HALBERT HARGROVE GLOBAL ADVISORS, LLC

Registered adviser

CIK

1484205

Location

LONG BEACH, CA

Portfolio Value

Mid $2,110,374,387

Diversification

Highly concentrated

Filing Date

Global Rank

#1,468 / 8,819 ▲ 21 · as of Jun 2026

Top Industry

Consumer Electronics 13.3%

Period ended 29 days ago

Filed Oct 16, 2026 · 13d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 105515

Roster of Oct 1, 2026

Regulatory AUM

$4,203,912,885

Main clients

Individuals and high net worth (87% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$4,203,912,885	Individuals and high net worth (87%)
Apr 2025 to Mar 2026	$3,516,418,609	Individuals and high net worth (85%)
Apr 2024 to Mar 2025	$3,162,314,796	Individuals and high net worth (84%)
May 2023 to Mar 2024	$2,735,028,599	Individuals and high net worth (83%)
Apr 2023	$2,735,028,599	Individuals and high net worth (83%)
Apr 2022 to Mar 2023	$3,030,982,898	Individuals and high net worth (82%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 97.7% of the book (60%+)

Turnover

Low turnover

19.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.4 quarters (12+), a floor since 45.9% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 92.5%; sector active share 85.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

355 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

51.1%

−3.1 pts

Top 5

94.0%

−0.5 pts

Top 10

97.1%

−0.2 pts

HHI

3,751

Highly concentrated−171

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	97.6%	$2,060,758,560	200
Consumer Cyclical	0.7%	$14,100,922	12
Technology	0.7%	$13,982,459	30
Healthcare	0.3%	$7,042,280	12
Communication Services	0.3%	$6,743,425	7
Financial Services	0.2%	$4,170,933	37
Industrials	0.1%	$1,502,475	25
Real Estate	0.0%	$743,452	5
Consumer Defensive	0.0%	$570,096	6
Energy	0.0%	$474,952	10
Basic Materials	0.0%	$158,472	7
Utilities	0.0%	$126,361	4

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
WAMA	WisdomTree U.S. Adaptive Moving Average Fund	+357,580	7,396,874	$198,236,223
WIMA	WisdomTree International Adaptive Moving Average Fund	+219,572	1,820,340	$76,800,144
JPST	JPMorgan Ultra-Short Income ETF	+66,065	74,531	$3,754,126
LRGF	iShares U.S. Equity Factor ETF	+40,603	3,662,435	$285,120,564
PYLD		+11,953	311,296	$7,903,805
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+8,870	67,826	$6,819,904
JPIB	JPMorgan International Bond Opportunities ETF	+4,331	133,513	$6,235,057
SPCX	Space Exploration Technologies Corp	+3,000	3,029	$456,954
BOND	PIMCO Active Bond Exchange-Traded Fund	+2,782	73,956	$6,433,432
VUG	VANGUARD GROWTH INDEX FUND	+2,743	11,044	$995,174
ULTY	YieldMax(R) Ultra Option Income Strategy ETF	+1,600	3,550	$89,779
CRBN	iShares Low Carbon Optimized MSCI ACWI ETF	+1,508	2,773	$710,287
VTV	VANGUARD VALUE INDEX FUND	+1,082	2,004	$433,024
LDUR	PIMCO Enhanced Low Duration Active Exchange-Traded Fund	+853	5,504	$518,036
XYLD	Global X S&P 500 Covered Call ETF	+550	2,350	$97,572
VB	Vanguard Index Funds	+458	1,570	$446,649
BME	BlackRock Health Sciences Trust	+450	1,050	$46,336
USRT	iShares Core U.S. REIT ETF	+361	11,117	$684,584
AEP	American Electric Power Co Inc	+284	300	$35,592
APH	Amphenol Corp	+236	270	$22,761
SDG	iShares MSCI Global Sustainable Development Goals ETF	+225	7,204	$629,420
AMZN	Amazon Com Inc	+163	5,038	$1,255,217
CSCO	Cisco Systems, Inc.	+151	257	$27,660
CII	BlackRock Enhanced Large Cap Core Fund, Inc.	+150	1,000	$24,000
CRWD	CrowdStrike Holdings, Inc.	+131	156	$41,301
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NTSX	WisdomTree U.S. Efficient Core Fund	−539,691	4,816,774	$281,540,440
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−45,036	1,069,199	$53,684,481
IEMG	iShares Trust	−38,316	2,174,601	$0
EEM	iShares MSCI Emerging Markets ETF	−29,951	1,026,664	$68,570,888
INTF	iShares International Equity Factor ETF	−26,727	3,390,529	$140,740,858
AIMS	Acuitas Small Cap Active ETF	−24,479	3,018,831	$81,659,378
SCZ	iShares MSCI EAFE Small-Cap ETF	−14,612	355,367	$30,000,082
IWM	iShares Russell 2000 ETF	−8,987	72,710	$20,205,381
NTSI	WisdomTree International Efficient Core Fund	−7,802	3,126,240	$143,510,047
CGDV	Capital Group Dividend Value ETF	−4,909	475	$23,203
VEA	Vanguard FTSE Developed Markets ETF	−4,402	185,768	$13,117,078
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	−4,048	16,281	$1,827,379
ESGU	iShares ESG Aware MSCI USA ETF	−3,247	34,936	$5,827,324
ESGE	iShares Trust	−2,699	27,987	$0
IVV	iShares Core S&P 500 ETF	−2,601	490,079	$375,327,002
HPI	John Hancock Preferred Income Fund	−2,568	10,500	$147,000
IWC	iShares Micro-Cap ETF	−2,470	79,859	$14,757,943
ACP	abrdn Income Credit Strategies Fund	−2,000	12,000	$53,400
WMT	Walmart Inc.	−1,871	2,676	$278,089
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	−1,274	70	$9,025
AGG	iShares Core U.S. Aggregate Bond ETF	−1,078	4,696	$443,959
EFA	iShares MSCI EAFE ETF	−1,030	51,800	$5,381,502
CSX	Csx Corp	−928	123	$5,720
IWV	iShares Russell 3000 ETF	−924	13,430	$5,797,193
CHI	Calamos Convertible Opportunities & Income Fund	−900	15,650	$178,879
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
AVDE	Avantis International Equity ETF	1,625	$146,428
PECO	Phillips Edison & Company, Inc.	2,021	$75,464
TRP	Tc Energy Corp	600	$34,668
QQQI	NEOS Nasdaq-100(R) High Income ETF	300	$16,665
ARCC	Ares Capital Corp	500	$9,550
MBGL	Mobility Global Inc.	250	$4,287
AVEM	Avantis Emerging Markets Equity ETF	16	$1,504
ISTB	iShares Core 1-5 Year USD Bond ETF	17	$803
BBJP	JPMorgan BetaBuilders Japan ETF	2	$157
QVML	Invesco Ltd.	3	$0
—		1	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
DFAT	Dimensional U.S. Targeted Value ETF	7,000	$489,300
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	1,037	$110,243
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	894	$87,790
CGGR	Capital Group Growth ETF	1,640	$77,408
IXN	iShares Global Tech ETF	514	$74,262
HEFA	iShares Currency Hedged MSCI EAFE ETF	1,128	$52,937
CRUX	Columbia Core Bond ETF	1,726	$51,745
JEPI	JPMorgan Equity Premium Income ETF	750	$42,360
EMEQ	Nomura Focused Emerging Markets Equity ETF	580	$42,258
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	534	$41,668
IEUR	iShares Core MSCI Europe ETF	490	$36,833
HLT	Hilton Worldwide Holdings Inc.	108	$35,689
FTC	First Trust Large Cap Growth AlphaDEX Fund	174	$33,715
FXH	First Trust Health Care AlphaDEX Fund	275	$33,660
XLG	Victory Portfolios II	520	$31,839
MLM	Martin Marietta Materials Inc	51	$29,411
IYF	iShares U.S. Financials ETF	206	$26,267
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	325	$22,321
IXC	iShares Global Energy ETF	429	$21,076
IGM	iShares Expanded Tech Sector ETF	122	$19,956
—		192	$17,251
IAI	iShares U.S. Broker-Dealers & Securities Exchanges ETF	74	$12,974
MU	Micron Technology Inc	11	$12,697
MSIF	Msc Income Fund, Inc.	1,075	$12,437
IXJ	iShares Global Healthcare ETF	124	$12,199
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

355 tracked positions · $2,110,374,387 total · filing declares 363 positions · $2,289,218,219 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 355 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IVV	iShares Core S&P 500 ETF	Reduced	490,079	-2,601	$375,327,002	+1.7%	17.78%
LRGF	iShares U.S. Equity Factor ETF	Added	3,662,435	+40,603	$285,120,564	+4.1%	13.51%
NTSX	WisdomTree U.S. Efficient Core Fund	Reduced	4,816,774	-539,691	$281,540,440	−11.0%	13.34%
WAMA	WisdomTree U.S. Adaptive Moving Average Fund	Added	7,396,874	+357,580	$198,236,223	+7.6%	9.39%
IEFA	iShares Core MSCI EAFE ETF	Reduced	1,858,558	-400	$180,057,099	+0.3%	8.53%
NTSI	WisdomTree International Efficient Core Fund	Reduced	3,126,240	-7,802	$143,510,047	−1.7%	6.80%
INTF	iShares International Equity Factor ETF	Reduced	3,390,529	-26,727	$140,740,858	+0.6%	6.67%
AIMS	Acuitas Small Cap Active ETF	Reduced	3,018,831	-24,479	$81,659,378	−9.1%	3.87%
WIMA	WisdomTree International Adaptive Moving Average Fund	Added	1,820,340	+219,572	$76,800,144	+14.0%	3.64%
EEM	iShares MSCI Emerging Markets ETF	Reduced	1,026,664	-29,951	$68,570,888	−5.1%	3.25%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	1,069,199	-45,036	$53,684,481	−4.4%	2.54%
SCZ	iShares MSCI EAFE Small-Cap ETF	Reduced	355,367	-14,612	$30,000,082	−1.4%	1.42%
IWM	iShares Russell 2000 ETF	Reduced	72,710	-8,987	$20,205,381	−17.7%	0.96%
IWC	iShares Micro-Cap ETF	Reduced	79,859	-2,470	$14,757,943	−10.4%	0.70%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	185,768	-4,402	$13,117,078	−3.2%	0.62%
VONE	VANGUARD RUSSELL 1000 INDEX FUND	Reduced	29,845	-309	$10,266,680	+0.5%	0.49%
PYLD		Added	311,296	+11,953	$7,903,805	−0.4%	0.37%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	67,826	+8,870	$6,819,904	+14.7%	0.32%
AAPL	Apple Inc. PUT + SHARES Technology	Added	19,788	+470	$6,589,799	+17.9%	0.31%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	73,956	+2,782	$6,433,432	−2.0%	0.30%
ABNB	Airbnb, Inc. PUT + SHARES Consumer Cyclical	Reduced	39,800	-13,204	$6,393,870	−15.7%	0.30%
JPIB	JPMorgan International Bond Opportunities ETF	Added	133,513	+4,331	$6,235,057	−0.2%	0.30%
IWB	iShares Russell 1000 ETF	Reduced	14,856	-297	$6,182,027	−0.4%	0.29%
ESGU	iShares ESG Aware MSCI USA ETF	Reduced	34,936	-3,247	$5,827,324	−6.8%	0.28%
IWV	iShares Russell 3000 ETF	Reduced	13,430	-924	$5,797,193	−5.3%	0.27%
EFA	iShares MSCI EAFE ETF	Reduced	51,800	-1,030	$5,381,502	−1.9%	0.26%
MSFT	Microsoft Corp PUT + SHARES Technology	Added	8,422	+3	$4,319,643	+37.5%	0.20%
JPST	JPMorgan Ultra-Short Income ETF	Added	74,531	+66,065	$3,754,126	+776.9%	0.18%
LLY	ELI LILLY & Co PUT + SHARES Healthcare	Added	3,062	+13	$3,542,978	−3.1%	0.17%
ISRG	Intuitive Surgical Inc PUT + SHARES Healthcare	Added	7,511	+415	$3,054,197	+8.2%	0.14%
BALL	BALL Corp Consumer Cyclical	Added	49,008	+96	$2,745,918	−10.0%	0.13%
ESGD	iShares ESG Aware MSCI EAFE ETF	Reduced	25,625	-477	$2,640,656	−1.6%	0.13%
GOOGL	Alphabet Inc. Communication Services	Reduced	7,663	-19	$2,636,685	−4.0%	0.12%
VFMF	Vanguard Wellington Fund	Reduced	12,518	-101	$2,234,588	+0.1%	0.11%
TMUS	T-Mobile US, Inc. PUT + SHARES Communication Services	Reduced	13,451	-4	$2,193,589	−2.8%	0.10%
HD	Home Depot, Inc. PUT + SHARES Consumer Cyclical	Reduced	7,471	-941	$2,125,424	−28.4%	0.10%
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	Reduced	16,281	-4,048	$1,827,379	−26.0%	0.09%
QQQ	Invesco Qqq Trust, Series 1	Reduced	2,343	-220	$1,733,281	−8.2%	0.08%
GOOG	Alphabet Inc. Communication Services	Added	4,786	+110	$1,630,781	−1.3%	0.08%
AMZN	Amazon Com Inc Consumer Cyclical	Added	5,038	+163	$1,255,217	+8.0%	0.06%
ZION	Zions Bancorporation, National Association Financial Services	Held	19,109	0	$1,197,178	−9.5%	0.06%
VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND	Held	6,948	0	$1,078,677	+0.6%	0.05%
VUG	VANGUARD GROWTH INDEX FUND	Added	11,044	+2,743	$995,174	+39.2%	0.05%
TSLA	Tesla, Inc. PUT + SHARES Consumer Cyclical	Added	2,622	+78	$930,311	−13.1%	0.04%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	2,432	-141	$910,151	−4.4%	0.04%
U	Unity Software Inc. Technology	Held	21,725	0	$889,204	+43.2%	0.04%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,146	-2	$873,973	+1.9%	0.04%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Reduced	14,292	-221	$847,658	−2.1%	0.04%
SNOW	Snowflake Inc. Technology	Reduced	2,250	-2	$764,010	+33.3%	0.04%
DES	WisdomTree U.S. SmallCap Dividend Fund	Held	19,292	0	$731,166	−6.8%	0.03%

Showing the top 50 of 355 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.