Optimal Asset Management, Inc.

CIK

1651336

Location

Los Altos, CA

Portfolio Value

Small $836,570,419

Diversification

Diversified

Filing Date

Global Rank

#1,463 / 5,924 ▼ 20

Top Industry

Insurance - Property & Casualty 7.5%

3Y Alpha vs SPY

-8.8%

Period ended 4 years ago

Filed Nov 15, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+40.5%

SPY

+76.3%

Annualised alpha

-8.8%

Max drawdown

−17.3%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

299 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

6.1%

+0.2 pts

Top 5

19.2%

+0.5 pts

Top 10

25.3%

+0.2 pts

HHI

127

Diversified+6

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Technology	17.9%	$149,803,778	47
Consumer Cyclical	14.5%	$121,630,656	43
Financial Services	13.3%	$111,066,192	42
Healthcare	12.5%	$104,281,966	42
Industrials	10.2%	$84,960,924	40
Consumer Defensive	9.8%	$82,249,317	27
Communication Services	8.6%	$71,757,134	13
Utilities	4.6%	$38,655,220	24
Basic Materials	3.5%	$29,595,291	8
Real Estate	3.1%	$25,569,524	5
Energy	1.2%	$9,707,915	7
Unclassified	0.9%	$7,292,502	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
LUMN	Lumen Technologies, Inc.	+1,001	384,511	$4,764,091
NWSA	News Corp	+690	241,769	$5,688,824
F	Ford Motor Co	+606	247,424	$3,503,523
WU	Western Union CO	+516	176,926	$3,577,443
NWL	Newell Brands Inc.	+410	112,084	$2,481,539
T	At&T Inc.	+395	251,106	$5,122,637
HWM	Howmet Aerospace Inc.	+354	94,049	$2,934,328
CPB	CAMPBELL'S Co	+295	80,652	$3,372,060
KDP	Keurig Dr Pepper Inc.	+264	121,703	$4,157,374
AGNC	AGNC Investment Corp.	+248	71,018	$1,119,953
DBX	Dropbox, Inc.	+236	68,515	$2,002,008
OMC	Omnicom Group Inc.	+235	134,761	$9,764,782
AKAM	Akamai Technologies Inc	+232	73,063	$7,641,659
NEM	NEWMONT Corp /DE/	+226	74,976	$4,071,196
TMUS	T-Mobile US, Inc.	+218	67,686	$8,647,563
HPE	Hewlett Packard Enterprise Co	+201	164,457	$2,343,512
HRL	Hormel Foods Corp /De/	+188	89,604	$3,673,764
XRAY	DENTSPLY SIRONA Inc.	+186	68,883	$3,998,658
GIS	General Mills Inc	+185	79,714	$4,768,491
CTSH	Cognizant Technology Solutions Corp	+176	64,652	$4,797,824
DHI	Horton D R Inc /De/	+154	45,409	$3,812,993
SNAP	Snap Inc	+152	30,170	$2,228,657
QRVO	Qorvo, Inc.	+149	55,187	$9,226,714
GM	General Motors Co	+147	70,894	$3,736,822
WMT	Walmart Inc.	+145	80,001	$3,716,846
No positions match the current search.

Trimmed

Positions the filer reduced

No qualifying positions this quarter.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
GE	General Electric Co	46,983	$3,015,810
ADI	Analog Devices Inc	5,054	$846,443
RTX	RTX Corp	8,766	$753,525
OGN	Organon & Co.	6,546	$214,643
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
CMCSA	Comcast Corp	141,912	$7,583,706
CTRA	Coterra Energy Inc.	54,678	$954,677
GOOGL	Alphabet Inc.	2,702	$329,885
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

299 positions · $836,570,419 total · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 299 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AFG	American Financial Group Inc Financial Services	Added	406,412	+1	$51,138,821	+0.9%	6.11%
SCI	Service Corp International Consumer Cyclical	Added	730,716	+120	$44,032,946	+12.5%	5.26%
IEX	Idex Corp /De/ Industrials	Held	123,841	0	$25,628,894	−6.0%	3.06%
SPG	Simon Property Group Inc. Real Estate	Added	171,049	+100	$22,231,238	−0.3%	2.66%
DD	DuPont de Nemours, Inc. Basic Materials	Added	626,793	+39	$17,830,819	−12.2%	2.13%
META	Meta Platforms, Inc. Communication Services	Added	38,566	+11	$13,088,914	−2.4%	1.56%
OMC	Omnicom Group Inc. Communication Services	Added	134,761	+235	$9,764,782	−9.3%	1.17%
ADBE	Adobe Inc. Technology	Added	16,927	+19	$9,745,212	−1.6%	1.16%
BR	Broadridge Financial Solutions, Inc. Technology	Added	56,087	+66	$9,346,337	+3.3%	1.12%
QRVO	Qorvo, Inc. Technology	Added	55,187	+149	$9,226,714	−14.3%	1.10%
TMUS	T-Mobile US, Inc. Communication Services	Added	67,686	+218	$8,647,563	−11.5%	1.03%
CLX	Clorox Co /De/ Consumer Defensive	Added	50,449	+130	$8,354,858	−7.7%	1.00%
LLY	ELI LILLY & Co Healthcare	Added	35,931	+39	$8,301,857	+0.8%	0.99%
ORCL	Oracle Corp Technology	Added	93,599	+83	$8,155,280	+12.0%	0.97%
CHTR	Charter Communications, Inc. /Mo/ Communication Services	Added	10,952	+31	$7,968,237	+1.1%	0.95%
AKAM	Akamai Technologies Inc Technology	Added	73,063	+232	$7,641,659	−10.0%	0.91%
TYL	Tyler Technologies Inc Technology	Added	16,280	+42	$7,466,822	+1.7%	0.89%
FISV	Fiserv Inc	Added	67,212	+88	$7,292,502	+1.6%	0.87%
AZO	Autozone Inc Consumer Cyclical	Added	4,222	+9	$7,168,913	+14.0%	0.86%
MSI	Motorola Solutions, Inc. Technology	Added	30,119	+39	$6,997,246	+7.3%	0.84%
KEYS	Keysight Technologies, Inc. Technology	Added	42,053	+55	$6,908,887	+6.5%	0.83%
TGT	Target Corp Consumer Defensive	Added	29,930	+34	$6,847,086	−5.3%	0.82%
UPS	United Parcel Service Inc Industrials	Added	35,553	+33	$6,474,201	−12.4%	0.77%
DGX	Quest Diagnostics Inc Healthcare	Added	43,418	+53	$6,309,069	+10.2%	0.75%
NVR	Nvr Inc Consumer Cyclical	Held	1,310	0	$6,280,244	−3.6%	0.75%
PAYC	Paycom Software, Inc. Technology	Added	11,639	+22	$5,770,034	+36.7%	0.69%
IDXX	Idexx Laboratories Inc /De Healthcare	Added	9,247	+22	$5,750,709	−1.3%	0.69%
NWSA	News Corp Communication Services	Added	241,769	+690	$5,688,824	−8.4%	0.68%
MTD	Mettler Toledo International Inc/ Healthcare	Added	3,912	+9	$5,388,232	−0.3%	0.64%
EA	Electronic Arts Inc. Communication Services	Added	37,353	+67	$5,313,464	−0.9%	0.64%
NOC	Northrop Grumman Corp /De/ Industrials	Added	14,363	+8	$5,172,834	−0.8%	0.62%
T	At&T Inc. Communication Services	Added	251,106	+395	$5,122,637	−6.0%	0.61%
MRK	Merck & Co., Inc. Healthcare	Added	65,561	+73	$4,924,286	−3.3%	0.59%
QCOM	Qualcomm Inc/De Technology	Added	38,012	+84	$4,902,787	−9.6%	0.59%
MSFT	Microsoft Corp Technology	Held	17,100	0	$4,820,832	+4.1%	0.58%
CTSH	Cognizant Technology Solutions Corp Technology	Added	64,652	+176	$4,797,824	+7.4%	0.57%
GIS	General Mills Inc Consumer Defensive	Added	79,714	+185	$4,768,491	−1.6%	0.57%
SBUX	Starbucks Corp Consumer Cyclical	Added	43,210	+96	$4,766,495	−1.1%	0.57%
LUMN	Lumen Technologies, Inc. Communication Services	Added	384,511	+1,001	$4,764,091	−8.6%	0.57%
HSY	Hershey Co Consumer Defensive	Added	28,050	+41	$4,747,462	−2.7%	0.57%
SJM	J M SMUCKER Co Consumer Defensive	Added	39,352	+101	$4,723,420	−7.1%	0.56%
EXPD	Expeditors International Of Washington Inc Industrials	Added	38,322	+14	$4,565,299	−5.9%	0.55%
BMY	Bristol Myers Squibb Co Healthcare	Added	76,711	+85	$4,538,989	−11.4%	0.54%
FIS	Fidelity National Information Services, Inc. Technology	Added	36,992	+72	$4,501,186	−13.9%	0.54%
WAT	Waters Corp /De/ Healthcare	Added	12,556	+23	$4,486,258	+3.6%	0.54%
VZ	Verizon Communications Inc Communication Services	Added	82,241	+136	$4,441,836	−3.4%	0.53%
CHRW	C. H. Robinson Worldwide, Inc. Industrials	Added	49,734	+123	$4,326,858	−6.9%	0.52%
BIO	Bio-Rad Laboratories, Inc. Healthcare	Added	5,626	+13	$4,196,714	+16.0%	0.50%
KDP	Keurig Dr Pepper Inc. Consumer Defensive	Added	121,703	+264	$4,157,374	−2.9%	0.50%
RVTY	Revvity, Inc. Healthcare	Added	23,928	+9	$4,146,483	+12.3%	0.50%