SJM · J M SMUCKER Co · Holdings

$129.67 +2.60 (+2.05%) At close · Oct 20

S&P 500 member Russell 1000 member Rebalance outlook locked

Market Cap

$13.57B

106.82M

Volume · Oct 20 753.65K Avg daily vol (3M) 1.31M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of SJM: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 903

Total Value: $10,850,882,586

Total Shares: 96,353,288

Showing 1–100 of 931 holdings by value · page 1 of 10

Institutional Ownership Trend

27 quarters

Superinvestors Holding SJM

All superinvestors →

Mario Gabelli $19,033,425 Joel Greenblatt $13,345,312 Ray Dalio $11,910,375

Holder Concentration

Across 894 13F filers

Top Holder

7.7%

of institutional value

Top 5

31.7%

of institutional value

Top 10

45.4%

of institutional value

HHI

291

Broadly held

Who Holds SJM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 890 filers, like-for-like change -4.1%; actively managed books -8.9%; index-like books +5.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	52.4%	510	+7.7%	82	39
Exempt adviser	1.7%	8	+60.7%	2	3
Adviser	3.1%	15	+3.6%	2	0
Bank	13.4%	39	-40.3%	2	0
Insurer	0.6%	3	+7.2%	0	0
Broker-dealer	0.3%	3	+125.1%	1	0
Benefit plan	0.4%	8	-5.9%	0	1
Non-US	3.5%	14	-4.0%	2	1
Holding company	15.3%	11	+10.3%	1	0
Unknown	9.4%	279	-11.6%	46	30

Style	Share	Filers	Change	New	Exited
Index-like	37.8%	64	+5.2%	1	2
Systematic-like	9.1%	45	-16.6%	9	8
Concentrated	0.7%	152	-12.7%	32	26
Diversified active	52.4%	629	-7.3%	96	38
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	59.4%	587	+6.4%	74	33
Medium turnover	13.3%	151	-30.6%	31	16
High turnover	11.6%	83	-8.6%	22	21
Unknown	15.7%	69	-6.2%	11	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	14.7%	96	-9.9%	21	16
Medium horizon	10.3%	159	+13.7%	31	19
Long horizon	67.0%	586	-6.6%	73	31
Unknown	8.0%	49	+10.2%	13	8
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.9%	317	-16.9%	59	38
$1B to $10B	8.1%	298	+45.6%	63	25
$10B to $100B	19.9%	197	-11.8%	14	9
$100B or more	70.2%	78	-5.2%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	5.8%	363	+15.5%	62	21
Pooled investment vehicles	10.1%	53	-7.4%	12	13
Registered funds and BDCs	29.4%	37	+8.7%	3	1
Pension and profit sharing plans	0.1%	6	+32.1%	1	2
Insurance companies	0.1%	7	-1.3%	0	0
Charitable organizations	0.0%	2	-3.4%	0	0
Governments and sovereign funds	0.6%	7	+57.4%	0	1
Corporations	0.1%	2	-7.5%	0	0
Other investment advisers	0.2%	6	+4.7%	0	0
Other	0.0%	2	-0.8%	0	0
Diversified	6.1%	23	+24.7%	4	1
Banks and thrifts	0.0%	0	—	0	0
Unknown	47.6%	382	-14.8%	56	35

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.8%	86	+12.4%	16	12
Private equity funds	0.4%	21	+31.1%	4	0
Venture capital funds	0.0%	3	+718.9%	1	0
Real estate funds	0.4%	5	+5.7%	0	0
Liquidity funds	0.0%	2	-0.9%	0	0
Securitized asset funds	0.3%	2	-2.5%	0	0
Other private funds	8.9%	30	+10.4%	5	2
Mixed private funds	0.3%	3	+1.5%	0	0
Private funds, type not stated	1.4%	12	+89.1%	5	5
No private funds	23.6%	353	+3.1%	53	23
Unknown	46.0%	373	-16.3%	54	32

Location	Share	Filers	Change	New	Exited
United States	87.0%	773	+2.8%	122	58
Outside the US	13.0%	117	-36.9%	16	16

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 12 holders with no observed 2026-03-31 13F and 7 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

890 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.449% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.012%

Mar 31, 2026: 1

Crowding

28.8%

of shares outstanding, 79th percentile

Mar 31, 2026: 25.3%

Private-fund advisers

26.7%

of shares outstanding

Institutional ownership

87.7%

89.5% of the estimated free float

Top 10 holders

46.2%

of 13F shares, Herfindahl 0.030

Active holders

-8.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (5 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 16.6 quarters

Under 1 year 23.2% 1 to 3 years 17.3% 3 years or more 59.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$106.04

estimated per share

Mar 31, 2026: $107.59

Quarter-end price

$112.45

implied by 13F values

Estimated gain or loss

+6.0%

price against the estimated cost

Estimated at a loss

8.65%

of costed 13F value

Estimated cost covers 21.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies SJM's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	GPC Genuine Parts Co	29	0.151
2	PEP Pepsico Inc	90	0.147
3	ABBV AbbVie Inc.	102	0.139
4	MSFT Microsoft Corp	126	0.137
5	CLX Clorox Co /De/	23	0.137
6	JPM Jpmorgan Chase & Co	113	0.137
7	JNJ Johnson & Johnson	107	0.136
8	KHC Kraft Heinz Co	23	0.136
9	SYY Sysco Corp	35	0.132
10	GOOGL Alphabet Inc.	122	0.132

Shareholder Targets

13F filers that own its peers but not SJM, quarter ended Jun 30, 2026

Found through its holder-overlap peers: GPC, PEP, ABBV, MSFT, CLX, JPM, JNJ, KHC, SYY, GOOGL, AAPL, HRL, CVX, IBM, PG, KMB, XOM, AMZN, SWK, TGT. 6,296 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$147,830,556,235 14 held	20.5%	GOOGL, MSFT, AMZN
2	Berkshire Hathaway Inc Insurer, Concentrated	$125,392,021,593 4 held	41.9%	AAPL, GOOGL, CVX
3	Capital World Investors Adviser, Diversified active	$115,523,773,880 13 held	13.7%	GOOGL, MSFT, AMZN
4	Capital International Investors Adviser, Diversified active	$77,287,277,812 12 held	15.8%	GOOGL, MSFT, AAPL
5	Fisher Asset Management, LLC Adviser, Diversified active	$71,197,840,351 17 held	22.7%	AAPL, GOOGL, MSFT
6	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$37,028,050,364 10 held	22.0%	GOOGL, AAPL, AMZN
7	National Pension Service Unknown, Index-like	$36,673,785,128 18 held	24.0%	AAPL, GOOGL, MSFT
8	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Insurer, Diversified active	$34,663,237,735 11 held	23.7%	JNJ, AAPL, GOOGL
9	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Unknown, Diversified active	$28,211,777,349 18 held	22.3%	GOOGL, AAPL, AMZN
10	Sanders Capital, LLC Registered adviser, Concentrated	$28,180,519,763 8 held	28.2%	GOOGL, AMZN, MSFT

Fund Ownership of SJM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 26.63% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	4.56%	+0.37 pp	4,874,862	141
Index ETFs	22.06%	+0.03 pp	23,566,854	134
Active ETFs	1.53%	+0.27 pp	1,633,702	38
Active funds	8.94%	+3.64 pp	9,553,287	227
Unclassified	1.22%	+0.04 pp	1,302,124	16
All registered funds	38.32%	+4.35 pp	40,930,829	556

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 515 Exempt adviser 8 Adviser 15 Bank 39 Insurer 3 Broker-dealer 3 Benefit plan 8 Non-US 15 Holding company 11 Unknown 286

Showing 100 of 931

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$831,367,795

7.66%

7,389,936

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	354,365	$39,866,062	4.8%	Sole
BlackRock Investment Management (Australia) Ltd	9,078	$1,021,275	0.1%	Sole
BlackRock Asset Management Canada Ltd	69,098	$7,773,525	0.9%	Sole
BlackRock Asset Management North Asia Ltd	4,686	$527,175	0.1%	Sole
BlackRock Investment Management, LLC	122,661	$13,799,362	1.7%	Sole
BLACKROCK ADVISORS LLC	87,880	$9,886,500	1.2%	Sole
BlackRock Fund Advisors	3,332,539	$374,910,637	45.1%	Sole
BlackRock Institutional Trust Company, N.A.	2,346,469	$263,977,762	31.8%	Sole
BlackRock Japan Co. Ltd	334	$37,575	0.0%	Sole
BlackRock Fund Managers Ltd.	26,255	$2,953,687	0.4%	Sole
BlackRock Investment Management (UK) Ltd.	92,240	$10,377,000	1.2%	Sole
BlackRock (Netherlands) B.V.	1,526	$171,675	0.0%	Sole
BlackRock Asset Management Ireland Ltd	568,841	$63,994,612	7.7%	Sole
BlackRock Advisors (UK) Ltd	1,741	$195,862	0.0%	Sole
BlackRock (Luxembourg) S.A.	23,709	$2,667,262	0.3%	Sole
BlackRock Life Ltd	3,891	$437,737	0.1%	Sole
BlackRock Asset Management Schweiz AG	17,814	$2,004,075	0.2%	Sole
Aperio Group, LLC	326,809	$36,766,012	4.4%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$764,404,087

7.04%

6,794,703

STATE STREET CORP

$739,485,787

6.81%

6,573,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	6,573,207	$739,485,787	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$554,986,012

5.11%

4,933,209

DIMENSIONAL FUND ADVISORS LP

$516,530,136

4.76%

4,591,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	16,268	$1,830,150	0.4%	Defined
DFA Australia Ltd.	44,721	$5,031,112	1.0%	Defined
Dimensional Fund Advisors Pte. Ltd.	855	$96,187	0.0%	Defined
Dimensional Ireland Ltd	248,920	$28,003,500	5.4%	Defined
Held directly	4,280,615	$481,569,187	93.2%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$327,243,600

3.02%

2,908,832

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	354,128	$39,839,400	12.2%	Defined
Held directly	2,554,704	$287,404,200	87.8%	Defined

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$314,315,550

2.90%

2,793,916

CITADEL ADVISORS LLC

$302,724,112

2.79%

2,690,881

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	539,489	$60,692,512	20.0%	Defined
Held directly	2,151,392	$242,031,600	80.0%	Defined

Invesco Ltd.

$264,927,935

2.44%

2,354,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	193,152	$21,729,599	8.2%	Defined
Invesco Trust Co joint	42,697	$4,803,412	1.8%	Defined
Invesco Management S.A.	4,202	$472,725	0.2%	Defined
Invesco Asset Management (Japan) Limited joint	401	$45,112	0.0%	Defined
Invesco Capital Management LLC	2,114,463	$237,877,087	89.8%	Defined

GOLDMAN SACHS GROUP INC

$244,649,249

2.25%

2,174,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,035,011	$228,938,737	93.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	139,649	$15,710,512	6.4%	Defined

FMR LLC

$216,240,412

1.99%

1,922,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,851,738	$208,320,525	96.3%	Defined
STRATEGIC ADVISERS LLC	38,836	$4,369,050	2.0%	Defined
FIAM LLC	30,199	$3,397,387	1.6%	Defined
Fidelity Diversifying Solutions LLC	1,364	$153,450	0.1%	Defined

MORGAN STANLEY

$211,532,844

1.95%

1,880,292

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,543	$173,587	0.1%	Defined
MORGAN STANLEY & CO. LLC	155,611	$17,506,237	8.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	279,627	$31,458,037	14.9%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	7,416	$834,300	0.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	325,932	$36,667,349	17.3%	Defined
MORGAN STANLEY LATAM LLC	1	$112	0.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	444,199	$49,972,387	23.6%	Defined
EATON VANCE MANAGEMENT	627,264	$70,567,199	33.4%	Defined
Calvert Research & Management	28,531	$3,209,737	1.5%	Defined
BOSTON MANAGEMENT & RESEARCH	2,429	$273,262	0.1%	Defined
Eaton Vance Trust Co	7,739	$870,637	0.4%	Defined

AQR CAPITAL MANAGEMENT LLC

$208,097,548

1.92%

1,849,756

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	194	$21,825	0.0%	Other
KEB ASSET MANAGEMENT, LLC	97	$10,912	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	27	$3,037	0.0%	Other
Prism Planning Partners LLC	160	$18,000	0.0%	Other
Compound Planning, Inc.	27	$3,037	0.0%	Other
Arax Advisory Partners	9,186	$1,033,425	0.5%	Other
GuideStone Capital Management, LLC	90	$10,125	0.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	3,056	$343,800	0.2%	Other
Stokes Family Office, LLC	213	$23,962	0.0%	Other
Held directly	1,836,706	$206,629,425	99.3%	Defined

ARIEL INVESTMENTS, LLC

$202,372,987

1.87%

1,798,871

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	2,390	$268,875	0.1%	Other
VANGUARD GROUP INC	57,603	$6,480,337	3.2%	Other
Held directly	1,738,878	$195,623,775	96.7%	Sole

ProShare Advisors LLC

$191,139,187

1.76%

1,699,015

RWC Asset Management LLP

$174,972,487

1.61%

1,555,311

NORGES BANK

$169,971,862

1.57%

1,510,861

Qube Research & Technologies Ltd

$144,127,237

1.33%

1,281,131

Balyasny Asset Management L.P.

$127,943,325

1.18%

1,137,274

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$124,843,612

1.15%

1,109,721

DEUTSCHE BANK AG\

$115,174,348

1.06%

1,023,772

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	10	$1,125	0.0%	Defined
DWS Investment GmbH	27,100	$3,048,750	2.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	346,169	$38,944,012	33.8%	Defined
DEUTSCHE BANK TRUST COMPANY, NATIONAL ASSOCIATION	225	$25,312	0.0%	Other
DWS Investments UK Ltd	630,301	$70,908,862	61.6%	Defined
DBX Advisors LLC	8,985	$1,010,812	0.9%	Defined
Deutsche Bank S.p.A	3,314	$372,825	0.3%	Defined
DWS International GmbH	7,668	$862,650	0.7%	Defined

TWO SIGMA INVESTMENTS, LP

$108,085,837

1.00%

960,763

JANE STREET GROUP, LLC

$107,177,625

0.99%

952,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	251,550	$28,299,375	26.4%	Defined
Jane Street Global Trading, LLC	701,140	$78,878,250	73.6%	Defined

Bank of New York Mellon Corp

$103,113,332

0.95%

916,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	1,425	$160,311	0.2%	Defined
Mellon Investments Corporation joint	618,869	$69,622,761	67.5%	Other
BNY Mellon Investment Adviser, Inc.	6,483	$729,337	0.7%	Defined
The Bank of New York Mellon	211,007	$23,738,287	23.0%	Defined
BNY Mellon, NA joint	57,877	$6,511,162	6.3%	Defined
BNY Mellon Advisors, Inc. joint	16,754	$1,884,824	1.8%	Other
Newton Investment Management North America, LLC joint	4,146	$466,425	0.5%	Defined
Held directly	2	$225	0.0%	Defined

NORTHERN TRUST CORP

$102,856,723

0.95%

914,282

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	840,748	$94,584,149	92.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	66,091	$7,435,237	7.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	4,835	$543,937	0.5%	Other
Green Century Capital Management, Inc. joint	2,608	$293,400	0.3%	Other

BANK OF AMERICA CORP /DE/

$101,161,460

0.93%

899,213

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	212,142	$23,865,975	23.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	338,849	$38,120,512	37.7%	Defined
BOFA SECURITIES, INC.	140,658	$15,824,025	15.6%	Defined
MERRILL LYNCH INTERNATIONAL	3,019	$339,637	0.3%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	195,274	$21,968,324	21.7%	Defined
BofA Securities Europe SA	9,271	$1,042,987	1.0%	Defined

LSV ASSET MANAGEMENT

$96,904,912

0.89%

861,377

STALEY CAPITAL ADVISERS INC

$84,674,025

0.78%

752,658

Amundi

$83,123,887

0.77%

738,879

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	738,879	$83,123,887	100.0%	Defined

Point72 Asset Management, L.P.

$77,595,862

0.72%

689,741

FIRST TRUST ADVISORS LP

$73,729,237

0.68%

655,371

SG Americas Securities, LLC

$70,482,487

0.65%

626,511

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$68,857,874

0.63%

612,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	122,539	$13,785,637	20.0%	Defined
MFS Investment Management CO (LUX) S.A.R.L.	29,166	$3,281,175	4.8%	Defined
MFS International (U.K.) Ltd.	118,932	$13,379,850	19.4%	Defined
MFS Investment Management K.K.	24,058	$2,706,525	3.9%	Defined
MFS INVESTMENT MANAGEMENT CANADA LTD	41,239	$4,639,387	6.7%	Defined
Held directly	276,136	$31,065,300	45.1%	Sole

VANGUARD FIDUCIARY TRUST CO

$66,914,325

0.62%

594,794

UBS Group AG

$66,082,836

0.61%

587,403

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	104,487	$11,754,787	17.8%	Defined
UBS AG	480,693	$54,077,962	81.8%	Defined
UBS Switzerland AG	2,220	$249,750	0.4%	Defined
UBS Securities LLC	3	$337	0.0%	Defined

NewEdge Advisors, LLC

$63,460,800

0.58%

564,096

WELLS FARGO & COMPANY/MN

$63,170,436

0.58%

561,515

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	54,386	$6,118,425	9.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	169,077	$19,021,162	30.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	332,097	$37,360,912	59.1%	Defined
Wells Fargo Securities, LLC	98	$11,025	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	5,857	$658,912	1.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$59,523,750

0.55%

529,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	529,100	$59,523,750	100.0%	Other

Assenagon Asset Management S.A.

$58,897,668

0.54%

495,313

Vest Financial, LLC

$57,058,987

0.53%

507,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST TRUST ADVISORS LP	499,993	$56,249,212	98.6%	Defined
Held directly	7,198	$809,775	1.4%	Sole

JANE STREET GROUP, LLC

$55,496,250

0.51%

493,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	493,300	$55,496,250	100.0%	Defined

ROYAL BANK OF CANADA

$50,691,598

0.47%

450,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	14,429	$1,623,262	3.2%	Defined
RBC CMA LTD.	9,439	$1,061,887	2.1%	Defined
RBC Capital Markets, LLC	62,648	$7,047,900	13.9%	Defined
RBC Dominion Securities Inc.	644	$72,450	0.1%	Defined
RBC Trust Co (Delaware) Ltd	399	$44,887	0.1%	Defined
CITY NATIONAL BANK	35,103	$3,949,087	7.8%	Defined
RBC Rochdale, LLC	236,622	$26,619,975	52.5%	Defined
Held directly	91,308	$10,272,150	20.3%	Sole

Advisors Capital Management, LLC

$50,374,237

0.46%

447,771

PRUDENTIAL FINANCIAL INC

$44,821,012

0.41%

398,409

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	398,258	$44,804,025	100.0%	Defined
Prudential Trust Co	151	$16,987	0.0%	Defined

NOMURA ASSET MANAGEMENT CO LTD

$44,100,562

0.41%

392,005

RAYMOND JAMES FINANCIAL INC

$44,060,512

0.41%

391,649

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	356,308	$40,084,650	91.0%	Defined
Raymond James Financial Services Advisors, Inc.	32,420	$3,647,250	8.3%	Defined
RAYMOND JAMES TRUST N.A.	2,921	$328,612	0.7%	Defined

BARCLAYS PLC

$38,846,137

0.36%

345,299

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	274,735	$30,907,687	79.6%	Defined
BARCLAYS CAPITAL INC.	190	$21,375	0.1%	Defined
BARCLAYS CAPITAL SECURITIES LTD	70,374	$7,917,075	20.4%	Defined

JPMORGAN CHASE & CO

$37,242,559

0.34%

331,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	148	$16,650	0.0%	Other
JPMorgan Chase Bank, N.A.	120,688	$13,577,399	36.5%	Other
J.P. Morgan Investment Management Inc.	135,441	$15,237,112	40.9%	Defined
J.P. Morgan Securities LLC	55,126	$6,201,675	16.7%	Defined
J.P. Morgan Securities plc	6,283	$706,837	1.9%	Defined
JPMorgan Asset Management (UK) Ltd	8,076	$908,550	2.4%	Defined
J.P. Morgan (Suisse) SA	16	$1,800	0.0%	Other
55I, LLC	51	$5,737	0.0%	Other
J.P. Morgan SE	5,216	$586,799	1.6%	Defined

DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC

$36,107,437

0.33%

320,955

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$35,646,635

0.33%

316,859

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	51,987	$5,848,537	16.4%	Defined
UBS Asset Management Switzerland AG	150,854	$16,971,074	47.6%	Defined
UBS Asset Management (UK) Ltd.	71,131	$8,002,237	22.4%	Defined
UBS Asset Management Life Ltd.	6,042	$679,725	1.9%	Defined
Held directly	36,845	$4,145,062	11.6%	Defined

MAI Capital Management

$35,080,087

0.32%

311,823

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	2,162	$243,225	0.7%	Defined
Held directly	309,661	$34,836,862	99.3%	Sole

WEDGE CAPITAL MANAGEMENT L L P/NC

$32,026,862

0.30%

269,337

Douglas Lane & Associates, LLC

$31,676,315

0.29%

266,389

Nuveen, LLC

$30,441,374

0.28%

270,590

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	22,376	$2,517,300	8.3%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	88,265	$9,929,812	32.6%	Defined
TEACHERS ADVISORS, LLC joint	159,949	$17,994,262	59.1%	Defined

Walleye Trading LLC

$26,811,000

0.25%

238,320

Vanguard Global Advisers, LLC

$26,364,937

0.24%

234,355

STIFEL FINANCIAL CORP

$26,005,162

0.24%

231,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	222,400	$25,020,000	96.2%	Defined
EquityCompass Investment Management	3,966	$446,175	1.7%	Defined
Stifel Independent Advisors, LLC	1,667	$187,537	0.7%	Defined
1919 Investment Counsel, LLC	770	$86,625	0.3%	Defined
Stifel Trust Company, N.A.	2,354	$264,825	1.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$25,177,500

0.23%

223,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	223,800	$25,177,500	100.0%	Other

BANK OF MONTREAL /CAN/

$25,032,824

0.23%

222,514

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	165,920	$18,666,000	74.6%	Defined
BMO Bank N.A.	2,149	$241,762	1.0%	Defined
BMO Delaware Trust Co	326	$36,675	0.1%	Defined
BMO Family Office, LLC	1,390	$156,375	0.6%	Defined
BMO NESBITT BURNS INC.	136	$15,300	0.1%	Defined
BMO NESBITT BURNS SECURITIES LTD.	29	$3,262	0.0%	Defined
Stoker Ostler Wealth Advisors, Inc.	4	$450	0.0%	Defined
Held directly	52,560	$5,913,000	23.6%	Defined

CAPITOLIS LIQUID GLOBAL MARKETS LLC

$24,525,000

0.23%

218,000

Swiss National Bank

$24,075,000

0.22%

214,000

Trexquant Investment LP

$23,886,900

0.22%

212,328

RHUMBLINE ADVISERS

$23,590,237

0.22%

209,691

California Public Employees Retirement System

$23,240,475

0.21%

206,582

Legal & General Group Plc

$22,838,062

0.21%

203,005

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	49,145	$5,528,812	24.2%	Defined
Legal & General Investment Management Ltd joint	153,860	$17,309,250	75.8%	Defined

CITIGROUP INC

$21,090,149

0.19%

187,468

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	26,626	$2,995,425	14.2%	Defined
Citigroup Financial Products Inc. joint	160,842	$18,094,724	85.8%	Defined

WORLDQUANT MILLENNIUM ADVISORS LLC

$20,716,425

0.19%

184,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MILLENNIUM MANAGEMENT LLC	184,146	$20,716,425	100.0%	Defined

Man Group plc

$20,414,475

0.19%

181,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	181,462	$20,414,475	100.0%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$20,363,737

0.19%

181,011

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	181,011	$20,363,737	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$20,168,550

0.19%

179,276

Squarepoint Ops LLC

$20,099,925

0.19%

178,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	178,666	$20,099,925	100.0%	Defined

GAMCO INVESTORS, INC. ET AL

$19,033,425

0.18%

169,186

HRT FINANCIAL LP

$18,793,125

0.17%

167,050

CANTOR FITZGERALD INVESTMENT ADVISORS L.P.

$18,468,031

0.17%

155,311

WELLINGTON MANAGEMENT GROUP LLP

$17,965,687

0.17%

159,695

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	80,262	$9,029,475	50.3%	Defined
Wellington Management International Ltd	103	$11,587	0.1%	Defined
Wellington Trust Company, NA joint	79,330	$8,924,625	49.7%	Defined

CAPITAL FUND MANAGEMENT S.A.

$17,865,675

0.16%

158,806

LAZARD ASSET MANAGEMENT LLC

$17,784,112

0.16%

158,081

PRICE T ROWE ASSOCIATES INC /MD/

$17,505,675

0.16%

155,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	155,606	$17,505,675	100.0%	Defined

HSBC HOLDINGS PLC

$17,495,774

0.16%

155,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	26,457	$2,976,412	17.0%	Defined
HSBC Global Asset Management (UK) Ltd	75,848	$8,532,900	48.8%	Defined
Hang Seng Investment Management Ltd	281	$31,612	0.2%	Defined
HSBC BANK PLC	52,932	$5,954,850	34.0%	Defined

MARSHALL WACE, LLP

$17,303,961

0.16%

153,813

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	121,440	$13,661,999	79.0%	Other
Marshall Wace Middle East Ltd	32,373	$3,641,962	21.0%	Other

Gradient Investments LLC

$17,171,793

0.16%

144,410

FIL Ltd

$17,101,125

0.16%

152,010

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIL Investments International	2,010	$226,125	1.3%	Defined
Fidelity Investments Canada ULC	150,000	$16,875,000	98.7%	Defined

CANADA PENSION PLAN INVESTMENT BOARD

$16,627,500

0.15%

147,800

Connor, Clark & Lunn Investment Management Ltd.

$16,423,087

0.15%

145,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	141,106	$15,874,425	96.7%	Sole
Held directly	4,877	$548,662	3.3%	Sole

EDMOND DE ROTHSCHILD HOLDING S.A.

$16,312,500

0.15%

145,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE)	145,000	$16,312,500	100.0%	Sole

GABELLI FUNDS LLC

$15,283,125

0.14%

135,850

PEAK6 LLC

$14,855,737

0.14%

132,051

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	132,051	$14,855,737	100.0%	Defined

Sound Income Strategies, LLC

$14,634,610

0.13%

123,073

Cerity Partners LLC

$14,555,024

0.13%

129,378

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

$14,438,924

0.13%

128,346

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Landscape High Leverage Fund, LP	23,895	$2,688,187	18.6%	Defined
LANDSCAPE OFFSHORE HL FUND LTD.	66,558	$7,487,775	51.9%	Defined
Held directly	37,893	$4,262,962	29.5%	Sole

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$13,894,200

0.13%

123,504

CITADEL ADVISORS LLC

$13,533,750

0.12%

120,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	120,300	$13,533,750	100.0%	Defined

LPL Financial LLC

$13,414,387

0.12%

119,239

Quantinno Capital Management LP

$13,414,162

0.12%

119,237

ENVESTNET ASSET MANAGEMENT INC

$13,372,987

0.12%

118,871

Gotham Asset Management, LLC

$13,345,312

0.12%

118,625

SPEECE THORSON CAPITAL GROUP INC

$13,180,387

0.12%

117,159

PRINCIPAL FINANCIAL GROUP INC

$13,088,025

0.12%

116,338

PNC FINANCIAL SERVICES GROUP, INC.

$12,689,659

0.12%

112,797

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	99,091	$11,147,736	87.8%	Defined
PNC Delaware Trust Company	5,567	$626,286	4.9%	Defined
PNC Ohio Trust Company	3,110	$349,875	2.8%	Defined
PNC Wealth Management LLC	5,029	$565,762	4.5%	Defined

MILLENNIUM MANAGEMENT LLC

$12,629,025

0.12%

112,258

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Key facts CIK 91419 CUSIP 832696405 13F (30d) 166 filings 146 filers Visit website Investor relations