New Harbor Financial Group, LLC

Registered adviser

CIK

1548577

Location

WORCESTER, MA

Portfolio Value

Small $614,649,468

Diversification

Moderately concentrated

Filing Date

Global Rank

#3,334 / 8,816 ▲ 14 · as of Jun 2026

Top Industry

Asset Management 77.0%

Period ended 24 days ago

Filed Oct 22, 2026 · 2d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 155528

Roster of Oct 1, 2026

Regulatory AUM

$820,929,255

Main clients

Individuals and high net worth (98% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$820,929,255	Individuals and high net worth (98%)
Mar 2025 to Mar 2026	$576,915,016	Individuals and high net worth (98%)
Apr 2024 to Feb 2025	$495,490,078	Individuals and high net worth (99%)
May 2023 to Mar 2024	$419,459,871	Individuals and high net worth (98%)
Mar 2023 to Apr 2023	$419,459,871	Individuals and high net worth (98%)
Apr 2022 to Feb 2023	$340,480,900	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 93.2% of the book (60%+)

Turnover

Low turnover

26.6% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 7.9 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 93.1%; sector active share 82.6% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

57 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

34.5%

+5.3 pts

Top 5

79.7%

+7.5 pts

Top 10

96.3%

+3.1 pts

HHI

1,792

Moderately concentrated+358

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	95.1%	$584,785,028	37
Financial Services	3.7%	$22,995,857	4
Technology	0.5%	$3,120,299	3
Basic Materials	0.4%	$2,431,440	7
Energy	0.1%	$710,629	4
Consumer Cyclical	0.1%	$593,951	1
Healthcare	0.0%	$12,264	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

20 positions

Ticker	Company	Δ Shares	Shares	Value
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	+654,539	903,197	$21,541,248
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	+274,249	469,296	$32,587,914
GDX	VanEck Gold Miners ETF	+175,686	585,790	$51,432,362
IAU	Ishares Gold Trust	+98,418	234,039	$18,278,445
PSLV	Sprott Physical Silver Trust	+26,387	262,659	$5,087,704
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	+21,054	703,820	$17,475,850
ILF	iShares Latin America 40 ETF	+18,896	1,067,669	$36,834,580
SLV	iShares Silver Trust	+18,239	373,453	$20,356,923
SGDM		+17,433	47,614	$3,527,245
IEI	iShares 3-7 Year Treasury Bond ETF	+14,166	309,165	$35,071,677
EFA	iShares MSCI EAFE ETF	+8,051	345,425	$35,886,203
—		+6,478	18,118	$0
EEM	iShares MSCI Emerging Markets ETF	+4,595	587,801	$39,259,228
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	+4,209	207,915	$34,717,646
IJR	iShares Core S&P Small-Cap ETF	+4,148	192,791	$26,227,287
DNN	Denison Mines Corp.	+2,000	29,000	$75,110
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+609	3,953	$354,821
FRDM	Freedom 100 Emerging Markets ETF	+150	3,238	$226,530
AAPL	Apple Inc.	+125	4,235	$1,410,339
FNV	FRANCO NEVADA Corp	+44	1,871	$445,503
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TLT	iShares 20+ Year Treasury Bond ETF	−164,819	376,256	$29,265,191
PICK	iShares MSCI Global Metals & Mining Producers ETF	−100,677	486,143	$29,149,134
—		−47,133	324,141	$0
CEF	Sprott Physical Gold & Silver Trust	−21,622	325,296	$13,512,795
HL	Hecla Mining Co	−17,730	37,851	$644,602
SILJ		−15,256	32,842	$895,929
XNTK	State Street(R) SPDR(R) NYSE Technology ETF	−9,094	75,239	$28,755,593
PHYS	Sprott Physical Gold Trust	−6,348	112,010	$3,502,552
SGOV	iShares 0-3 Month Treasury Bond ETF	−6,056	20,580	$2,071,994
SCHZ	Schwab U.S. Aggregate Bond ETF	−5,262	20,900	$461,890
BITB	Bitwise Bitcoin ETF	−5,244	22,969	$1,041,873
HGER	Harbor Commodity All-Weather Strategy ETF	−5,062	1,269,762	$44,771,808
TSLA	Tesla, Inc.	−2,143	1,674	$593,951
NVDA	Nvidia Corp	−1,985	5,931	$1,354,521
AG	First Majestic Silver Corp	−1,300	10,796	$190,981
SIL	Global X Silver Miners ETF	−1,212	28,876	$2,483,624
GLD	Spdr Gold Trust	−1,041	951	$362,178
AEM	Agnico Eagle Mines Ltd	−1,000	2,039	$373,687
UEC	Uranium Energy Corp	−700	17,825	$168,446
WPM	Wheaton Precious Metals Corp.	−593	3,350	$447,962
SPY	Spdr S&P 500 ETF Trust	−199	1,524	$1,162,248
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−86	5,684	$337,118
MSFT	Microsoft Corp	−85	693	$355,439
GDXJ	VanEck Junior Gold Miners ETF	−45	27,539	$3,138,069
NEM	NEWMONT Corp	−25	2,794	$322,259
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
SHY	iShares 1-3 Year Treasury Bond ETF	575,960	$46,767,952
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	114,023	$19,203,753
VCX	Fundrise Innovation Fund, LLC	30,142	$892,806
VUG	VANGUARD GROWTH INDEX FUND	3,049	$274,745
SGDJ		2,633	$232,836
EDV	Vanguard World Fund	3,900	$216,255
IBIT	iShares Bitcoin Trust ETF	4,352	$206,023
HRTX	Heron Therapeutics, Inc.	39,120	$12,264
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	597,390	$27,085,662
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	146,497	$23,183,150
RSP	Victory Portfolios II	87,977	$18,718,866
SGOL	abrdn Gold ETF Trust	185,905	$7,107,148
RING	iShares MSCI Global Gold Miners ETF	22,550	$1,456,730
SIVR	abrdn Silver ETF Trust	12,540	$704,998
AMZN	Amazon Com Inc	1,137	$270,992
IEFA	iShares Core MSCI EAFE ETF	2,312	$223,292
EMXC	iShares MSCI Emerging Markets ex China ETF	2,005	$205,111
PXJ	Invesco Oil & Gas Services ETF	5,289	$203,890
CDE	Coeur Mining, Inc.	10,017	$163,477
TEI	Templeton Emerging Markets Income Fund	14,027	$94,541
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

57 tracked positions · $614,649,468 total · filing declares 62 positions · $669,452,487 · as of Sep 30, 2026

All sectors Basic Materials Consumer Cyclical Energy Financial Services Healthcare Technology

Showing 1–50 of 57 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GDX	VanEck Gold Miners ETF	Added	585,790	+175,686	$51,432,362	+66.2%	8.37%
SHY	iShares 1-3 Year Treasury Bond ETF	NEW	575,960	NEW	$46,767,952	NEW	7.61%
HGER	Harbor Commodity All-Weather Strategy ETF	Reduced	1,269,762	-5,062	$44,771,808	+19.7%	7.28%
EEM	iShares MSCI Emerging Markets ETF	Added	587,801	+4,595	$39,259,228	−1.6%	6.39%
ILF	iShares Latin America 40 ETF	Added	1,067,669	+18,896	$36,834,580	+4.1%	5.99%
EFA	iShares MSCI EAFE ETF	Added	345,425	+8,051	$35,886,203	+2.4%	5.84%
IEI	iShares 3-7 Year Treasury Bond ETF	Added	309,165	+14,166	$35,071,677	+1.2%	5.71%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	207,915	+4,209	$34,717,646	−8.0%	5.65%
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	Added	469,296	+274,249	$32,587,914	+123.2%	5.30%
TLT	iShares 20+ Year Treasury Bond ETF	Reduced	376,256	-164,819	$29,265,191	−37.4%	4.76%
PICK	iShares MSCI Global Metals & Mining Producers ETF	Reduced	486,143	-100,677	$29,149,134	−14.6%	4.74%
XNTK	State Street(R) SPDR(R) NYSE Technology ETF	Reduced	75,239	-9,094	$28,755,593	−12.7%	4.68%
IJR	iShares Core S&P Small-Cap ETF	Added	192,791	+4,148	$26,227,287	−6.3%	4.27%
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	Added	903,197	+654,539	$21,541,248	+230.3%	3.50%
SLV	iShares Silver Trust	Added	373,453	+18,239	$20,356,923	+7.2%	3.31%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	NEW	114,023	NEW	$19,203,753	NEW	3.12%
IAU	Ishares Gold Trust	Added	234,039	+98,418	$18,278,445	+78.5%	2.97%
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	Added	703,820	+21,054	$17,475,850	+0.1%	2.84%
CEF	Sprott Physical Gold & Silver Trust Financial Services	Reduced	325,296	-21,622	$13,512,795	−3.2%	2.20%
PSLV	Sprott Physical Silver Trust Financial Services	Added	262,659	+26,387	$5,087,704	+14.1%	0.83%
SGDM		Added	47,614	+17,433	$3,527,245	—	0.57%
PHYS	Sprott Physical Gold Trust Financial Services	Reduced	112,010	-6,348	$3,502,552	−1.9%	0.57%
GDXJ	VanEck Junior Gold Miners ETF	Reduced	27,539	-45	$3,138,069	+15.8%	0.51%
SIL	Global X Silver Miners ETF	Reduced	28,876	-1,212	$2,483,624	+6.6%	0.40%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	20,580	-6,056	$2,071,994	−22.7%	0.34%
AAPL	Apple Inc. Technology	Added	4,235	+125	$1,410,339	+18.6%	0.23%
NVDA	Nvidia Corp Technology	Reduced	5,931	-1,985	$1,354,521	−14.5%	0.22%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,524	-199	$1,162,248	−9.7%	0.19%
BITB	Bitwise Bitcoin ETF	Reduced	22,969	-5,244	$1,041,873	+15.9%	0.17%
SILJ		Reduced	32,842	-15,256	$895,929	−28.1%	0.15%
VCX	Fundrise Innovation Fund, LLC Financial Services	NEW	30,142	NEW	$892,806	NEW	0.15%
HL	Hecla Mining Co Basic Materials	Reduced	37,851	-17,730	$644,602	−24.8%	0.10%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,674	-2,143	$593,951	−63.0%	0.10%
SCHZ	Schwab U.S. Aggregate Bond ETF	Reduced	20,900	-5,262	$461,890	−23.7%	0.08%
WPM	Wheaton Precious Metals Corp. Basic Materials	Reduced	3,350	-593	$447,962	+1.1%	0.07%
FNV	FRANCO NEVADA Corp Basic Materials	Added	1,871	+44	$445,503	+17.0%	0.07%
AEM	Agnico Eagle Mines Ltd Basic Materials	Reduced	2,039	-1,000	$373,687	−20.7%	0.06%
GLD	Spdr Gold Trust	Reduced	951	-1,041	$362,178	−50.6%	0.06%
MSFT	Microsoft Corp Technology	Reduced	693	-85	$355,439	+22.5%	0.06%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	3,953	+609	$354,821	+20.7%	0.06%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	5,684	-86	$337,118	−2.1%	0.05%
NEM	NEWMONT Corp Basic Materials	Reduced	2,794	-25	$322,259	+22.4%	0.05%
VUG	VANGUARD GROWTH INDEX FUND	NEW	3,049	NEW	$274,745	NEW	0.04%
XOM	ExxonMobil Holdings Corp Energy	Held	1,525	0	$248,193	+19.0%	0.04%
SGDJ		NEW	2,633	NEW	$232,836	NEW	0.04%
FRDM	Freedom 100 Emerging Markets ETF	Added	3,238	+150	$226,530	+0.6%	0.04%
NXE	NexGen Energy Ltd. Energy	Held	24,000	0	$218,880	−2.9%	0.04%
EDV	Vanguard World Fund	NEW	3,900	NEW	$216,255	NEW	0.04%
VOO	VANGUARD 500 INDEX FUND	Reduced	298	-11	$208,856	−1.6%	0.03%
IBIT	iShares Bitcoin Trust ETF	NEW	4,352	NEW	$206,023	NEW	0.03%

Showing the top 50 of 57 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.