RAYMOND JAMES & ASSOCIATES
Registered adviserCIK
1084208
Location
ST PETERSBURG, FL
Portfolio Value
Mega
$161,195,055,075
Diversification
Diversified
Filing Date
Global Rank
#49
/ 7,446
▲ 1
· as of Sep 2024
Top Industry
Semiconductors
7.5%
Period ended 2 years ago
Filed Oct 18, 2024 · 2y
19 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Records disagree; the first in precedence decides.
Regulatory AUM
$500,955,604,975
Main clients
Individuals and high net worth
(81% of AUM)
LEI
U4ONQX15J3RO8XCKE979
Private funds on Schedule D 7.B.(1)
As filed Dec 20, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
No private funds listed.
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Jan 2026 to Oct 2026 | $500,955,604,975 | Individuals and high net worth (81%) |
| Jan 2025 to Dec 2025 | $433,814,330,581 | Individuals and high net worth (81%) |
| Jan 2024 to Dec 2024 | $350,041,646,136 | Individuals and high net worth (77%) |
| May 2023 to Dec 2023 | $306,121,310,120 | Individuals and high net worth (75%) |
| Jan 2023 to Apr 2023 | $306,121,310,120 | Individuals and high net worth (75%) |
| Apr 2022 to Dec 2022 | $331,150,045,993 | Individuals and high net worth (78%) |
4 earlier changes not shown.
Stated strategy
Wealth management / planning, Fixed income / rates, Multi-asset
Form ADV Part 2A, Sep 14, 2026
· original
In the firm's words
- Wealth management / planning:
Our financial advisors recommend and offer a broad spectrum of investment products, programs, and strategies as a result of a financial plan or investment consulting arrangement (subject to our Firm supervision and compliance requirements).
- Fixed income / rates:
Our Firm and our financial advisors provide numerous investment management styles and strategies, including large and small cap equity, international equity, fixed income, and a broad spectrum of mutual funds and exchange traded funds, either individually or in combination.
- Multi-asset:
Generally, our Firm and our financial advisors recommend and provide clients a diversified investment strategy incorporating domestic and international equities, fixed income, and other alternative asset classes such as real estate and commodities.
In the firm's words
- Fixed income / rates:
Typical strategies involve side by side comparison of one investment vehicle versus another in terms of potential yield, estimated interest earnings, and potential risk characteristics.
13F reports continue under
RAYMOND JAMES FINANCIAL INC
from Dec 31, 2024
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2024, never from the firm's own description.
Style
Diversified active
Top 10 weight 37.8%, 31.0 effective positions, active share 36.7% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
10.6% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 18.5 quarters (12+), a floor since 94.0% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 36.7%; sector active share 25.1% against the combined 13F book's sector weights.
Over time 19 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
3,763 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024Top Position
13.8%
−0.4 pts
Top 5
30.5%
−1.1 pts
Top 10
37.8%
−1.8 pts
HHI
323
Diversified−18
Portfolio Trend
19 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2024| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 36.7% | $59,080,417,403 |
| Technology | 16.3% | $26,198,133,010 |
| Financial Services | 9.9% | $15,986,771,939 |
| Healthcare | 8.0% | $12,863,290,937 |
| Industrials | 6.7% | $10,753,331,556 |
| Consumer Cyclical | 6.2% | $9,967,742,468 |
| Communication Services | 4.6% | $7,374,067,698 |
| Consumer Defensive | 4.2% | $6,691,291,988 |
| Energy | 2.8% | $4,553,860,053 |
| Utilities | 1.9% | $3,003,495,851 |
| Basic Materials | 1.5% | $2,420,780,818 |
| Real Estate | 1.4% | $2,301,871,354 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| AVGO | Broadcom Inc. | +11,347,563 | 12,674,158 | $2,186,292,255 | |
| IJH | iShares Core S&P Mid-Cap ETF | +8,628,060 | 27,500,341 | $1,713,821,251 | |
| T | At&T Inc. | +5,502,840 | 17,514,278 | $385,314,116 | |
| FIS | Fidelity National Information Services, Inc. | +3,357,329 | 4,103,793 | $343,692,663 | |
| O | Realty Income Corp | +3,112,560 | 6,479,542 | $410,932,553 | |
| VZ | Verizon Communications Inc | +2,776,064 | 19,234,328 | $863,813,670 | |
| XLF | State Street Corp | +2,430,124 | 10,603,914 | $480,569,382 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +2,376,267 | 71,065,150 | $7,196,767,740 | |
| HPE | Hewlett Packard Enterprise Co | +2,116,824 | 4,404,520 | $90,116,479 | |
| BTI | British American Tobacco p.l.c. | +2,079,761 | 4,359,526 | $159,471,461 | |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND | +1,737,364 | 3,431,563 | $162,004,089 | |
| CMG | Chipotle Mexican Grill Inc | +1,441,172 | 2,969,776 | $171,118,493 | |
| ADI | Analog Devices Inc | +1,422,054 | 2,348,104 | $540,463,097 | |
| XLRE | State Street(R) Real Estate Select Sector SPDR(R) ETF | +1,264,476 | 1,593,455 | $71,179,634 | |
| MLN | VanEck Long Muni ETF | +1,232,833 | 3,427,963 | $62,731,722 | |
| BSCX | +1,115,129 | 1,629,151 | $35,157,078 | ||
| CGDV | Capital Group Dividend Value ETF | +1,104,402 | 6,654,717 | $242,497,887 | |
| BSCT | Invesco BulletShares 2029 Corporate Bond ETF | +1,059,729 | 2,550,819 | $47,980,905 | |
| USA | Liberty All Star Equity Fund | +1,053,725 | 1,683,699 | $11,954,262 | |
| CGCP | Capital Group Core Plus Income ETF | +967,129 | 2,479,858 | $57,334,316 | |
| AMZN | Amazon Com Inc | +952,280 | 14,198,992 | $2,645,698,179 | |
| LYG | Lloyds Banking Group plc | +929,478 | 3,416,484 | $10,659,430 | |
| NEE | Nextera Energy Inc | +851,873 | 6,809,093 | $575,572,631 | |
| CMS | Cms Energy Corp | +851,364 | 1,125,859 | $79,519,421 | |
| JAAA | Janus Henderson AAA CLO ETF | +737,896 | 2,085,283 | $106,099,199 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SMMV | iShares MSCI USA Small-Cap Min Vol Factor ETF | −13,003,216 | 199,403 | $8,135,642 | |
| CSCO | Cisco Systems, Inc. | −7,148,392 | 6,156,783 | $327,663,991 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | −5,849,791 | 10,245,944 | $935,557,146 | |
| OPTU | Optimum Communications, Inc. | −3,707,866 | 17,921 | $44,085 | |
| DVN | Devon Energy Corp | −3,233,636 | 5,950,142 | $232,769,555 | |
| HAL | Halliburton Co | −2,734,044 | 1,408,387 | $40,913,642 | |
| CLVT | Clarivate PLC | −2,598,280 | 4,646,510 | $32,990,221 | |
| INTC | Intel Corp | −2,578,166 | 2,034,103 | $47,720,056 | |
| CAG | Conagra Brands Inc. | −1,486,248 | 403,071 | $13,107,868 | |
| XLC | State Street(R) Communication Services Select Sector SPDR(R) ETF | −1,296,802 | 3,504,244 | $316,783,657 | |
| VEA | Vanguard FTSE Developed Markets ETF | −1,085,190 | 2,893,164 | $152,787,990 | |
| LESLQ | Leslie's, Inc. | −1,058,540 | 1,038,091 | $3,280,364 | |
| WMB | Williams Companies, Inc. | −842,234 | 7,348,035 | $335,437,797 | |
| ISTB | iShares Core 1-5 Year USD Bond ETF | −808,354 | 360,505 | $17,549,383 | |
| AMCR | Amcor plc | −798,397 | 2,481,193 | $28,111,916 | |
| ELAN | Elanco Animal Health Inc | −777,405 | 463,504 | $6,808,873 | |
| NVDA | Nvidia Corp | −734,387 | 23,897,284 | $2,902,086,168 | |
| AAPL | Apple Inc. | −727,583 | 18,723,611 | $4,362,601,363 | |
| SHEL | Shell plc | −667,046 | 1,031,201 | $68,007,705 | |
| HBAN | Huntington Bancshares Inc | −649,669 | 5,976,946 | $87,861,106 | |
| NVST | Envista Holdings Corp | −609,575 | 422,775 | $8,354,034 | |
| MUFG | Mitsubishi Ufj Financial Group Inc | −563,373 | 1,962,448 | $19,977,720 | |
| XLV | State Street(R) Health Care Select Sector SPDR(R) ETF | −495,409 | 4,093,965 | $630,552,489 | |
| RQI | Cohen & Steers Quality Income Realty Fund Inc | −489,303 | 871,115 | $12,343,699 | |
| XRAY | DENTSPLY SIRONA Inc. | −486,411 | 671,095 | $18,159,830 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| AUGW | AllianzIM U.S. Equity Buffer20 Aug ETF | 724,171 | $20,887,988 | |
| BSCY | 817,102 | $17,231,864 | ||
| SLX | VanEck Steel ETF | 174,653 | $12,299,064 | |
| JIVE | JPMorgan International Value ETF | 178,822 | $10,711,437 | |
| WGS | GeneDx Holdings Corp. | 190,619 | $8,089,870 | |
| BUFR | FT Vest Laddered Buffer ETF | 228,352 | $6,825,441 | |
| AMKR | Amkor Technology, Inc. | 168,236 | $5,148,021 | |
| DHT | DHT Holdings, Inc. | 453,693 | $5,004,233 | |
| COCO | Vita Coco Company, Inc. | 140,952 | $3,990,351 | |
| IDGT | iShares U.S. Digital Infrastructure and Real Estate ETF | 45,422 | $3,581,524 | |
| CGIE | Capital Group International Equity ETF | 113,391 | $3,442,550 | |
| KBWP | Invesco Ltd. | 26,575 | $3,070,741 | |
| SPRY | ARS Pharmaceuticals, Inc. | 204,783 | $2,969,353 | |
| DOLE | Dole plc | 156,598 | $2,550,981 | |
| SFLO | VictoryShares Small Cap Free Cash Flow ETF | 87,762 | $2,349,388 | |
| HCI | HCI Group, Inc. | 20,930 | $2,240,765 | |
| QGRW | WisdomTree U.S. Quality Growth Fund | 48,857 | $2,229,100 | |
| PLXS | Plexus Corp | 14,895 | $2,036,295 | |
| WINA | Winmark Corp | 4,751 | $1,819,300 | |
| ALAB | Astera Labs, Inc. | 33,344 | $1,746,892 | |
| DFLV | Dimensional US Large Cap Value ETF | 55,889 | $1,721,940 | |
| TMSL | T. Rowe Price Small-Mid Cap ETF | 48,300 | $1,567,818 | |
| MYGN | Myriad Genetics Inc | 55,204 | $1,512,037 | |
| DFIC | Dimensional International Core Equity 2 ETF | 51,395 | $1,446,255 | |
| CGCB | Capital Group Fixed Income ETF Trust | 47,034 | $1,267,566 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IMTM | iShares MSCI Intl Momentum Factor ETF | 337,760 | $13,067,934 | |
| TS | Tenaris SA | 145,228 | $4,432,358 | |
| FIVN | Five9, Inc. | 96,034 | $4,235,099 | |
| SITM | SITIME Corp | 32,607 | $4,055,658 | |
| RXST | RxSight, Inc. | 58,988 | $3,549,307 | |
| PXJ | Invesco Oil & Gas Services ETF | 83,809 | $2,678,535 | |
| DH | Definitive Healthcare Corp. | 486,819 | $2,658,031 | |
| — | 165,324 | $2,288,074 | ||
| INDB | Independent Bank Corp | 40,977 | $2,078,353 | |
| SHAG | WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund | 42,591 | $1,999,264 | |
| UUP | Invesco DB US Dollar Index Bullish Fund | 64,614 | $1,882,205 | |
| BYND | Beyond Meat, Inc. | 217,963 | $1,462,531 | |
| TUA | Simplify Short Term Treasury Futures Strategy ETF | 60,922 | $1,298,857 | |
| WGO | Winnebago Industries Inc | 22,429 | $1,215,651 | |
| ACI | Albertsons Companies, Inc. | 56,190 | $1,109,752 | |
| QHY | WisdomTree U.S. High Yield Corporate Bond Fund | 24,645 | $1,099,117 | |
| GBX | Greenbrier Companies Inc | 19,981 | $990,058 | |
| DIAL | Columbia Diversified Fixed Income Allocation ETF | 54,646 | $964,119 | |
| INCE | Franklin Income Equity Focus ETF | 16,843 | $906,911 | |
| BMBL | Bumble Inc. | 82,288 | $864,846 | |
| EYE | National Vision Holdings, Inc. | 62,657 | $820,180 | |
| GPOR | Gulfport Energy Corp | 5,347 | $807,397 | |
| PECO | Phillips Edison & Company, Inc. | 24,092 | $788,049 | |
| FAX | Abrdn Asia-Pacific Income Fund, Inc. | 286,766 | $768,532 | |
| BFC | Bank First Corp | 9,012 | $744,301 | |
| No positions match the current search. | ||||
3,763 tracked positions ·
$161,195,055,075 total
· filing declares
3,988 positions · $164,078,989,211
· as of Sep 30, 2024
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 3,763 positions by value
· page 1 of 76
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 23,383,328 | $12,338,680,685 | 7.65% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 71,065,150 | $7,196,767,740 | 4.46% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 11,231,478 | $4,832,904,983 | 3.00% | |
| AAPL |
Apple Inc.
PUT
CALL
+ SHARES
Technology
|
Reduced | 18,737,211 | $4,365,770,163 | 2.71% | |
| NVDA |
Nvidia Corp
PUT
+ SHARES
Technology
|
Reduced | 23,909,284 | $2,903,543,448 | 1.80% | |
| AMZN |
Amazon Com Inc
PUT
+ SHARES
Consumer Cyclical
|
Added | 14,211,392 | $2,648,008,671 | 1.64% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Added | 30,028,727 | $2,343,742,142 | 1.45% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 12,674,158 | $2,186,292,255 | 1.36% | |
| JPM |
Jpmorgan Chase & Co
PUT
+ SHARES
Financial Services
|
Added | 9,210,202 | $1,942,063,193 | 1.20% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 27,500,341 | $1,713,821,251 | 1.06% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 9,477,384 | $1,571,824,136 | 0.98% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 2,590,883 | $1,483,125,064 | 0.92% | |
| SPY |
Spdr S&P 500 ETF Trust
PUT
+ SHARES
|
Added | 2,551,614 | $1,464,014,048 | 0.91% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 3,558,347 | $1,441,842,204 | 0.89% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 2,361,396 | $1,380,661,013 | 0.86% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 16,766,325 | $1,353,880,743 | 0.84% | |
| ETN |
Eaton Corp plc
Industrials
|
Reduced | 3,665,425 | $1,214,868,462 | 0.75% | |
| V |
Visa Inc.
CALL
+ SHARES
Financial Services
|
Added | 4,336,511 | $1,192,323,699 | 0.74% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Added | 9,904,939 | $1,158,481,665 | 0.72% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 2,460,385 | $1,132,416,800 | 0.70% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 9,874,714 | $1,121,372,521 | 0.70% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 6,864,404 | $1,112,445,312 | 0.69% | |
| MSI |
Motorola Solutions, Inc.
Technology
|
Reduced | 2,278,531 | $1,024,495,893 | 0.64% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Added | 3,882,359 | $1,024,282,774 | 0.64% | |
| IWF |
iShares Russell 1000 Growth ETF
|
Added | 2,625,912 | $985,714,846 | 0.61% | |
| LLY |
ELI LILLY & Co
PUT
+ SHARES
Healthcare
|
Added | 1,099,884 | $974,431,230 | 0.60% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 10,245,944 | $935,557,146 | 0.58% | |
| VTEB |
VANGUARD TAX-EXEMPT BOND INDEX FUND
|
Added | 17,969,381 | $918,594,756 | 0.57% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 4,533,099 | $895,196,390 | 0.56% | |
| VZ |
Verizon Communications Inc
PUT
+ SHARES
Communication Services
|
Added | 19,243,928 | $864,244,806 | 0.54% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 1,474,326 | $850,420,723 | 0.53% | |
| GOOG |
Alphabet Inc.
PUT
+ SHARES
Communication Services
|
Reduced | 4,995,906 | $835,265,524 | 0.52% | |
| COST |
Costco Wholesale Corp
PUT
+ SHARES
Consumer Defensive
|
Reduced | 876,465 | $777,003,751 | 0.48% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 3,437,876 | $776,134,885 | 0.48% | |
| CB |
Chubb Ltd
Financial Services
|
Reduced | 2,657,618 | $766,430,455 | 0.48% | |
| VIG |
Vanguard Specialized Funds
|
Added | 3,698,942 | $732,612,452 | 0.45% | |
| QQQ |
Invesco Qqq Trust, Series 1
PUT
+ SHARES
|
Added | 1,462,829 | $713,962,950 | 0.44% | |
| IWD |
iShares Russell 1000 Value ETF
|
Added | 3,666,344 | $695,872,091 | 0.43% | |
| UNP |
Union Pacific Corp
Industrials
|
Added | 2,767,216 | $682,063,399 | 0.42% | |
| ORCL |
Oracle Corp
Technology
|
Reduced | 3,989,379 | $679,790,181 | 0.42% | |
| CRM |
Salesforce, Inc.
Technology
|
Reduced | 2,394,487 | $655,395,036 | 0.41% | |
| IEF |
iShares 7-10 Year Treasury Bond ETF
|
Added | 6,587,304 | $646,346,268 | 0.40% | |
| CME |
Cme Group Inc.
Financial Services
|
Reduced | 2,865,142 | $632,193,582 | 0.39% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Reduced | 4,093,965 | $630,552,489 | 0.39% | |
| MPC |
Marathon Petroleum Corp
Energy
|
Reduced | 3,863,182 | $629,350,979 | 0.39% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 3,572,600 | $618,774,320 | 0.38% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 1,234,854 | $609,770,905 | 0.38% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Added | 2,043,099 | $608,312,296 | 0.38% | |
| CMCSA |
Comcast Corp
Communication Services
|
Reduced | 14,397,948 | $601,401,650 | 0.37% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 4,077,856 | $600,545,853 | 0.37% |
Showing the top 50 of 3,763 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.