J. Bowers 25,387,513 298,633 2,507,371
Ellen D. Levy 25,440,585 245,561 2,507,371
Michael D. Malone 25,475,075 211,071 2,507,371
John Rice 25,425,800 260,346 2,507,371
Dana L. Schmaltz 25,433,156 252,990 2,507,371
Howard W. Smith, III 25,547,670 138,476 2,507,371
William M. Walker 25,169,695 516,451 2,507,371
Michael J. Warren 25,513,487 172,659 2,507,371
Donna C. Wells 25,593,147 92,999 2,507,371
  1. Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021:
Broker
Votes For Votes Against Abstentions Non-votes
27,532,418 643,724 17,375

3.  Advisory resolution to approve executive compensation:

Votes For Votes Against Abstentions BrokerNon-votes
24,349,209 346,724 990,213 2,507,371

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

WALKER & DUNLOP, INC.<br><br> <br>(Registrant)
Date: May 10, 2021 By: /s/ Richard M. Lucas
Name: Richard M. Lucas
Title: Executive Vice President, General Counsel & Secretary