Hochman Cole Investment Advisors, Inc.

CIK

1568890

Location

DEERFIELD, IL

Portfolio Value

Micro $44,428,816

Diversification

Moderately concentrated

Filing Date

Global Rank

#5,062 / 5,929 ▲ 27 · as of Sep 2021

Top Industry

Consumer Electronics 28.1%

3Y Alpha vs SPY

0.0%

Period ended 4 years ago

Filed Oct 20, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+73.8%

SPY

+73.9%

Annualised alpha

0.0%

Max drawdown

−18.7%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

21 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

35.2%

+0.6 pts

Top 5

81.0%

+1.1 pts

Top 10

93.8%

+0.3 pts

HHI

1,920

Moderately concentrated+45

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	55.9%	$24,829,637	4
Technology	15.6%	$6,944,715	4
Healthcare	13.9%	$6,162,514	2
Financial Services	6.3%	$2,795,862	3
Communication Services	5.1%	$2,248,005	4
Basic Materials	1.9%	$839,190	1
Industrials	0.8%	$334,053	1
Consumer Cyclical	0.6%	$274,840	2

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

7 positions

Ticker	Company	Δ Shares	Shares	Value
ABBV	AbbVie Inc.	+2,679	36,415	$3,928,086
AAPL	Apple Inc.	+2,091	38,987	$5,516,660
QQQ	Invesco Qqq Trust, Series 1	+1,229	43,671	$15,632,471
QCOM	Qualcomm Inc/De	+689	2,613	$337,024
AMZN	Amazon Com Inc	+126	406	$66,686
META	Meta Platforms, Inc.	+123	2,764	$938,073
SPY	Spdr S&P 500 ETF Trust	+34	20,220	$8,677,210
No positions match the current search.

Trimmed

Positions the filer reduced

8 positions

Ticker	Company	Δ Shares	Shares	Value
NUW	Nuveen AMT-Free Municipal Value Fund	−30,154	19,326	$329,508
VZ	Verizon Communications Inc	−1,948	19,243	$1,039,314
ABT	Abbott Laboratories	−197	18,915	$2,234,428
DIS	Walt Disney Co	−57	1,188	$200,973
DIA	Spdr Dow Jones Industrial Average ETF Trust	−41	904	$305,814
MSFT	Microsoft Corp	−22	1,176	$331,537
BRK-B	Berkshire Hathaway Inc	−20	7,795	$2,127,567
GOOGL	Alphabet Inc.	−16	521	$69,645
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
UBER	Uber Technologies, Inc	16,953	$759,494
BXMX	Nuveen S&P 500 BuyWrite Income Fund	23,808	$338,787
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
IAU	Ishares Gold Trust	10,150	$342,156
RVT	Royce Small-Cap Trust, Inc.	11,466	$217,510
COIN	Coinbase Global, Inc.	828	$209,732
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

21 positions · $44,428,816 total · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Financial Services Healthcare Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Added	43,671	+1,229	$15,632,471	+3.9%	35.19%
SPY	Spdr S&P 500 ETF Trust	Added	20,220	+34	$8,677,210	+0.4%	19.53%
AAPL	Apple Inc. Technology	Added	38,987	+2,091	$5,516,660	+9.2%	12.42%
ABBV	AbbVie Inc. Healthcare	Added	36,415	+2,679	$3,928,086	+3.4%	8.84%
ABT	Abbott Laboratories Healthcare	Reduced	18,915	-197	$2,234,428	+0.8%	5.03%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	7,795	-20	$2,127,567	−2.0%	4.79%
VZ	Verizon Communications Inc Communication Services	Reduced	19,243	-1,948	$1,039,314	−12.5%	2.34%
META	Meta Platforms, Inc. Communication Services	Added	2,764	+123	$938,073	+2.2%	2.11%
SHW	Sherwin Williams Co Basic Materials	Held	3,000	0	$839,190	+2.7%	1.89%
UBER	Uber Technologies, Inc Technology	NEW	16,953	NEW	$759,494	NEW	1.71%
BXMX	Nuveen S&P 500 BuyWrite Income Fund Financial Services	NEW	23,808	NEW	$338,787	NEW	0.76%
QCOM	Qualcomm Inc/De Technology	Added	2,613	+689	$337,024	+22.6%	0.76%
HON	Honeywell International Inc Industrials	Held	1,592	0	$334,053	−3.2%	0.75%
MSFT	Microsoft Corp Technology	Reduced	1,176	-22	$331,537	+2.2%	0.75%
NUW	Nuveen AMT-Free Municipal Value Fund Financial Services	Reduced	19,326	-30,154	$329,508	−61.5%	0.74%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	904	-41	$305,814	−6.2%	0.69%
GLD	Spdr Gold Trust	Held	1,304	0	$214,142	−0.9%	0.48%
SBUX	Starbucks Corp Consumer Cyclical	Held	1,887	0	$208,154	−1.3%	0.47%
DIS	Walt Disney Co Communication Services	Reduced	1,188	-57	$200,973	−8.2%	0.45%
GOOGL	Alphabet Inc. Communication Services	Reduced	521	-16	$69,645	+6.2%	0.16%
AMZN	Amazon Com Inc Consumer Cyclical	Added	406	+126	$66,686	+38.5%	0.15%