Hochman Cole Investment Advisors, Inc.

CIK

1568890

Location

DEERFIELD, IL

Portfolio Value

Small $244,067,647

Diversification

Diversified

Filing Date

Global Rank

#4,018 / 6,035 ▲ 52 · as of Sep 2021

Top Industry

Consumer Electronics 22.1%

Period ended 5 years ago

Filed Oct 20, 2021 · 5y

7 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 72.6% of the book (60%+)

Turnover

Low turnover

16.5% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.6 quarters, but 89.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 86.3%; sector active share 68.7% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

125 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

20.6%

+0.1 pts

Top 5

53.3%

−1.7 pts

Top 10

72.6%

−3.2 pts

HHI

816

Diversified−35

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	89.8%	$219,068,095	106
Technology	2.8%	$6,944,715	4
Healthcare	2.5%	$6,162,514	2
Communication Services	2.3%	$5,559,263	5
Financial Services	1.5%	$3,614,041	4
Consumer Cyclical	0.6%	$1,541,880	2
Basic Materials	0.3%	$839,190	1
Industrials	0.1%	$337,949	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FVD	First Trust Value Line Dividend Index Fund	+23,612	35,727	$1,400,498
LMBS	First Trust Low Duration Opportunities ETF	+22,383	48,186	$2,437,247
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+14,515	93,363	$5,964,028
PFFD	Global X U.S. Preferred ETF	+13,506	553,362	$14,254,605
AVUV	Avantis U.S. Small Cap Value ETF	+8,068	12,148	$918,510
—		+5,685	143,690	$0
MOAT	VanEck Morningstar Wide Moat ETF	+5,444	56,287	$4,123,022
GDX	VanEck Gold Miners ETF	+4,675	12,577	$370,644
ABBV	AbbVie Inc.	+2,679	36,415	$3,928,086
—		+2,250	30,537	$4,937,222
AAPL	Apple Inc.	+2,091	38,987	$5,516,660
TIP	iShares TIPS Bond ETF	+1,710	6,245	$797,424
QQQ	Invesco Qqq Trust, Series 1	+1,229	43,671	$15,632,471
QCOM	Qualcomm Inc	+689	2,613	$337,024
VXUS	Vanguard Total International Stock ETF	+620	10,608	$671,062
SCHD	Schwab U.S. Dividend Equity ETF	+576	4,300	$319,232
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	+370	105,089	$8,418,679
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	+299	6,581	$1,113,900
VPU	VANGUARD UTILITIES INDEX FUND	+282	4,134	$575,204
AMZN	Amazon Com Inc	+126	406	$1,333,726
META	Meta Platforms, Inc.	+123	2,764	$938,073
SCHX	Schwab U.S. Large-Cap ETF	+115	4,011	$417,263
SCHP	Schwab U.S. TIPS ETF	+89	5,508	$344,690
EFA	iShares MSCI EAFE ETF	+84	4,122	$321,557
FBT	First Trust NYSE Arca Biotechnology Index Fund	+55	3,225	$535,575
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NUW	Nuveen AMT-Free Municipal Value Fund	−30,154	19,326	$329,508
ICSH	iShares Ultra Short Duration Bond Active ETF	−11,082	185,797	$9,384,606
FTSM	First Trust Enhanced Short Maturity ETF	−10,947	48,743	$2,921,899
FEM	First Trust Emerging Markets AlphaDEX Fund	−6,775	11,586	$312,010
FXL	First Trust Technology AlphaDEX Fund	−5,717	127,827	$15,706,103
FPE	First Trust Preferred Securities and Income ETF	−4,542	89,020	$1,828,470
PFM	Victory Portfolios II	−4,196	59,976	$2,156,736
SCHE	Schwab Emerging Markets Equity ETF	−3,590	53,239	$1,622,724
SCHF	Schwab International Equity ETF	−2,708	13,418	$519,276
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	−2,480	11,787	$439,890
IJK	iShares S&P Mid-Cap 400 Growth ETF	−2,175	11,830	$936,817
JPST	JPMorgan Ultra-Short Income ETF	−2,161	29,513	$1,496,899
VB	Vanguard Index Funds	−2,108	23,884	$5,222,714
VZ	Verizon Communications Inc	−1,948	19,243	$1,039,314
XLF	State Street Corp	−1,766	21,795	$817,966
XPH	State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF	−1,710	52,630	$2,496,767
FXO	First Trust Financials AlphaDEX Fund	−1,635	10,986	$486,130
PFF	iShares Preferred and Income Securities ETF	−1,626	11,239	$436,185
GSLC	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF	−1,437	5,396	$464,217
IWM	iShares Russell 2000 ETF	−1,196	10,859	$2,375,406
DDWM	WisdomTree Dynamic International Equity Fund	−1,162	10,590	$316,111
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−1,126	5,251	$262,602
RSP	Victory Portfolios II	−1,111	29,415	$4,406,955
EEM	iShares MSCI Emerging Markets ETF	−1,086	6,247	$314,723
CFO	VictoryShares US 500 Enhanced Volatility Wtd ETF	−1,050	18,551	$1,319,903
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
PSEP		107,832	$3,132,519
PAUG		55,589	$1,624,310
PAPR		33,251	$950,080
SPD	Simplify US Equity PLUS Downside Convexity ETF	29,315	$892,055
UBER	Uber Technologies, Inc	16,953	$759,494
PJUL		15,810	$470,347
BXMX	Nuveen S&P 500 BuyWrite Income Fund	23,808	$339,000
FCAL	First Trust Exchange-Traded Fund III	5,281	$287,941
DFAS	Dimensional U.S. Small Cap ETF	4,825	$277,437
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	26,669	$1,148,367
PMAY		34,705	$1,021,368
IAU	Ishares Gold Trust	10,150	$342,156
MTUM	iShares MSCI USA Momentum Factor ETF	1,370	$237,599
RVT	Royce Small-Cap Trust, Inc.	11,466	$217,510
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	1,564	$211,765
COIN	Coinbase Global, Inc.	828	$209,732
BMVP	Victory Portfolios II	1,849	$75,303
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

125 tracked positions · $244,067,647 total · filing declares 128 positions · $255,330,000 · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Financial Services Healthcare Industrials Technology

Showing 1–50 of 125 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	123,832	-487	$18,490,594	+0.7%	7+	before history	7.58%
FXL	First Trust Technology AlphaDEX Fund	Reduced	127,827	-5,717	$15,706,103	−5.3%	7+	before history	6.44%
QQQ	Invesco Qqq Trust, Series 1	Added	43,671	+1,229	$15,632,471	+3.9%	7+	before history	6.40%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Reduced	119,180	-339	$15,171,614	+0.8%	7+	before history	6.22%
PFFD	Global X U.S. Preferred ETF	Added	553,362	+13,506	$14,254,605	+0.9%	7+	before history	5.84%
ICSH	iShares Ultra Short Duration Bond Active ETF	Reduced	185,797	-11,082	$9,384,606	−5.6%	7+	before history	3.85%
SPY	Spdr S&P 500 ETF Trust	Added	20,220	+34	$8,677,210	+0.4%	7+	before history	3.56%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Added	105,089	+370	$8,418,679	−0.7%	7+	before history	3.45%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	93,363	+14,515	$5,964,028	+19.6%	7+	before history	2.44%
AAPL	Apple Inc. Technology	Added	38,987	+2,091	$5,516,660	+9.2%	7+	before history	2.26%
VB	Vanguard Index Funds	Reduced	23,884	-2,108	$5,222,714	−10.8%	7+	before history	2.14%
		Added	30,537	+2,250	$4,937,222	+6.7%	7+	before history	2.02%
IWF	iShares Russell 1000 Growth ETF	Reduced	16,300	-970	$4,466,852	−4.7%	7+	before history	1.83%
RSP	Victory Portfolios II	Reduced	29,415	-1,111	$4,406,955	−4.2%	7+	before history	1.81%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	37,225	-393	$4,375,798	−4.9%	7+	before history	1.79%
MOAT	VanEck Morningstar Wide Moat ETF	Added	56,287	+5,444	$4,123,022	+9.5%	7+	before history	1.69%
IWB	iShares Russell 1000 ETF	Reduced	16,498	-266	$3,987,731	−1.7%	7+	before history	1.63%
ABBV	AbbVie Inc. Healthcare	Added	36,415	+2,679	$3,928,086	+3.4%	7+	before history	1.61%
VV	VANGUARD LARGE-CAP INDEX FUND	Reduced	19,185	-253	$3,854,650	−1.2%	7+	before history	1.58%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	13,069	-446	$3,792,234	−2.2%	7+	before history	1.55%
PSEP		NEW	107,832	NEW	$3,132,519	NEW	1	$29.53	1.28%
FTSM	First Trust Enhanced Short Maturity ETF	Reduced	48,743	-10,947	$2,921,899	−18.3%	7+	before history	1.20%
XPH	State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF	Reduced	52,630	-1,710	$2,496,767	−11.2%	7+	before history	1.02%
LMBS	First Trust Low Duration Opportunities ETF	Added	48,186	+22,383	$2,437,247	+85.6%	2	$50.92	1.00%
IWM	iShares Russell 2000 ETF	Reduced	10,859	-1,196	$2,375,406	−14.1%	7+	before history	0.97%
ABT	Abbott Laboratories Healthcare	Reduced	18,915	-197	$2,234,428	+0.8%	7+	before history	0.92%
PFM	Victory Portfolios II	Reduced	59,976	-4,196	$2,156,736	−7.3%	4	$32.61	0.88%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	7,795	-20	$2,127,567	−2.0%	7+	before history	0.87%
VOO	VANGUARD 500 INDEX FUND	Reduced	5,164	-35	$2,036,681	−0.5%	7+	before history	0.83%
GOOG	Alphabet Inc. Communication Services	Added	746	+54	$1,988,000	+14.6%	7+	before history	0.81%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	7,795	-984	$1,845,544	−11.4%	7+	before history	0.76%
FPE	First Trust Preferred Securities and Income ETF	Reduced	89,020	-4,542	$1,828,470	−5.1%	7+	before history	0.75%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	7,125	-210	$1,683,637	−2.9%	7+	before history	0.69%
PAUG		NEW	55,589	NEW	$1,624,310	NEW	1	$29.49	0.67%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	53,239	-3,590	$1,622,724	−13.2%	7+	before history	0.66%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Reduced	15,914	-590	$1,557,025	−7.9%	7+	before history	0.64%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	29,513	-2,161	$1,496,899	−6.9%	7+	before history	0.61%
FVD	First Trust Value Line Dividend Index Fund	Added	35,727	+23,612	$1,400,498	+190.7%	2	$40.31	0.57%
GOOGL	Alphabet Inc. Communication Services	Reduced	521	-16	$1,392,903	+6.2%	7+	before history	0.57%
AMZN	Amazon Com Inc Consumer Cyclical	Added	406	+126	$1,333,726	+38.5%	7+	before history	0.55%
CFO	VictoryShares US 500 Enhanced Volatility Wtd ETF	Reduced	18,551	-1,050	$1,319,903	−5.6%	7+	before history	0.54%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	6,581	+299	$1,113,900	+2.1%	7+	before history	0.46%
FMB	First Trust Managed Municipal ETF	Added	19,230	+9	$1,091,879	−0.8%	7+	before history	0.45%
VZ	Verizon Communications Inc Communication Services	Reduced	19,243	-1,948	$1,039,314	−12.5%	7+	before history	0.43%
VTV	VANGUARD VALUE INDEX FUND	Reduced	7,628	-108	$1,032,602	−2.9%	7+	before history	0.42%
IJR	iShares Core S&P Small-Cap ETF	Reduced	9,119	-122	$995,703	−4.6%	7+	before history	0.41%
IWR	iShares Russell Mid-Cap ETF	Held	12,295	0	$961,714	−1.3%	7+	before history	0.39%
PAPR		NEW	33,251	NEW	$950,080	NEW	1	$28.68	0.39%
DVY	iShares Select Dividend ETF	Reduced	8,196	-509	$940,245	−7.4%	7+	before history	0.39%
META	Meta Platforms, Inc. Communication Services	Added	2,764	+123	$938,073	+2.2%	7+	before history	0.38%

Showing the top 50 of 125 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.