Marshall Wace North America L.P.
Registered adviserFiling Date
Global Rank
#234
/ 6,034
▲ 3
· as of Sep 2021
Top Industry
Internet Content & Information
9.4%
Period ended 5 years ago
Filed Nov 15, 2021 · 4y
7 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$58,869,761,275
Main clients
Pooled investment vehicles
(100% of AUM)
Private funds
14 funds
· Hedge funds
Focus by fund count, roster of Oct 1, 2026
$14,085,044,803 gross assets
LEI
635400QYFH8DRJBZQI59
Private funds on Schedule D 7.B.(1)
As filed Jun 27, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
$9,727,586,826 gross assets in 15 funds
Hedge funds
$9,442,636,299
(13)
Private equity funds
$284,950,527
(2)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Jun 2026 to Oct 2026 | $58,869,761,275 | Pooled investment vehicles (100%) |
| Jun 2025 to May 2026 | $33,003,676,842 | Pooled investment vehicles (100%) |
| Jul 2024 to May 2025 | $36,174,838,673 | Pooled investment vehicles (100%) |
| Jun 2024 | $28,564,650,578 | Pooled investment vehicles (100%) |
| Feb 2024 to May 2024 | $18,865,467,136 | Pooled investment vehicles (100%) |
| Jun 2023 to Jan 2024 | $18,865,467,136 | Pooled investment vehicles (100%) |
5 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.
Style
Diversified active
Top 10 weight 27.2%, 78.2 effective positions, active share 52.5% against the Russell 1000 as of 2021-09-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
High turnover
131.1% over the last four quarters (100%+)
Horizon
Horizon unknown
The value-weighted holding period is at least 5.1 quarters, but 49.2% of the book was already held when coverage starts
Closest benchmark: the Russell 1000 as of 2021-09-30, active share 52.5%; sector active share 17.6% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
1,227 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021Top Position
6.2%
+1.0 pts
Top 5
19.9%
+2.6 pts
Top 10
27.2%
+1.1 pts
HHI
128
Diversified+20
Portfolio Trend
7 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2021| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 22.3% | $4,726,436,983 |
| Healthcare | 20.0% | $4,229,615,718 |
| Communication Services | 14.2% | $2,997,842,495 |
| Consumer Cyclical | 12.7% | $2,689,837,422 |
| Financial Services | 9.5% | $2,017,194,618 |
| Industrials | 5.9% | $1,257,798,880 |
| Consumer Defensive | 4.6% | $972,825,319 |
| Basic Materials | 4.5% | $961,792,165 |
| Energy | 3.0% | $639,903,867 |
| Utilities | 1.6% | $336,564,201 |
| Real Estate | 1.0% | $210,245,579 |
| Unclassified | 0.6% | $122,788,202 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| UBER | Uber Technologies, Inc | +5,319,687 | 5,493,453 | $246,106,694 | |
| PFE | Pfizer Inc | +4,224,072 | 4,738,171 | $203,788,734 | |
| CMCSA | Comcast Corp | +2,681,053 | 2,835,981 | $158,616,433 | |
| LW | Lamb Weston Holdings, Inc. | +2,546,900 | 2,650,386 | $162,654,188 | |
| KMI | Kinder Morgan, Inc. | +2,531,787 | 2,717,624 | $45,465,849 | |
| MET | Metlife Inc | +1,769,708 | 2,347,943 | $144,938,520 | |
| BEN | Franklin Templeton Inc | +1,678,583 | 1,724,387 | $51,248,780 | |
| AES | Aes Corp | +1,560,157 | 3,319,923 | $75,793,842 | |
| HPE | Hewlett Packard Enterprise Co | +1,457,702 | 1,798,120 | $25,623,209 | |
| CG | Carlyle Group Inc. | +1,133,584 | 1,683,698 | $79,605,241 | |
| — | +1,016,260 | 1,451,430 | $0 | ||
| BAC | Bank Of America Corp | +979,378 | 1,124,580 | $47,738,420 | |
| KO | Coca Cola Co | +969,970 | 3,406,658 | $178,747,344 | |
| LESLQ | Leslie's, Inc. | +830,753 | 2,343,628 | $48,139,000 | |
| MRVL | Marvell Technology, Inc. | +830,511 | 1,442,200 | $86,979,081 | |
| OLN | OLIN Corp | +808,055 | 1,155,223 | $55,739,509 | |
| SFIX | Stitch Fix, Inc. | +736,164 | 847,164 | $33,844,201 | |
| ASO | Academy Sports & Outdoors, Inc. | +722,819 | 807,943 | $32,333,878 | |
| GSM | Ferroglobe PLC | +715,568 | 788,409 | $6,859,157 | |
| USFD | US Foods Holding Corp. | +681,905 | 1,992,217 | $69,050,241 | |
| MFC | Manulife Financial Corp | +662,139 | 690,369 | $13,282,699 | |
| IFF | International Flavors & Fragrances Inc | +660,886 | 1,561,083 | $208,748,018 | |
| BHP | BHP Group Ltd | +660,474 | 832,857 | $44,574,518 | |
| MU | Micron Technology Inc | +646,171 | 799,861 | $56,774,133 | |
| CNC | Centene Corp | +631,761 | 808,016 | $50,347,476 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| F | Ford Motor Co | −3,426,621 | 846,852 | $11,991,423 | |
| ET | Energy Transfer LP | −2,184,461 | 216,951 | $2,078,000 | |
| TJX | Tjx Companies Inc | −2,111,386 | 386,936 | $25,530,036 | |
| GILD | Gilead Sciences, Inc. | −1,828,378 | 11,135 | $777,779 | |
| PCG | PG&E Corp | −1,815,516 | 1,507,368 | $14,470,732 | |
| DVN | Devon Energy Corp | −1,779,109 | 1,617,522 | $57,438,206 | |
| AVTR | Avantor, Inc. | −1,717,183 | 44,847 | $1,834,242 | |
| BLDR | Builders FirstSource, Inc. | −1,650,421 | 710,129 | $36,742,074 | |
| LYG | Lloyds Banking Group plc | −1,628,529 | 391,206 | $958,454 | |
| — | −1,350,001 | 97,643 | $0 | ||
| XRAY | DENTSPLY SIRONA Inc. | −1,302,629 | 1,161,004 | $67,396,281 | |
| WMB | Williams Companies, Inc. | −1,292,588 | 215,671 | $5,594,505 | |
| HAL | Halliburton Co | −1,264,288 | 92,539 | $2,000,693 | |
| ELAN | Elanco Animal Health Inc | −1,239,373 | 29,944 | $954,914 | |
| SLDB | Solid Biosciences Inc. | −1,201,197 | 261,973 | $626,115 | |
| — | −1,185,107 | 21,797 | $0 | ||
| BTI | British American Tobacco p.l.c. | −1,102,220 | 13,261 | $467,847 | |
| CYTK | Cytokinetics Inc | −1,100,242 | 46,260 | $1,653,332 | |
| SABR | Sabre Corp | −1,044,587 | 1,053,383 | $12,472,054 | |
| DELL | Dell Technologies Inc. | −998,217 | 431,221 | $44,864,249 | |
| ESI | Element Solutions Inc | −963,873 | 237,394 | $5,146,701 | |
| DHR | Danaher Corp | −932,303 | 370,120 | $112,679,325 | |
| INFO | Harbor PanAgora Dynamic Large Cap Core ETF | −904,784 | 83,878 | $0 | |
| — | −893,525 | 1,185,307 | $0 | ||
| EXE | EXPAND ENERGY Corp | −810,582 | 391,000 | $24,081,689 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CSCO | Cisco Systems, Inc. | 3,779,633 | $205,725,424 | |
| FTNT | Fortinet, Inc. | 312,530 | $91,271,260 | |
| TDG | TransDigm Group INC | 109,329 | $68,283,613 | |
| PG | PROCTER & GAMBLE Co | 372,083 | $52,017,202 | |
| DVA | Davita Inc. | 408,801 | $47,527,204 | |
| ALGN | Align Technology Inc | 69,979 | $46,566,125 | |
| FAST | Fastenal Co | 808,279 | $41,715,278 | |
| CRC | California Resources Corp | 1,011,073 | $41,453,993 | |
| PFGC | Performance Food Group Co | 838,518 | $38,957,546 | |
| TROW | Price T Rowe Group Inc | 189,638 | $37,301,793 | |
| DOW | Dow Inc. | 647,625 | $37,277,294 | |
| TECH | BIO-TECHNE Corp | 72,183 | $34,977,715 | |
| SBAC | Sba Communications Corp | 100,652 | $33,272,531 | |
| CLVT | Clarivate PLC | 1,379,598 | $30,213,195 | |
| REXR | Rexford Industrial Realty, Inc. | 486,574 | $27,613,074 | |
| RPRX | Royalty Pharma plc | 731,667 | $26,442,444 | |
| CDNS | Cadence Design Systems Inc | 168,174 | $25,468,270 | |
| RRX | Regal Rexnord Corp | 168,361 | $25,311,392 | |
| ALEC | Alector, Inc. | 1,083,580 | $24,727,294 | |
| PAYX | Paychex Inc | 219,585 | $24,692,332 | |
| ORLY | O Reilly Automotive Inc | 39,730 | $24,277,393 | |
| MUSA | Murphy USA Inc. | 135,060 | $22,590,135 | |
| WWD | Woodward, Inc. | 187,686 | $21,246,055 | |
| UTHR | UNITED THERAPEUTICS Corp | 112,359 | $20,739,223 | |
| KR | Kroger Co | 505,492 | $20,437,040 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| UPS | United Parcel Service Inc | 321,337 | $66,828,454 | |
| ZM | Zoom Communications, Inc. | 142,480 | $55,144,033 | |
| GDDY | GoDaddy Inc. | 598,582 | $52,052,690 | |
| LRCX | Lam Research Corp | 79,773 | $51,908,290 | |
| CHE | Chemed Corp | 92,579 | $43,928,735 | |
| INCY | Incyte Corp | 486,895 | $40,962,476 | |
| AXTA | Axalta Coating Systems Ltd. | 1,176,382 | $35,867,886 | |
| ARVN | Arvinas, Inc. | 449,285 | $34,594,945 | |
| DG | Dollar General Corp | 145,747 | $31,538,193 | |
| NTLA | Intellia Therapeutics, Inc. | 185,147 | $29,977,150 | |
| GAP | Gap Inc | 874,258 | $29,418,781 | |
| VMC | Vulcan Materials CO | 162,569 | $28,298,385 | |
| COLM | Columbia Sportswear Co | 280,873 | $27,626,667 | |
| CELH | Celsius Holdings, Inc. | 334,398 | $25,444,310 | |
| MDLZ | Mondelez International, Inc. | 397,151 | $24,798,108 | |
| VRSN | Verisign Inc | 108,065 | $24,605,319 | |
| WELL | Welltower Inc. | 290,000 | $24,099,000 | |
| BALL | BALL Corp | 290,820 | $23,562,236 | |
| RILY | BRC Group Holdings, Inc. | 310,799 | $23,465,324 | |
| AMAT | Applied Materials Inc | 161,782 | $23,037,756 | |
| ADC | Agree Realty Corp | 318,809 | $22,472,846 | |
| CNH | CNH Industrial N.V. | 1,540,004 | $22,409,830 | |
| DLR | Digital Realty Trust, Inc. | 148,745 | $22,380,172 | |
| VALE | Vale S.A. | 969,130 | $22,105,854 | |
| TGT | Target Corp | 90,672 | $21,919,049 | |
| No positions match the current search. | ||||
1,227 tracked positions ·
$21,162,845,449 total
· filing declares
2,204 positions · $23,482,337,000
· as of Sep 30, 2021
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 1,227 positions by value
· page 1 of 25
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 320,165 | $1,051,754,830 | 4.97% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 2,461,662 | $693,991,750 | 3.28% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 251,078 | $669,199,000 | 3.16% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 236,809 | $633,113,597 | 2.99% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 1,825,695 | $619,622,624 | 2.93% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Reduced | 963,909 | $550,710,128 | 2.60% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 2,996,082 | $423,945,603 | 2.00% | |
| ZTS |
Zoetis Inc.
Healthcare
|
Reduced | 1,610,845 | $312,729,447 | 1.48% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 510,827 | $311,778,150 | 1.47% | |
| UBER |
Uber Technologies, Inc
Technology
|
Added | 5,493,453 | $246,106,694 | 1.16% | |
| BSX |
Boston Scientific Corp
Healthcare
|
Reduced | 5,446,332 | $236,316,344 | 1.12% | |
| ADBE |
Adobe Inc.
Technology
|
Added | 401,105 | $230,924,168 | 1.09% | |
| EXPE |
Expedia Group, Inc.
Consumer Cyclical
|
Added | 1,338,393 | $219,362,611 | 1.04% | |
| STE |
STERIS plc
Healthcare
|
Added | 1,045,327 | $213,539,399 | 1.01% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 545,204 | $213,033,010 | 1.01% | |
| IFF |
International Flavors & Fragrances Inc
Basic Materials
|
Added | 1,561,083 | $208,748,018 | 0.99% | |
| ACN |
Accenture plc
Technology
|
Added | 650,611 | $208,143,470 | 0.98% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
NEW | 3,779,633 | $205,725,424 | 0.97% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 4,738,171 | $203,788,734 | 0.96% | |
| PODD |
Insulet Corp
Healthcare
|
Added | 702,325 | $199,621,834 | 0.94% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 407,874 | $197,790,338 | 0.93% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 1,211,709 | $195,691,003 | 0.92% | |
| SPGI |
S&P Global Inc.
Financial Services
|
Added | 450,596 | $191,453,736 | 0.90% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 3,406,658 | $178,747,344 | 0.84% | |
| V |
Visa Inc.
Financial Services
|
Added | 743,308 | $165,571,856 | 0.78% | |
| GPN |
Global Payments Inc
Industrials
|
Added | 1,042,417 | $164,264,070 | 0.78% | |
| LW |
Lamb Weston Holdings, Inc.
Consumer Defensive
|
Added | 2,650,386 | $162,654,188 | 0.77% | |
| CMCSA |
Comcast Corp
Communication Services
|
Added | 2,835,981 | $158,616,433 | 0.75% | |
| TMUS |
T-Mobile US, Inc.
Communication Services
|
Reduced | 1,180,686 | $150,844,443 | 0.71% | |
| T |
At&T Inc.
Communication Services
|
Reduced | 5,539,936 | $149,633,655 | 0.71% | |
| PYPL |
PayPal Holdings, Inc.
Financial Services
|
Reduced | 566,211 | $147,333,764 | 0.70% | |
| MET |
Metlife Inc
Financial Services
|
Added | 2,347,943 | $144,938,520 | 0.68% | |
| DAR |
Darling Ingredients Inc.
Consumer Defensive
|
Added | 1,885,225 | $135,547,677 | 0.64% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 385,043 | $133,871,749 | 0.63% | |
| OVV |
Ovintiv Inc.
Energy
|
Reduced | 3,557,148 | $116,959,026 | 0.55% | |
| REGN |
Regeneron Pharmaceuticals, Inc.
Healthcare
|
Added | 188,467 | $114,056,458 | 0.54% | |
| DHR |
Danaher Corp
Healthcare
|
Reduced | 370,120 | $112,679,325 | 0.53% | |
| ADI |
Analog Devices Inc
Technology
|
Added | 625,504 | $104,759,409 | 0.50% | |
| TFX |
Teleflex Inc
Healthcare
|
Reduced | 270,364 | $101,805,563 | 0.48% | |
| QCOM |
Qualcomm Inc
Technology
|
Added | 783,618 | $101,071,049 | 0.48% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 396,689 | $91,654,993 | 0.43% | |
| FTNT |
Fortinet, Inc.
Technology
|
NEW | 312,530 | $91,271,260 | 0.43% | |
| CLH |
Clean Harbors Inc
Industrials
|
Added | 868,162 | $90,175,986 | 0.43% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 432,366 | $89,568,939 | 0.42% | |
| MRVL |
Marvell Technology, Inc.
Technology
|
Added | 1,442,200 | $86,979,081 | 0.41% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Added | 782,489 | $86,316,360 | 0.41% | |
| ABNB |
Airbnb, Inc.
Consumer Cyclical
|
Reduced | 509,222 | $85,421,990 | 0.40% | |
| CRL |
Charles River Laboratories International, Inc.
Healthcare
|
Added | 204,845 | $84,533,386 | 0.40% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Added | 222,521 | $84,119,612 | 0.40% | |
| VRTX |
Vertex Pharmaceuticals Inc
Healthcare
|
Reduced | 451,406 | $81,880,533 | 0.39% |
Showing the top 50 of 1,227 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.