Compound Planning, Inc.

Registered adviser

CIK

1978879

Location

NEW YORK, NY

Portfolio Value

Mid $3,818,619,698

Diversification

Diversified

Filing Date

Global Rank

#1,069 / 8,819 —

Top Industry

Semiconductors 12.2%

Period ended 4 months ago

Filed Aug 4, 2026 · 3mo

14 quarters · since Mar 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 171787

Roster of Oct 1, 2026

Regulatory AUM

$4,848,634,144

Main clients

Individuals and high net worth (62% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$4,848,634,144	Individuals and high net worth (62%)
Apr 2025 to Mar 2026	$3,025,356,111	Individuals and high net worth (81%)
Apr 2024 to Mar 2025	$1,395,949,263	Individuals and high net worth (100%)
Nov 2023 to Mar 2024	$1,122,770,421	Individuals and high net worth (100%)
May 2023 to Oct 2023	$429,817,431	Individuals and high net worth (79%)
Apr 2023	$429,817,431	Individuals and high net worth (79%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.5%, 25.4 effective positions, active share 45.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

22.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 11.2 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 45.9%; sector active share 36.6% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,242 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

16.2%

−0.9 pts

Top 5

35.0%

−0.7 pts

Top 10

43.6%

−0.9 pts

HHI

393

Diversified−28

Portfolio Trend

14 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	49.3%	$1,883,320,115	376
Technology	17.0%	$651,029,496	132
Financial Services	9.4%	$357,864,715	191
Communication Services	5.8%	$222,259,784	37
Healthcare	4.2%	$160,927,678	80
Industrials	3.8%	$146,212,940	127
Consumer Cyclical	3.7%	$139,806,626	79
Consumer Defensive	1.8%	$69,141,279	42
Basic Materials	1.7%	$65,006,929	47
Energy	1.6%	$60,562,378	51
Utilities	0.9%	$35,247,242	41
Real Estate	0.7%	$27,240,516	39

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+456,621	544,731	$46,923,128
NFLT	Virtus Newfleet Multi-Sector Bond ETF	+162,232	1,637,454	$37,579,569
PFE	Pfizer Inc	+159,955	242,706	$5,844,359
HGER	Harbor Commodity All-Weather Strategy ETF	+144,204	524,162	$15,378,912
IWF	iShares Russell 1000 Growth ETF	+139,230	177,468	$22,036,201
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+121,057	214,644	$21,638,261
BINC		+97,548	581,064	$30,412,889
CTA	EIDP, Inc.	+91,579	463,212	$12,015,719
IUSB	iShares Core Universal USD Bond ETF	+87,391	720,843	$33,266,903
ABT	Abbott Laboratories	+86,955	119,850	$10,875,188
ABBV	AbbVie Inc.	+81,138	124,737	$31,388,818
PPLT	abrdn Platinum ETF Trust	+80,807	89,176	$1,260,056
CSRE	Cohen & Steers Real Estate Active ETF	+78,312	852,343	$24,189,493
INTF	iShares International Equity Factor ETF	+77,412	2,013,674	$82,480,086
DYFI	IDX Dynamic Fixed Income ETF	+69,159	496,108	$0
SCHG	Schwab U.S. Large-Cap Growth ETF	+69,142	2,094,006	$70,861,162
SBS	Companhia De Saneamento Basico Do Estado De Sao Paulo-Sabesp	+63,450	79,836	$461,451
IBIT	iShares Bitcoin Trust ETF	+50,189	175,418	$5,839,665
DFIS	Dimensional International Small Cap ETF	+47,866	85,089	$2,980,667
THLV	THOR Low Volatility ETF	+46,479	576,834	$19,232,221
IFRA	iShares U.S. Infrastructure ETF	+45,405	377,211	$23,779,381
VEA	Vanguard FTSE Developed Markets ETF	+45,403	1,134,424	$80,827,709
DMBS	DoubleLine Mortgage ETF	+43,471	282,956	$13,890,309
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	+43,088	354,852	$17,948,413
DFAE	Dimensional Emerging Core Equity Market ETF	+41,750	90,774	$3,650,022
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TRT	Trio-Tech International	−286,601	334,899	$4,125,955
FLOT	iShares Floating Rate Bond ETF	−109,630	38,743	$1,977,829
USFR	WisdomTree Floating Rate Treasury Fund	−91,839	27,664	$1,392,882
LYG	Lloyds Banking Group plc	−88,722	415,779	$2,423,990
BPRE	Bluerock Private Real Estate Fund	−75,005	116,815	$1,519,763
FIG	Figma, Inc.	−70,191	809,025	$14,635,261
AGG	iShares Core U.S. Aggregate Bond ETF	−50,561	248,550	$24,601,478
BMY	Bristol Myers Squibb Co	−49,811	31,680	$1,825,401
INTC	Intel Corp	−37,778	87,311	$12,191,234
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−30,074	641,444	$47,088,404
MUB	iShares National Muni Bond ETF	−28,737	104,620	$11,259,204
USIG	iShares Broad USD Investment Grade Corporate Bond ETF	−28,243	54,383	$2,789,303
INSM	INSMED Inc	−25,678	2,184	$232,857
PWZ	Invesco Ltd.	−24,079	45,611	$1,117,925
KGC	Kinross Gold Corp	−23,082	9,006	$212,721
CSHI	NEOS Enhanced Income 1-3 Month T-Bill ETF	−22,866	149,064	$7,424,877
COP	Conocophillips	−22,757	19,227	$1,998,838
XOM	ExxonMobil Holdings Corp	−22,460	81,382	$11,126,546
SCHP	Schwab U.S. TIPS ETF	−22,120	11,219	$297,303
IBTG	iShares iBonds Dec 2026 Term Treasury ETF	−18,102	84,816	$1,941,438
CMCSA	Comcast Corp	−15,305	24,462	$600,541
SPD	Simplify US Equity PLUS Downside Convexity ETF	−14,607	19,952	$827,608
AVEM	Avantis Emerging Markets Equity ETF	−14,520	353,788	$34,137,003
CMF	iShares California Muni Bond ETF	−12,975	86,886	$5,008,108
EFV	iShares MSCI EAFE Value ETF	−12,600	22,920	$1,754,526
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
XRLX	FundX Conservative ETF	27,392	$1,355,137
RPG	Victory Portfolios II	20,740	$1,324,249
CSTM	Constellium SE	38,731	$1,234,356
XSD	State Street(R) SPDR(R) S&P(R) Semiconductor ETF	1,796	$1,120,165
ROAM	Hartford Multifactor Emerging Markets ETF	28,989	$1,036,936
HONA	Honeywell Aerospace Inc.	4,166	$921,018
SPCX	Space Exploration Technologies Corp	5,171	$883,516
XCOR	FundX ETF	9,656	$874,872
EWY	iShares Trust	4,027	$813,051
IAUI	NEOS Gold High Income ETF	16,512	$800,006
SEI	Solaris Energy Infrastructure, Inc.	9,451	$760,427
STK	Columbia Seligman Premium Technology Growth Fund, Inc.	13,863	$746,799
GNK	Genco Shipping & Trading Ltd	29,576	$732,893
IHD	Voya Emerging Markets High Dividend Equity Fund	93,375	$728,325
IAE	Voya Asia Pacific High Dividend Equity Income Fund	76,375	$707,996
WTTR	Select Water Solutions, Inc.	32,494	$649,229
ELVA	Electrovaya Inc.	58,337	$612,538
FTK	Flotek Industries Inc	24,831	$584,025
HBM	Hudbay Minerals Inc.	24,271	$573,038
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	6,481	$569,744
HUM	Humana Inc	1,342	$533,068
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	3,935	$502,932
DBMF	iMGP DBI Managed Futures Strategy ETF	14,671	$449,079
SOXX	iShares Semiconductor ETF	672	$430,590
IAUM	iShares Gold Trust Micro	10,713	$428,627
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	10,475	$1,131,404
FIDU	Fidelity MSCI Industrials Index ETF	12,853	$1,112,041
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	16,985	$1,054,428
LYB	LyondellBasell Industries N.V.	11,632	$937,073
CHRD	Chord Energy Corp	6,437	$915,212
BVN	Buenaventura Mining Co Inc	24,500	$882,979
USG	USCF Gold Strategy Plus Income Fund	22,831	$843,445
GGN	GAMCO Global Gold, Natural Resources & Income Trust	140,125	$745,465
IAGG	iShares Core International Aggregate Bond ETF	13,929	$697,007
IGLD	FT Vest Gold Strategy Target Income ETF	27,174	$693,752
NCIQ	Hashdex Nasdaq CME Crypto Index ETF	38,881	$669,919
EC	Ecopetrol S.A.	44,341	$664,671
NE	Noble Corp plc	13,432	$659,107
TEI	Templeton Emerging Markets Income Fund	109,127	$655,853
VAL	Valaris Ltd	6,507	$637,946
SM	SM Energy Co	19,746	$615,679
VET	Vermilion Energy Inc.	41,231	$568,162
LBRT	Liberty Energy Inc.	18,999	$547,171
JBND	JPMorgan Active Bond ETF	7,427	$399,349
FLCB	Franklin U.S. Core Bond ETF	17,414	$374,226
GGG	Graco Inc	4,188	$354,513
FCPI	Fidelity Stocks for Inflation ETF	6,835	$336,008
VTC	VANGUARD TOTAL CORPORATE BOND ETF	4,252	$326,681
EFX	Equifax Inc	1,783	$321,064
IR	Ingersoll Rand Inc.	3,833	$307,099
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,242 tracked positions · $3,818,619,698 total · filing declares 2,302 positions · $3,839,234,488 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,242 positions by value · page 1 of 25

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. PUT + SHARES Technology	Added	506,154	+31,503	$146,460,720	+21.6%	14	before history	3.84%
IVV	iShares Core S&P 500 ETF	Added	157,511	+13,044	$117,958,412	+25.0%	14	before history	3.09%
GOOG	Alphabet Inc. PUT + SHARES Communication Services	Added	245,304	+1,418	$86,673,261	+23.9%	14	before history	2.27%
INTF	iShares International Equity Factor ETF	Added	2,013,674	+77,412	$82,480,086	+9.3%	11	unpriced	2.16%
VEA	Vanguard FTSE Developed Markets ETF	Added	1,134,424	+45,403	$80,827,709	+15.8%	14	before history	2.12%
NVDA	Nvidia Corp Technology	Added	369,170	+22,683	$73,867,224	+22.2%	14	before history	1.93%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	2,094,006	+69,142	$70,861,162	+20.1%	12	unpriced	1.86%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	2,011,430	+36,988	$70,017,877	+16.3%	11	unpriced	1.83%
AVGO	Broadcom Inc. Technology	Added	167,775	+34,514	$63,377,005	+53.7%	13	$300.54	1.66%
GOOGL	Alphabet Inc. PUT + SHARES Communication Services	Reduced	166,366	-144	$59,454,217	+24.2%	14	before history	1.56%
LRGF	iShares U.S. Equity Factor ETF	Added	781,052	+2,996	$59,070,962	+15.0%	10	unpriced	1.55%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	220,556	-5,042	$52,567,316	+11.9%	14	before history	1.38%
MSFT	Microsoft Corp Technology	Added	135,077	+19,076	$50,386,421	+17.3%	14	before history	1.32%
HOOD	Robinhood Markets, Inc. Financial Services	Added	480,021	+1,557	$48,136,505	+45.2%	11	$39.63	1.26%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	641,444	-30,074	$47,088,404	−4.8%	11	$73.13	1.23%
VUG	VANGUARD GROWTH INDEX FUND	Added	544,731	+456,621	$46,923,128	+21.9%	14	before history	1.23%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	752,006	+8,998	$44,887,238	+11.8%	14	before history	1.18%
META	Meta Platforms, Inc. PUT + SHARES Communication Services	Added	74,044	+4,987	$41,708,243	+5.6%	14	before history	1.09%
VB	Vanguard Index Funds	Added	137,539	+402	$41,690,821	+16.1%	11	unpriced	1.09%
NFLT	Virtus Newfleet Multi-Sector Bond ETF	Added	1,637,454	+162,232	$37,579,569	+12.0%	13	$22.64	0.98%
VTV	VANGUARD VALUE INDEX FUND	Added	166,114	+12,999	$36,201,223	+20.5%	13	unpriced	0.95%
COIN	Coinbase Global, Inc. Financial Services	Reduced	244,939	-2,028	$35,807,631	−17.0%	11	$115.09	0.94%
AVEM	Avantis Emerging Markets Equity ETF	Reduced	353,788	-14,520	$34,137,003	+15.0%	6	$72.52	0.89%
IUSB	iShares Core Universal USD Bond ETF	Added	720,843	+87,391	$33,266,903	+13.7%	10	unpriced	0.87%
IYW	iShares, Inc.	Reduced	128,742	-10,141	$32,472,593	+28.9%	14	before history	0.85%
ABBV	AbbVie Inc. Healthcare	Added	124,737	+81,138	$31,388,818	+231.0%	14	before history	0.82%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	61,254	-975	$30,650,888	+2.8%	14	before history	0.80%
BINC		Added	581,064	+97,548	$30,412,889	+21.1%	9	$52.80	0.80%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	77,507	+565	$28,680,689	+16.2%	14	before history	0.75%
JPM	Jpmorgan Chase & Co Financial Services	Added	77,143	+1,312	$25,251,217	+13.2%	14	before history	0.66%
AGG	iShares Core U.S. Aggregate Bond ETF	Reduced	248,550	-50,561	$24,601,478	−17.1%	13	unpriced	0.64%
CSRE	Cohen & Steers Real Estate Active ETF	Added	852,343	+78,312	$24,189,493	+18.9%	3	$26.25	0.63%
IEFA	iShares Core MSCI EAFE ETF	Added	249,619	+2,492	$24,108,202	+7.8%	12	unpriced	0.63%
IFRA	iShares U.S. Infrastructure ETF	Added	377,211	+45,405	$23,779,381	+25.3%	12	unpriced	0.62%
IWF	iShares Russell 1000 Growth ETF	Added	177,468	+139,230	$22,036,201	+35.2%	13	unpriced	0.58%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	214,644	+121,057	$21,638,261	+129.9%	14	before history	0.57%
MU	Micron Technology Inc Technology	Added	18,602	+3,803	$21,472,101	+329.5%	11	$265.78	0.56%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	44,754	+942	$21,373,167	+44.4%	11	$160.20	0.56%
QQQ	Invesco Qqq Trust, Series 1 PUT + SHARES	Reduced	29,022	-832	$21,371,800	+24.0%	9	$479.54	0.56%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Reduced	28,120	-3,052	$20,999,172	+3.6%	14	before history	0.55%
CAT	Caterpillar Inc Industrials	Added	18,879	+837	$20,104,246	+57.3%	14	before history	0.53%
SCHB	Schwab U.S. Broad Market ETF	Added	670,509	+12,191	$19,417,940	+17.5%	11	unpriced	0.51%
VOO	VANGUARD 500 INDEX FUND	Reduced	28,084	-5	$19,288,371	+14.9%	13	unpriced	0.51%
THLV	THOR Low Volatility ETF	Added	576,834	+46,479	$19,232,221	+13.6%	13	$27.51	0.50%
SCHF	Schwab International Equity ETF	Reduced	680,467	-1,298	$18,848,935	+11.7%	11	unpriced	0.49%
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Added	43,245	+121	$18,188,847	+13.5%	14	before history	0.48%
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	Added	354,852	+43,088	$17,948,413	+15.4%	11	$49.89	0.47%
COWZ	Pacer US Cash Cows 100 ETF	Added	279,729	+22,980	$17,399,143	+8.3%	14	before history	0.46%
SYLD	Cambria Shareholder Yield ETF	Added	216,923	+15,539	$17,155,788	+13.0%	14	before history	0.45%
JNJ	Johnson & Johnson Healthcare	Added	65,795	+4,405	$16,709,955	+11.4%	14	before history	0.44%

Showing the top 50 of 1,242 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.