B. Riley Securities, Inc.
Broker-DealerCIK
1505748
Location
Los Angeles, CA
Portfolio Value
Small
$394,962,521
Diversification
Moderately concentrated
Reports for
B. Riley Securities, Inc.
Filing Date
Dec 31, 2022
Global Rank
#2,708
/ 7,075
· as of Dec 2022
Top Industry
Specialty Industrial Machinery
40.3%
Period ended 3 years ago
Filed Feb 7, 2023 · 3y
Portfolio Concentration
29 tracked positions · as of Dec 31, 2022Top Position
39.9%
of portfolio value
Top 5
85.2%
of portfolio value
Top 10
94.6%
of portfolio value
HHI
2,257
Moderately concentrated
Sector Breakdown
As of Dec 31, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Industrials | 65.9% | $260,301,058 |
| Communication Services | 21.9% | $86,382,559 |
| Technology | 7.5% | $29,804,614 |
| Basic Materials | 1.9% | $7,389,471 |
| Healthcare | 1.5% | $6,058,712 |
| Unclassified | 1.2% | $4,621,597 |
| Consumer Cyclical | 0.1% | $404,510 |
29 tracked positions ·
$394,962,521 total
· filing declares
73 positions · $459,667,518
· as of Dec 31, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Healthcare
Industrials
Technology
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| BW |
Babcock & Wilcox Enterprises, Inc.
Industrials
|
First | 27,288,639 | $157,455,446 | 39.87% | |
| ALTG |
Alta Equipment Group Inc.
Industrials
|
First | 6,000,763 | $79,150,063 | 20.04% | |
| PAAI |
Arena Group Holdings, Inc.
Communication Services
|
First | 4,592,793 | $48,729,533 | 12.34% | |
| DDI |
DoubleDown Interactive Co., Ltd.
Communication Services
|
First | 3,876,217 | $32,754,033 | 8.29% | |
| LILMF |
Lilium N.V.
Industrials
|
First | 16,130,163 | $18,388,385 | 4.66% | |
| NN |
Nextnav Inc.
Technology
|
First | 3,086,792 | $9,044,299 | 2.29% | |
| ASTS |
AST SpaceMobile, Inc.
Technology
|
First | 1,725,471 | $8,316,770 | 2.11% | |
| PPTA |
Perpetua Resources Corp.
Basic Materials
|
First | 2,530,641 | $7,389,471 | 1.87% | |
| TACT |
Transact Technologies Inc
Technology
|
First | 1,112,633 | $7,031,840 | 1.78% | |
| VATE |
INNOVATE Corp.
Industrials
|
First | 2,836,591 | $5,304,424 | 1.34% | |
| MCHX |
Marchex Inc
Communication Services
|
First | 3,017,496 | $4,827,993 | 1.22% | |
|
|
First | 5,216,250 | $4,621,597 | 1.17% | ||
| QMCO |
Quantum Corp /De/
Technology
|
First | 3,824,811 | $4,169,043 | 1.06% | |
| HROW |
Harrow, Inc.
Healthcare
|
First | 155,825 | $2,299,977 | 0.58% | |
| LFMD |
LifeMD, Inc.
Healthcare
|
First | 1,081,712 | $2,098,521 | 0.53% | |
| DERM |
Journey Medical Corp
Healthcare
|
First | 864,695 | $1,660,214 | 0.42% | |
| SQNS |
Sequans Communications
Technology
|
First | 374,296 | $1,242,662 | 0.31% | |
| RDNW |
RideNow Group, Inc.
Consumer Cyclical
|
First | 62,521 | $404,510 | 0.10% | |
| GENI |
Genius Sports Ltd
Communication Services
|
First | 19,888 | $71,000 | 0.02% | |
| SWVL |
Swvl Holdings Corp
Industrials
|
First | 20,000 | $2,740 | 0.00% | |
|
|
First | 73,264 | $0 | 0.00% | ||
|
|
First | 81,910 | $0 | 0.00% | ||
| ASTL |
Algoma Steel Group Inc.
Basic Materials
|
First | 20,754 | $0 | 0.00% | |
|
|
First | 2,888,889 | $0 | 0.00% | ||
| LEVGQ |
Lion Electric Co
Industrials
|
First | 459,502 | $0 | 0.00% | |
| ECX |
ECARX Holdings Inc.
Consumer Cyclical
|
First | 43,550 | $0 | 0.00% | |
|
|
First | 840,530 | $0 | 0.00% | ||
| EOSE |
Eos Energy Enterprises, Inc.
Industrials
|
First | 325,000 | $0 | 0.00% | |
|
|
First | 75,000 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.