MARSHALL WACE, LLP

Exempt adviser

CIK

1318757

Location

LONDON, X0

Portfolio Value

Large $94,545,656,912

Diversification

Diversified

Reports for

Marshall Wace North America L.P. MARSHALL WACE ASIA Ltd MARSHALL WACE SINGAPORE PTE LTD Marshall Wace Middle East Ltd

Filing Date

Global Rank

#102 / 8,807 ▼ 1

Top Industry

Semiconductors 12.6%

Period ended 4 months ago

Filed Aug 13, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Exempt adviser

Form ADV roster, Oct 1, 2026

Records disagree; the first in precedence decides.

Form ADV adviser

CRD 160885

Roster of Oct 1, 2026

Private funds

77 funds · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$316,292,000,707 gross assets

LEI

6BS8JLEICI3VGJ264L55

Private funds on Schedule D 7.B.(1)

As filed Jun 27, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$177,000,456,763 gross assets in 80 funds Hedge funds $176,173,495,183 (79) Private equity funds $826,961,580 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jun 2026 to Oct 2026	—	—
Jun 2025 to May 2026	—	—
Jun 2024 to May 2025	—	—
Feb 2024 to May 2024	—	—
Jul 2023 to Jan 2024	—	—
Jun 2023	—	—

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Systematic-like

2,596 stocks (500+), trailing annual turnover 139.6% (100%+), top 10 weight 21.7% (25% or less)

Turnover

High turnover

139.6% over the last four quarters (100%+)

Horizon

Horizon unknown

The value-weighted holding period is at least 11.3 quarters, but 18.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 49.7%; sector active share 9.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

2,717 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

4.4%

−0.3 pts

Top 5

14.2%

−0.4 pts

Top 10

21.3%

+0.7 pts

HHI

Diversified−0

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	30.5%	$28,854,116,384	405
Consumer Cyclical	12.9%	$12,172,143,002	272
Healthcare	11.2%	$10,606,855,367	495
Financial Services	10.5%	$9,944,904,372	392
Industrials	8.6%	$8,169,889,759	358
Unclassified	7.7%	$7,286,191,387	134
Consumer Defensive	5.0%	$4,704,723,432	110
Communication Services	4.8%	$4,556,118,001	112
Basic Materials	2.8%	$2,670,232,648	137
Energy	2.7%	$2,538,415,650	132
Real Estate	2.0%	$1,895,209,206	120
Utilities	1.2%	$1,146,857,704	50

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AMC	Amc Entertainment Holdings, Inc.	+29,861,927	30,384,569	$57,730,680
NOK	Nokia Corp	+23,049,146	33,023,225	$438,548,426
IVV	iShares Core S&P 500 ETF	+13,546,592	39,828,525	$0
BAC	Bank Of America Corp /De/	+10,652,635	12,483,467	$711,307,948
AVTR	Avantor, Inc.	+9,692,325	13,130,158	$129,988,562
JOBY	Joby Aviation, Inc.	+7,907,976	8,019,920	$71,537,685
INTR	Inter & Co, Inc.	+6,874,662	13,846,611	$75,187,095
DX	Dynex Capital Inc	+6,201,462	6,413,930	$84,086,620
CPRT	Copart Inc	+5,823,599	7,158,187	$201,789,289
ABEV	Ambev S.A.	+5,711,758	7,144,205	$22,432,802
BBD	Bank Bradesco	+5,584,934	18,735,839	$65,013,360
SOFI	SoFi Technologies, Inc.	+5,177,721	11,697,405	$209,734,470
INFY	Infosys Ltd	+4,313,685	6,771,527	$71,033,317
RR	Richtech Robotics Inc.	+3,935,598	6,746,011	$14,234,082
FRMI	Fermi Inc.	+3,883,540	4,160,290	$38,108,256
ABT	Abbott Laboratories	+3,531,500	5,542,438	$502,920,823
RIVN	Rivian Automotive, Inc. / DE	+3,512,799	7,167,905	$124,363,151
KDP	Keurig Dr Pepper Inc.	+3,508,051	4,438,587	$145,274,950
HIMS	Hims & Hers Health, Inc.	+3,493,540	4,217,767	$146,229,981
FOXA	Fox Corp	+3,476,616	3,525,505	$183,890,339
LAC	Lithium Americas Corp.	+3,441,917	3,955,764	$15,229,690
HPE	Hewlett Packard Enterprise Co	+3,439,049	3,587,204	$161,818,771
F	Ford Motor Co	+3,425,568	8,976,116	$124,768,010
MNST	Monster Beverage Corp	+3,358,305	4,396,238	$422,566,395
XP	XP Inc.	+3,288,393	6,528,760	$106,157,635
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GRAB	Grab Holdings Ltd	−23,130,429	3,503,498	$13,208,186
PFE	Pfizer Inc	−15,280,392	802,396	$19,321,695
RKT	Rocket Companies, Inc.	−15,164,567	366,065	$5,765,523
RIG	Transocean Ltd.	−14,988,172	1,055,592	$5,161,844
KVUE	Kenvue Inc.	−11,820,394	2,328,167	$44,491,270
VTRS	Viatris Inc	−8,509,997	839,820	$13,336,341
WULF	Terawulf Inc.	−7,953,356	1,420,942	$35,097,266
—		−7,060,965	14,118	$0
YMM	Full Truck Alliance Co. Ltd.	−7,045,519	918,492	$7,458,153
HBAN	Huntington Bancshares Inc /Md/	−6,742,052	4,529,099	$80,300,924
COMP	Compass, Inc.	−6,353,837	2,559,480	$31,558,387
EOSE	Eos Energy Enterprises, Inc.	−6,237,623	373,872	$2,198,366
SLB	Slb Limited/Nv	−5,428,683	498,824	$23,190,327
HTZ	Hertz Global Holdings, Inc	−5,134,509	446,896	$1,012,218
NVDA	Nvidia Corp	−5,026,180	8,637,159	$1,728,209,144
AAL	American Airlines Group Inc.	−5,020,867	1,133,478	$20,481,947
INTC	Intel Corp	−4,761,622	2,493,502	$348,167,681
OCGN	Ocugen, Inc.	−4,642,093	3,410,257	$5,217,692
ONDS	Ondas Inc.	−4,406,976	466,734	$3,845,888
COTY	Coty Inc.	−4,357,115	11,300	$24,408
BMY	Bristol Myers Squibb Co	−3,674,669	15,169	$874,037
NIO	NIO Inc.	−3,635,194	4,733,908	$23,953,573
CMG	Chipotle Mexican Grill Inc	−3,632,510	286,271	$9,733,214
NWL	Newell Brands Inc.	−3,588,237	3,774,820	$23,177,394
SMRT	SmartRent, Inc.	−3,536,787	2,073,922	$2,467,966
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
LPLA	LPL Financial Holdings Inc.	975,627	$274,814,611
HUM	Humana Inc	545,978	$216,873,381
RSG	Republic Services, Inc.	919,625	$195,953,693
WING	Wingstop Inc.	961,328	$166,703,888
RSP	Victory Portfolios II	703,668	$149,719,440
BLK	BlackRock, Inc.	128,063	$123,140,258
RJF	Raymond James Financial Inc	665,450	$101,168,362
COR	Cencora, Inc.	342,176	$96,828,964
INIO	Innio N.V.	2,102,859	$83,168,073
TRGP	Targa Resources Corp.	297,700	$79,825,278
SMCIP	Super Micro Computer, Inc.	1,500,000	$77,939,999
CPNG	Coupang, Inc.	3,591,049	$62,376,518
VTV	VANGUARD VALUE INDEX FUND	280,670	$61,166,412
BB	BLACKBERRY Ltd	4,564,235	$57,737,572
OKLO	Oklo Inc.	1,066,394	$55,804,397
CFG	Citizens Financial Group Inc/Ri	794,777	$55,690,024
HIG	Hartford Insurance Group, Inc.	412,473	$54,660,920
GOOGN	Alphabet Inc.	1,000,000	$50,299,999
AGL	agilon health, inc.	468,293	$50,191,642
EOG	Eog Resources Inc	372,127	$48,276,035
HLNE	Hamilton Lane INC	590,877	$46,578,833
AEVA	Aeva Technologies, Inc.	1,460,269	$41,938,924
XENE	Xenon Pharmaceuticals Inc.	689,342	$41,608,682
TWST	Twist Bioscience Corp	396,912	$40,834,306
ECL	Ecolab Inc.	141,006	$39,285,680
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
MRK	Merck & Co., Inc.	2,778,301	$334,201,827
SRE	Sempra	1,358,767	$132,031,388
PODD	Insulet Corp	606,482	$127,264,182
RKLB	Rocket Lab Corp	1,881,363	$120,821,130
KMB	Kimberly Clark Corp	1,182,430	$114,069,020
—		2,146,422	$107,256,706
JBL	Jabil Inc	318,819	$84,687,890
CHWY	Chewy, Inc.	3,107,696	$83,907,792
WMB	Williams Companies, Inc.	1,031,972	$75,106,921
TIGO	Millicom International Cellular SA	924,111	$69,252,878
CE	Celanese Corp	1,042,812	$68,585,743
HEI	Heico Corp	239,052	$65,548,058
GE	General Electric Co	230,409	$65,383,161
MCK	Mckesson Corp	74,488	$64,458,935
USB	US Bancorp De	1,201,323	$62,480,809
MTB	M&T Bank Corp	301,645	$62,356,053
QQQ	Invesco Qqq Trust, Series 1	107,521	$62,058,970
ETN	Eaton Corp plc	134,106	$47,965,692
OTIS	Otis Worldwide Corp	607,939	$46,859,937
ED	Consolidated Edison Inc	409,262	$46,320,272
AWK	American Water Works Company, Inc.	320,317	$43,591,939
PAAS	Pan American Silver Corp	781,342	$42,684,713
PGR	Progressive Corp/Oh/	215,221	$42,665,410
TER	Teradyne, Inc	131,000	$38,836,260
SWKS	Skyworks Solutions, Inc.	694,914	$37,212,644
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

2,717 tracked positions · $94,545,656,912 total · filing declares 6,550 positions · $126,697,578,778 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 2,717 positions by value · page 1 of 55

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Reduced	46,869,324	-2,780,922	$4,118,876,191	+8.4%	2	$79.99	4.36%
AAPL	Apple Inc. PUT CALL + SHARES Technology	Added	9,494,903	+852,404	$2,747,445,130	+25.3%	26+	before history	2.91%
AMD	Advanced Micro Devices Inc PUT CALL + SHARES Technology	Reduced	4,142,810	-414,576	$2,406,599,756	+159.6%	26+	before history	2.55%
AMZN	Amazon Com Inc PUT CALL + SHARES Consumer Cyclical	Added	9,696,751	+741,656	$2,311,123,631	+23.9%	26+	before history	2.44%
NVDA	Nvidia Corp PUT CALL + SHARES Technology	Reduced	9,113,159	-4,768,880	$1,823,451,984	−24.7%	26+	before history	1.93%
MU	Micron Technology Inc PUT CALL + SHARES Technology	Added	1,543,118	+514,882	$1,781,205,675	+412.8%	23	$395.03	1.88%
MSFT	Microsoft Corp PUT CALL + SHARES Technology	Added	4,112,631	+108,833	$1,534,093,615	+3.5%	26+	before history	1.62%
COST	Costco Wholesale Corp /New CALL + SHARES Consumer Defensive	Added	1,174,766	+910,425	$1,098,958,348	+317.2%	26+	before history	1.16%
TSM	Taiwan Semiconductor Manufacturing Co Ltd PUT CALL + SHARES Technology	Reduced	2,209,476	-338,881	$1,055,179,451	+22.5%	5	$288.92	1.12%
MS	Morgan Stanley Financial Services	Added	4,648,847	+451,578	$971,794,974	+40.7%	11	$158.52	1.03%
TSLA	Tesla, Inc. PUT CALL + SHARES Consumer Cyclical	Added	2,274,856	+158,387	$956,804,433	+21.6%	24	before history	1.01%
UNH	Unitedhealth Group Inc PUT CALL + SHARES Healthcare	Added	1,942,546	+429,312	$807,380,393	+97.2%	26+	before history	0.85%
GOOGL	Alphabet Inc. PUT CALL + SHARES Communication Services	Reduced	2,211,132	-968,751	$790,192,242	−13.6%	26+	before history	0.84%
HLT	Hilton Worldwide Holdings Inc. Consumer Cyclical	Reduced	2,319,322	-203,553	$766,443,145	−0.1%	9	$266.97	0.81%
JNJ	Johnson & Johnson CALL + SHARES Healthcare	Added	2,989,637	+611,715	$759,278,106	+30.6%	11	$178.19	0.80%
ABBV	AbbVie Inc. Healthcare	Added	2,990,512	+2,989,451	$752,532,439	+326016.1%	26+	before history	0.80%
BAC	Bank Of America Corp /De/ PUT CALL + SHARES Financial Services	Added	12,486,267	+10,285,935	$711,467,492	+563.3%	23	$52.40	0.75%
KO	Coca Cola Co Consumer Defensive	Added	8,240,650	+2,646,611	$669,717,624	+57.4%	26+	before history	0.71%
SMH	VanEck Semiconductor ETF PUT CALL + SHARES	Added	1,012,671	+415,914	$664,200,782	+190.3%	2	$397.07	0.70%
JPM	Jpmorgan Chase & Co CALL + SHARES Financial Services	Added	1,985,670	+1,964,390	$649,969,358	+10283.4%	3	$310.49	0.69%
AVGO	Broadcom Inc. PUT CALL + SHARES Technology	Reduced	1,615,399	-931,751	$610,216,971	−22.6%	10	unpriced	0.65%
META	Meta Platforms, Inc. PUT CALL + SHARES Communication Services	Reduced	959,152	-44,616	$540,280,728	−5.9%	26+	before history	0.57%
XOM	ExxonMobil Holdings Corp PUT CALL + SHARES Energy	Added	3,742,485	+3,340,585	$511,672,548	+650.4%	16	$146.30	0.54%
ABT	Abbott Laboratories CALL + SHARES Healthcare	Added	5,544,038	+3,533,100	$503,066,007	+143.7%	3	$99.28	0.53%
CME	Cme Group Inc. CALL + SHARES Financial Services	Added	2,241,404	+1,436,986	$494,969,244	+108.3%	7	$283.78	0.52%
QCOM	Qualcomm Inc/De PUT CALL + SHARES Technology	Added	2,664,185	+2,388,986	$492,314,744	+1289.1%	11	$186.85	0.52%
BE	Bloom Energy Corp Industrials	Added	1,618,954	+587,318	$490,057,374	+250.6%	23	$177.49	0.52%
AXP	American Express Co Financial Services	Added	1,429,163	+1,225,120	$483,414,383	+683.3%	4	$321.50	0.51%
AMAT	Applied Materials Inc /De PUT CALL + SHARES Technology	Reduced	664,856	-466,336	$480,690,888	+24.3%	7	$235.61	0.51%
TXN	Texas Instruments Inc PUT CALL + SHARES Technology	Added	1,612,359	+1,467,037	$480,595,845	+1603.5%	4	$270.01	0.51%
IBM	International Business Machines Corp PUT CALL + SHARES Technology	Added	1,707,663	+1,271,591	$480,211,911	+354.3%	4	$254.94	0.51%
SNDK	Sandisk Corp Technology	Reduced	209,217	-355,369	$475,702,968	+32.6%	6	$83.82	0.50%
FERG	Ferguson Enterprises Inc. /DE/ Industrials	Added	2,001,407	+1,186,710	$474,993,922	+149.9%	8	$233.42	0.50%
NOK	Nokia Corp PUT CALL + SHARES Technology	Added	35,426,125	+25,451,646	$470,458,938	+486.6%	6	$10.66	0.50%
INTC	Intel Corp PUT CALL + SHARES Technology	Reduced	3,280,202	-5,636,622	$458,014,602	+16.4%	23	$31.17	0.48%
QQQ	Invesco Qqq Trust, Series 1 PUT CALL	Added	618,800	+59,479	$455,684,320	+41.2%	—	—	0.48%
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Added	586,948	+336,648	$438,315,157	+169.3%	1	$725.01	0.46%
CSCO	Cisco Systems, Inc. PUT CALL + SHARES Technology	Added	3,627,800	+3,224,198	$426,121,388	+1260.7%	3	$101.14	0.45%
MNST	Monster Beverage Corp Consumer Defensive	Added	4,396,238	+3,358,305	$422,566,395	+461.9%	10	$78.63	0.45%
CVX	Chevron Corp Energy	Reduced	2,535,368	-1,639,293	$420,262,599	−51.3%	8	$172.49	0.44%
LLY	ELI LILLY & Co PUT CALL + SHARES Healthcare	Reduced	339,937	-321,337	$407,730,667	−33.0%	17	$926.49	0.43%
UBER	Uber Technologies, Inc PUT + SHARES Technology	Added	5,568,577	+2,669,339	$401,828,515	+92.7%	9	$78.46	0.43%
ADP	Automatic Data Processing Inc CALL + SHARES Technology	Added	1,771,611	+1,298,507	$396,752,282	+312.7%	3	$218.26	0.42%
PLTR	Palantir Technologies Inc. PUT CALL + SHARES Technology	Reduced	3,364,160	-163,212	$392,496,547	−23.9%	13	$115.90	0.42%
GLW	Corning Inc /Ny PUT CALL + SHARES Technology	Reduced	1,534,074	-301,081	$391,848,520	+57.0%	10	$91.09	0.41%
NFLX	Netflix Inc PUT CALL + SHARES Communication Services	Reduced	5,299,803	-199,995	$378,405,934	−28.4%	23	$91.35	0.40%
GFS	GLOBALFOUNDRIES Inc. Technology	Reduced	4,581,796	-469,852	$377,585,806	+68.0%	5	$40.17	0.40%
UPS	United Parcel Service Inc PUT + SHARES Industrials	Added	3,446,493	+2,316,449	$370,497,996	+233.3%	13	$108.08	0.39%
SLV	iShares Silver Trust PUT CALL + SHARES	Reduced	6,815,775	-857,202	$364,439,489	−30.3%	8	$56.36	0.39%
MO	Altria Group, Inc. Consumer Defensive	Added	5,006,159	+1,517,876	$360,193,139	+56.5%	6	$64.41	0.38%

Showing the top 50 of 2,717 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.