8-K/A
WESTWATER RESOURCES, INC. (WWR)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 OR 15(d) ofThe Securities Exchange Act of 1934
| Date of Report (Date of earliest event reported) | May 10,<br> 2022 |
|---|
WESTWATER
RESOURCES, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 001-33404 | 75-2212772 |
|---|---|---|
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification No.) |
| 6950 S. Potomac Street, Suite 300, Centennial,<br> Colorado | 80112 | |
| --- | --- | |
| (Address<br>of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code
(303) 531 0516
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading <br><br>Symbol(s) | Name of each exchange on which registered |
|---|---|---|
| Common Stock, $0.001 par | WWR | NYSE American |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging growth company | ¨ |
|---|
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Explanatory Note
This Amendment to a Current Report on Form 8-K/A supplements the Current Report on Form 8K filed with the SEC on May 11, 2022 (the “Original Form 8-K”) solely for the purpose of furnishing a copy of the Fifth Amendment to Westwater Resources, Inc. 2013 Omnibus Incentive Plan dated as of May 10, 2022 under Item 9.01. No other changes have been made to the Original Form 8-K.
| Item 9.01 | Financial Statements and Exhibits. | |
|---|---|---|
| Exhibits<br><br> <br><br><br> <br>*10.1<br><br> <br><br><br> <br>104 | Fifth Amendment to Westwater Resources, Inc. 2013 Omnibus Incentive Plan dated as of May 10, 2022.<br><br> <br><br><br> <br>Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document). | |
| * Filed herewith. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 13, 2022
| WESTWATER RESOURCES, INC. | |
|---|---|
| By: | /s/Steven M. Cates |
| Name: Steven M. Cates | |
| Title: Chief Accounting Officer & Controller |
Exhibit 10.1
FIFTH AMENDMENT TO
WESTWATER RESOURCES, INC.
2013 OMNIBUS INCENTIVE PLAN
In accordance with those certain resolutions adopted by the Board of Directors of Westwater Resources, Inc., a Delaware corporation (the “Corporation”), and the Board of Directors’ Compensation Committee and the approval by the stockholders of the Corporation at the Corporation’s Annual Meeting of Stockholders held on May 10, 2022, the 2013 Omnibus Incentive Plan (the “Plan”) of the Corporation is hereby amended as follows:
| 1. | Section 5.2 of the Plan is hereby amended and restated in its entirety to extend the termination date for the Plan from ten (10) years<br>to fifteen (15) years, as follows: |
|---|
“5.2 Term.
The Plan shall terminate automatically fifteen (15) years after the Effective Date and may be terminated on any earlier date as provided in Section 5.3.”
| 2. | Unless otherwise expressly provided for in this Fifth Amendment to the Plan (the “Fifth Amendment”), all<br>capitalized words, phrases, or defined terms used in this Fifth Amendment will have the same meaning ascribed to them in the Plan. |
|---|---|
| 3. | Except as expressly set forth in this Fifth Amendment, there have been no other changes or modifications to the Plan, and the plan<br>remains otherwise unchanged and in full force and effect. |
| --- | --- |
| 4. | This Fifth Amendment shall be effective as of May 10, 2022. |
| --- | --- |