Castle Creek Arbitrage, LLC
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2023, never from the firm's own description.
Closest benchmark: the Russell 2000 as of 2023-09-30, active share 100.0%; sector active share 77.1% against the combined 13F book's sector weights.
Over time 15 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
92 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023Portfolio Trend
Sector Breakdown
As of Sep 30, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 66.4% | $12,574,632 |
| Industrials | 31.3% | $5,918,196 |
| Utilities | 1.4% | $258,649 |
| Healthcare | 0.6% | $104,251 |
| Consumer Cyclical | 0.4% | $79,075 |
| Unclassified | 0.0% | $0 |
| Technology | 0.0% | $0 |
| Communication Services | 0.0% | $0 |
| Real Estate | 0.0% | $0 |
| Basic Materials | 0.0% | $0 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | +853,085 | 903,085 | $0 | ||
| — | +613,909 | 633,759 | $0 | ||
| PLMJF | Plum Acquisition Corp. III | +416,074 | 545,253 | $5,757,871 | |
| — | +300,100 | 925,939 | $0 | ||
| — | +6,005 | 706,005 | $0 | ||
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | −1,629,235 | 765,749 | $0 | ||
| — | −1,500,011 | 11,778 | $0 | ||
| — | −450,000 | 450,000 | $0 | ||
| — | −250,003 | 441,561 | $0 | ||
| — | −150,000 | 287,030 | $0 | ||
| — | −100,000 | 190,100 | $0 | ||
| SLAMF | Slam Corp. | −100,000 | 536,978 | $5,788,622 | |
| RBOTW | Vicarious Surgical Inc. | −80,000 | 150,866 | $0 | |
| — | −62,761 | 750,000 | $0 | ||
| VLDXW | Velo3D, Inc. | −58,701 | 62,491 | $0 | |
| — | −52,295 | 347,705 | $0 | ||
| — | −52,175 | 97,825 | $0 | ||
| ADSEW | Ads-Tec Energy Public Ltd Co | −50,519 | 249,161 | $0 | |
| DRTSW | Alpha Tau Medical Ltd. | −35,704 | 94,384 | $0 | |
| CXAIW | CXApp Inc. | −30,000 | 389,020 | $0 | |
| — | −28,312 | 157,071 | $0 | ||
| CDRO | Codere Online Luxembourg, S.A. | −24,437 | 26,271 | $79,075 | |
| ALSAF | Alpha Star Acquisition Corp | −12,250 | 87,750 | $968,760 | |
| — | −7,374 | 490,324 | $0 | ||
| AEAEW | AltEnergy Acquisition Corp | −4,900 | 450,200 | $0 | |
| — | −4,320 | 365,680 | $0 | ||
| — | −2,576 | 643,763 | $0 | ||
| — | −2,126 | 29,394 | $0 | ||
| MKTW | Marketwise, Inc. | −1,263 | 37,112 | $59,379 | |
| — | −627 | 499,373 | $0 | ||
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| LILMF | Lilium N.V. | 235,000 | $167,625 | |
| — | 400,000 | $0 | ||
| — | 22,717 | $0 | ||
| RENE | Cartesian Growth Corp II | 521,707 | $0 | |
| — | 400,000 | $0 | ||
| ALCWF | Alchemy Investments Acquisition Corp 1 | 191,674 | $0 | |
| — | 403,771 | $0 | ||
| RDZNW | Roadzen Inc. | 16,000 | $0 | |
| LGST | Tevogen Inc. | 149,915 | $0 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| FLD | Fold Holdings, Inc. | 642,570 | $6,650,599 | |
| — | 195,000 | $2,024,100 | ||
| — | 140,000 | $1,453,200 | ||
| CRGO | Freightos Ltd | 50,000 | $172,000 | |
| SPIR | Spire Global, Inc. | 89,181 | $45,928 | |
| BAERW | Bridger Aerospace Group Holdings, Inc. | 260,118 | $0 | |
| — | 80,196 | $0 | ||
| — | 240,000 | $0 | ||
| — | 491,070 | $0 | ||
| — | 420,000 | $0 | ||
| — | 192,769 | $0 | ||
| — | 165,262 | $0 | ||
| ATMV | AMC Robotics Corp | 225,000 | $0 | |
| FLDDW | Fold Holdings, Inc. | 281,928 | $0 | |
| — | 187,084 | $0 | ||
| — | 152,330 | $0 | ||
| — | 300,852 | $0 | ||
| — | 130,464 | $0 | ||
| — | 423,450 | $0 | ||
| HSPO | Horizon Space Acquisition I Corp. | 523,680 | $0 | |
| — | 98,221 | $0 | ||
| — | 792,100 | $0 | ||
| — | 178,865 | $0 | ||
| VHNA | Roadzen Inc. | 500,000 | $0 | |
| — | 186,381 | $0 | ||
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SLAMF |
Slam Corp.
Financial Services
|
Reduced | 536,978 | $5,788,622 | 30.57% | |
| PLMJF |
Plum Acquisition Corp. III
Financial Services
|
Added | 545,253 | $5,757,871 | 30.41% | |
| SOAR |
Volato Group, Inc.
Industrials
|
Reduced | 535,435 | $5,750,571 | 30.37% | |
| ALSAF |
Alpha Star Acquisition Corp
Financial Services
|
Reduced | 87,750 | $968,760 | 5.12% | |
| RNWWW |
ReNew Energy Global plc
Utilities
|
Held | 344,866 | $258,649 | 1.37% | |
| LILMF |
Lilium N.V.
Industrials
|
NEW | 235,000 | $167,625 | 0.89% | |
| OABI |
OmniAb, Inc.
Healthcare
|
Held | 20,087 | $104,251 | 0.55% | |
| CDRO |
Codere Online Luxembourg, S.A.
Consumer Cyclical
|
Reduced | 26,271 | $79,075 | 0.42% | |
| MKTW |
Marketwise, Inc.
Financial Services
|
Reduced | 37,112 | $59,379 | 0.31% | |
| OPADW |
Offerpad Solutions Inc.
Real Estate
|
Held | 542,937 | $0 | 0.00% | |
|
|
Added | 903,085 | $0 | 0.00% | ||
|
|
Added | 633,759 | $0 | 0.00% | ||
| CDROW |
Codere Online Luxembourg, S.A.
Consumer Cyclical
|
Held | 371,933 | $0 | 0.00% | |
|
|
Held | 100,000 | $0 | 0.00% | ||
|
|
Reduced | 157,071 | $0 | 0.00% | ||
| ADSEW |
Ads-Tec Energy Public Ltd Co
Industrials
|
Reduced | 249,161 | $0 | 0.00% | |
| CYCUW |
Cycurion, Inc.
Technology
|
Held | 250,000 | $0 | 0.00% | |
|
|
Held | 356,080 | $0 | 0.00% | ||
| BZFDW |
BuzzFeed, Inc.
Communication Services
|
Held | 296,587 | $0 | 0.00% | |
| SWVLW |
Swvl Holdings Corp
Industrials
|
Held | 20,805 | $0 | 0.00% | |
|
|
Added | 706,005 | $0 | 0.00% | ||
| CRGOW |
Freightos Ltd
Technology
|
Held | 414,726 | $0 | 0.00% | |
|
|
Reduced | 765,749 | $0 | 0.00% | ||
|
|
NEW | 22,717 | $0 | 0.00% | ||
| PIIIW |
P3 Health Partners Inc.
Healthcare
|
Held | 72,700 | $0 | 0.00% | |
| ASTLW |
Algoma Steel Group Inc.
Basic Materials
|
Held | 93,438 | $0 | 0.00% | |
| NUBI |
Solidion Technology Inc.
Industrials
|
Held | 97,972 | $0 | 0.00% | |
|
|
Reduced | 29,394 | $0 | 0.00% | ||
|
|
Held | 504,110 | $0 | 0.00% | ||
| ESAC |
Zeo Energy Corp.
Technology
|
Held | 280,000 | $0 | 0.00% | |
|
|
Reduced | 490,324 | $0 | 0.00% | ||
| SOARW |
Volato Group, Inc.
Industrials
|
Held | 449,748 | $0 | 0.00% | |
| ALCWF |
Alchemy Investments Acquisition Corp 1
Financial Services
|
NEW | 191,674 | $0 | 0.00% | |
| PDYNW |
Palladyne AI Corp.
Technology
|
Held | 948,762 | $0 | 0.00% | |
|
|
Held | 449,996 | $0 | 0.00% | ||
| AEAE |
AltEnergy Acquisition Corp
Financial Services
|
Held | 500,000 | $0 | 0.00% | |
| AEAEW |
AltEnergy Acquisition Corp
Financial Services
|
Reduced | 450,200 | $0 | 0.00% | |
| ECXWW |
ECARX Holdings Inc.
Consumer Cyclical
|
Held | 592,175 | $0 | 0.00% | |
| JWSWF |
Jaws Mustang Acquisition Corp
Financial Services
|
Held | 196,549 | $0 | 0.00% | |
|
|
Reduced | 441,561 | $0 | 0.00% | ||
|
|
Held | 200,000 | $0 | 0.00% | ||
| RBOTW |
Vicarious Surgical Inc.
Healthcare
|
Reduced | 150,866 | $0 | 0.00% | |
|
|
Reduced | 190,100 | $0 | 0.00% | ||
| RENE |
Cartesian Growth Corp II
Financial Services
|
NEW | 521,707 | $0 | 0.00% | |
|
|
Held | 420,386 | $0 | 0.00% | ||
|
|
Held | 107,000 | $0 | 0.00% | ||
| VLDXW |
Velo3D, Inc.
Technology
|
Reduced | 62,491 | $0 | 0.00% | |
|
|
Reduced | 499,373 | $0 | 0.00% | ||
|
|
NEW | 403,771 | $0 | 0.00% | ||
| SMXWW |
SMX (Security Matters) Public Ltd Co
Industrials
|
Held | 200,000 | $0 | 0.00% |
Showing the top 50 of 92 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.