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Castle Creek Arbitrage, LLC

Location
Chicago, IL
Portfolio Value
Micro $18,246,953
Diversification
Highly concentrated
Filing Date
Global Rank
#6,274 / 6,900 ▼ 161 · as of Sep 2023
Top Industry
Shell Companies 98.6%
3Y Alpha vs SPY
-13.1%
Period ended 2 years ago
Filed Nov 14, 2023 · 2y
14 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio
+22.7%
SPY
+76.5%
Annualised alpha
-13.8%
Max drawdown
−19.8%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

6 positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023
Top Position
31.7%
+4.3 pts
Top 5
99.6%
+5.4 pts
Top 10
100.0%
0.0 pts
HHI
2,935
Sep 2020 → Sep 2023 · range 2,165 – 10,000
Highly concentrated+770

Portfolio Trend

14 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023
Sector % Portfolio Value
Financial Services 98.6% $18,000,253
Industrials 0.9% $167,625
Consumer Cyclical 0.4% $79,075

Last Quarter's Activity

Export CSV
Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased
1 positions
Ticker Δ Shares Shares Value Open

Trimmed

Positions the filer reduced
3 positions
Ticker Δ Shares Shares Value Open

New Positions

Positions the filer opened this quarter
1 positions
Ticker Shares Value Open

Sold Out

Positions the filer fully exited
4 positions
Ticker Shares Value Open

Portfolio Positions

Export CSV View 13F filing
6 positions · $18,246,953 total · as of Sep 30, 2023
Ticker Company Shares Value (USD) % of Portfolio History