Optimal Asset Management, Inc.

CIK

1651336

Location

Los Altos, CA

Portfolio Value

Micro $29,595,291

Diversification

Diversified

Filing Date

Global Rank

#1,463 / 5,924 ▼ 20

Top Industry

Insurance - Property & Casualty 7.5%

3Y Alpha vs SPY

-8.8%

Period ended 4 years ago

Filed Nov 15, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+40.5%

SPY

+76.3%

Annualised alpha

-8.8%

Max drawdown

−17.3%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

299 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

6.1%

+0.2 pts

Top 5

19.2%

+0.5 pts

Top 10

25.3%

+0.2 pts

HHI

127

Diversified+6

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Technology	17.9%	$149,803,778	47
Consumer Cyclical	14.5%	$121,630,656	43
Financial Services	13.3%	$111,066,192	42
Healthcare	12.5%	$104,281,966	42
Industrials	10.2%	$84,960,924	40
Consumer Defensive	9.8%	$82,249,317	27
Communication Services	8.6%	$71,757,134	13
Utilities	4.6%	$38,655,220	24
Basic Materials	3.5%	$29,595,291	8
Real Estate	3.1%	$25,569,524	5
Energy	1.2%	$9,707,915	7
Unclassified	0.9%	$7,292,502	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
LUMN	Lumen Technologies, Inc.	+1,001	384,511	$4,764,091
NWSA	News Corp	+690	241,769	$5,688,824
F	Ford Motor Co	+606	247,424	$3,503,523
WU	Western Union CO	+516	176,926	$3,577,443
NWL	Newell Brands Inc.	+410	112,084	$2,481,539
T	At&T Inc.	+395	251,106	$5,122,637
HWM	Howmet Aerospace Inc.	+354	94,049	$2,934,328
CPB	CAMPBELL'S Co	+295	80,652	$3,372,060
KDP	Keurig Dr Pepper Inc.	+264	121,703	$4,157,374
AGNC	AGNC Investment Corp.	+248	71,018	$1,119,953
DBX	Dropbox, Inc.	+236	68,515	$2,002,008
OMC	Omnicom Group Inc.	+235	134,761	$9,764,782
AKAM	Akamai Technologies Inc	+232	73,063	$7,641,659
NEM	NEWMONT Corp /DE/	+226	74,976	$4,071,196
TMUS	T-Mobile US, Inc.	+218	67,686	$8,647,563
HPE	Hewlett Packard Enterprise Co	+201	164,457	$2,343,512
HRL	Hormel Foods Corp /De/	+188	89,604	$3,673,764
XRAY	DENTSPLY SIRONA Inc.	+186	68,883	$3,998,658
GIS	General Mills Inc	+185	79,714	$4,768,491
CTSH	Cognizant Technology Solutions Corp	+176	64,652	$4,797,824
DHI	Horton D R Inc /De/	+154	45,409	$3,812,993
SNAP	Snap Inc	+152	30,170	$2,228,657
QRVO	Qorvo, Inc.	+149	55,187	$9,226,714
GM	General Motors Co	+147	70,894	$3,736,822
WMT	Walmart Inc.	+145	80,001	$3,716,846
No positions match the current search.

Trimmed

Positions the filer reduced

No qualifying positions this quarter.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
GE	General Electric Co	46,983	$3,015,810
ADI	Analog Devices Inc	5,054	$846,443
RTX	RTX Corp	8,766	$753,525
OGN	Organon & Co.	6,546	$214,643
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
CMCSA	Comcast Corp	141,912	$7,583,706
CTRA	Coterra Energy Inc.	54,678	$954,677
GOOGL	Alphabet Inc.	2,702	$329,885
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

8 positions · $29,595,291 total · Basic Materials only · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
DD	DuPont de Nemours, Inc. Basic Materials	Added	626,793	+39	$17,830,819	−12.2%	60.25%
NEM	NEWMONT Corp /DE/ Basic Materials	Added	74,976	+226	$4,071,196	−14.1%	13.76%
NUE	Nucor Corp Basic Materials	Added	19,736	+19	$1,943,798	+2.8%	6.57%
APD	Air Products & Chemicals, Inc. Basic Materials	Added	6,326	+6	$1,620,151	−10.9%	5.47%
ALB	Albemarle Corp Basic Materials	Added	5,724	+4	$1,253,384	+30.1%	4.24%
RS	Reliance, Inc. Basic Materials	Added	8,557	+21	$1,218,687	−5.4%	4.12%
STLD	Steel Dynamics Inc Basic Materials	Added	20,614	+15	$1,205,506	−1.8%	4.07%
MOS	Mosaic Co Basic Materials	Added	12,647	+30	$451,750	+12.2%	1.53%