Raymond James Financial Services Advisors, Inc.
Registered adviserCIK
1462284
Location
ST. PETERSBURG, FL
Portfolio Value
Large
$73,692,068,187
Diversification
Diversified
Filing Date
Global Rank
#94
/ 7,445
▲ 1
· as of Sep 2024
Top Industry
Semiconductors
8.4%
Period ended 2 years ago
Filed Oct 18, 2024 · 2y
19 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Records disagree; the first in precedence decides.
Regulatory AUM
$390,042,864,529
Main clients
Individuals and high net worth
(89% of AUM)
LEI
254900HPI3RXVI2LK996
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Jan 2026 to Oct 2026 | $390,042,864,529 | Individuals and high net worth (89%) |
| Jan 2025 to Dec 2025 | $344,868,106,925 | Individuals and high net worth (88%) |
| Jan 2024 to Dec 2024 | $275,429,888,447 | Individuals and high net worth (87%) |
| May 2023 to Dec 2023 | $245,249,234,083 | Individuals and high net worth (84%) |
| Jan 2023 to Apr 2023 | $245,249,234,083 | Individuals and high net worth (84%) |
| Jan 2022 to Dec 2022 | $272,263,234,957 | Individuals and high net worth (84%) |
3 earlier changes not shown.
Stated strategy
Wealth management / planning, Fixed income / rates, Multi-asset
Form ADV Part 2A, Sep 14, 2026
· original
In the firm's words
- Wealth management / planning:
When delivering planning and/or investment consulting services to you, your financial advisor may use asset value, current and projected return, and other assumptions you provide, as well as historical return analysis prepared by our Firm or an affiliate.
- Fixed income / rates:
Our Firm and our financial advisors provide numerous investment management styles and strategies, including large and small cap equity, international equity, fixed income, and a broad spectrum of mutual funds and exchange traded funds, either individually or in combination.
- Multi-asset:
Generally, our Firm and our financial advisors recommend and provide clients a diversified investment strategy incorporating domestic and international equities, fixed income, and other alternative asset classes such as real estate and commodities.
13F reports continue under
RAYMOND JAMES FINANCIAL INC
from Dec 31, 2024
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2024, never from the firm's own description.
Style
Diversified active
Top 10 weight 35.4%, 33.8 effective positions, active share 49.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
14.2% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 17.9 quarters (12+), a floor since 81.6% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 49.9%; sector active share 41.0% against the combined 13F book's sector weights.
Over time 19 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
3,300 tracked positions · as of Sep 30, 2024 · Δ vs Jun 30, 2024Top Position
13.6%
+0.1 pts
Top 5
27.3%
−0.1 pts
Top 10
35.1%
−0.0 pts
HHI
290
Diversified+3
Portfolio Trend
19 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2024| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 52.9% | $39,011,585,151 |
| Technology | 12.8% | $9,402,396,155 |
| Financial Services | 8.4% | $6,204,019,253 |
| Healthcare | 5.1% | $3,725,060,305 |
| Consumer Cyclical | 4.9% | $3,577,244,328 |
| Industrials | 4.7% | $3,460,281,773 |
| Communication Services | 3.1% | $2,312,191,515 |
| Consumer Defensive | 2.9% | $2,102,694,199 |
| Energy | 2.7% | $1,987,525,903 |
| Utilities | 1.0% | $764,506,075 |
| Basic Materials | 0.9% | $649,276,650 |
| Real Estate | 0.7% | $495,286,880 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| AVGO | Broadcom Inc. | +4,038,234 | 4,509,993 | $777,973,792 | |
| DYNF | iShares U.S. Equity Factor Rotation Active ETF | +2,486,834 | 3,190,253 | $157,821,815 | |
| FIS | Fidelity National Information Services, Inc. | +965,817 | 1,181,309 | $98,934,628 | |
| SDVY | First Trust SMID Cap Rising Dividend Achievers ETF | +964,056 | 4,230,399 | $153,901,915 | |
| ISTB | iShares Core 1-5 Year USD Bond ETF | +908,863 | 1,499,182 | $72,980,179 | |
| TCAF | T. Rowe Price Capital Appreciation Equity ETF | +852,749 | 2,229,132 | $74,118,639 | |
| NEA | Nuveen AMT-Free Quality Municipal Income Fund | +773,057 | 1,258,618 | $15,065,657 | |
| TBIL | F/m US Treasury 3 Month Bill Fund | +765,921 | 981,781 | $49,128,321 | |
| VEA | Vanguard FTSE Developed Markets ETF | +765,585 | 7,217,085 | $381,134,258 | |
| CMG | Chipotle Mexican Grill Inc | +714,157 | 1,035,154 | $59,645,573 | |
| BUFR | FT Vest Laddered Buffer ETF | +674,424 | 700,563 | $20,939,828 | |
| EPI | WisdomTree India Earnings Fund | +671,618 | 797,663 | $40,250,074 | |
| PSEP | +655,852 | 1,033,494 | $39,820,523 | ||
| CGDV | Capital Group Dividend Value ETF | +652,706 | 9,653,653 | $351,779,115 | |
| RECS | Columbia Research Enhanced Core ETF | +644,066 | 960,037 | $32,554,854 | |
| CGGO | Capital Group Global Growth Equity ETF | +612,802 | 5,038,350 | $151,906,252 | |
| ADI | Analog Devices Inc | +601,727 | 947,693 | $218,130,497 | |
| SCHF | Schwab International Equity ETF | +522,671 | 960,163 | $39,481,902 | |
| VTV | VANGUARD VALUE INDEX FUND | +522,307 | 4,715,150 | $823,123,735 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +507,431 | 3,545,236 | $169,639,542 | |
| GAUG | FT Vest U.S. Equity Moderate Buffer ETF - August | +504,328 | 570,578 | $19,838,997 | |
| NZF | Nuveen Municipal Credit Income Fund | +503,016 | 626,457 | $8,206,586 | |
| IBTJ | iShares iBonds Dec 2029 Term Treasury ETF | +492,645 | 673,401 | $14,885,529 | |
| IUSB | iShares Core Universal USD Bond ETF | +491,250 | 1,372,188 | $64,657,498 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | +490,839 | 2,149,028 | $178,691,678 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CSCO | Cisco Systems, Inc. | −3,420,508 | 3,060,792 | $162,895,350 | |
| PDBC | Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF | −1,649,481 | 126,330 | $1,696,611 | |
| HAL | Halliburton Co | −1,466,487 | 991,435 | $28,801,186 | |
| GFEB | FT Vest U.S. Equity Moderate Buffer ETF - February | −1,225,735 | 426,810 | $15,587,101 | |
| OMFL | Invesco Russell 1000 Dynamic Multifactor ETF | −974,201 | 900,426 | $47,713,573 | |
| QYLD | Global X NASDAQ 100 Covered Call ETF | −891,567 | 2,331,176 | $42,054,415 | |
| FLQL | Franklin U.S. Large Cap Multifactor Index ETF | −875,121 | 506,049 | $29,426,749 | |
| FVD | First Trust Value Line Dividend Index Fund | −734,999 | 3,930,939 | $178,818,415 | |
| FFEB | FT Vest U.S. Equity Buffer ETF - February | −691,916 | 103,798 | $5,040,430 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | −678,406 | 3,564,758 | $325,498,052 | |
| DGRW | WisdomTree U.S. Quality Dividend Growth Fund | −673,045 | 2,049,616 | $170,548,547 | |
| DXJ | WisdomTree Japan Hedged Equity Fund | −626,697 | 206,594 | $21,898,943 | |
| RODM | Hartford Multifactor Developed Markets (ex-US) ETF | −555,405 | 723,353 | $22,063,713 | |
| HMOP | Hartford Municipal Opportunities ETF | −393,194 | 987,989 | $38,926,766 | |
| CMCSA | Comcast Corp | −378,976 | 5,528,606 | $230,929,627 | |
| GDEC | FT Vest U.S. Equity Moderate Buffer ETF - December | −371,803 | 212,223 | $7,046,440 | |
| DDWM | WisdomTree Dynamic International Equity Fund | −347,591 | 529,237 | $18,978,438 | |
| INTC | Intel Corp | −343,425 | 932,802 | $21,883,534 | |
| NWL | Newell Brands Inc. | −341,365 | 109,907 | $844,085 | |
| GMAR | FT Vest U.S. Equity Moderate Buffer ETF - March | −331,865 | 627,082 | $23,024,569 | |
| TFLO | iShares Treasury Floating Rate Bond ETF | −326,060 | 1,443,020 | $73,016,812 | |
| NVDA | Nvidia Corp | −312,500 | 9,771,070 | $1,186,598,740 | |
| SPSB | State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF | −311,449 | 236,813 | $7,170,697 | |
| UCON | First Trust Smith Unconstrained Bond ETF | −299,258 | 493,489 | $12,401,378 | |
| LMBS | First Trust Low Duration Opportunities ETF | −272,654 | 1,738,920 | $85,920,037 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HELO | JPMorgan Hedged Equity Laddered Overlay ETF | 478,905 | $29,280,251 | |
| BUFZ | FT Vest Laddered Moderate Buffer ETF | 1,070,514 | $25,199,899 | |
| BBCA | JPMorgan BetaBuilders Canada ETF | 279,124 | $20,177,873 | |
| CGCB | Capital Group Fixed Income ETF Trust | 523,597 | $14,110,939 | |
| BUFF | 219,529 | $9,685,619 | ||
| TMSL | T. Rowe Price Small-Mid Cap ETF | 258,973 | $8,406,263 | |
| SFLO | VictoryShares Small Cap Free Cash Flow ETF | 186,736 | $4,998,922 | |
| HWKN | Hawkins Inc | 31,547 | $4,021,296 | |
| GOVZ | iShares 25+ Year Treasury STRIPS Bond ETF | 270,280 | $3,192,006 | |
| DX | Dynex Capital Inc | 234,775 | $2,995,729 | |
| VCYT | Veracyte, Inc. | 83,004 | $2,825,456 | |
| PIPR | Piper Sandler Companies | 8,356 | $2,371,516 | |
| VSXY | Victoria's Secret & Co. | 79,318 | $2,038,472 | |
| LDUR | PIMCO Enhanced Low Duration Active Exchange-Traded Fund | 19,989 | $1,918,144 | |
| RDOG | ALPS REIT Dividend Dogs ETF | 45,035 | $1,889,218 | |
| WTPI | WisdomTree Equity Premium Income Fund | 53,411 | $1,767,904 | |
| MNR | Mach Natural Resources LP | 110,203 | $1,763,248 | |
| DRH | DiamondRock Hospitality Co | 198,128 | $1,729,657 | |
| IJUN | 65,613 | $1,714,402 | ||
| ULS | UL Solutions Inc. | 33,529 | $1,652,979 | |
| RVMD | Revolution Medicines, Inc. | 35,730 | $1,620,355 | |
| IQQQ | ProShares Nasdaq-100 High Income ETF | 38,449 | $1,607,937 | |
| OSEA | Harbor International Compounders ETF | 55,091 | $1,593,782 | |
| AHR | American Healthcare REIT, Inc. | 56,312 | $1,469,743 | |
| PTL | Inspire 500 ETF | 6,814 | $1,454,938 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| EPOL | iShares MSCI Poland ETF | 1,200,804 | $29,455,722 | |
| RXST | RxSight, Inc. | 83,920 | $5,049,466 | |
| ACMR | ACM Research, Inc. | 157,006 | $3,620,558 | |
| PXJ | Invesco Oil & Gas Services ETF | 107,156 | $3,424,705 | |
| TWST | Twist Bioscience Corp | 68,328 | $3,367,203 | |
| VECO | Veeco Instruments Inc | 63,279 | $2,955,762 | |
| CORT | Corcept Therapeutics Inc | 77,593 | $2,520,996 | |
| — | 120,260 | $2,331,841 | ||
| FUL | Fuller H B Co | 29,383 | $2,261,315 | |
| RTH | VanEck Retail ETF | 9,365 | $1,926,848 | |
| HDGE | AdvisorShares Ranger Equity Bear ETF | 82,403 | $1,698,325 | |
| MGMT | BALLAST SMALL/MID CAP ETF | 45,030 | $1,615,676 | |
| DDIV | First Trust Dorsey Wright Momentum & Dividend ETF | 40,030 | $1,342,606 | |
| PEB | Pebblebrook Hotel Trust | 91,690 | $1,260,737 | |
| DVLU | First Trust Dorsey Wright Momentum & Value ETF | 36,441 | $1,021,805 | |
| LEMB | iShares J.P. Morgan EM Local Currency Bond ETF | 28,562 | $1,017,949 | |
| SEVN | Seven Hills Realty Trust | 79,483 | $1,007,844 | |
| LKOR | FlexShares Credit-Scored US Long Corporate Bond Index Fund | 21,861 | $931,497 | |
| AIT | Applied Industrial Technologies Inc | 4,724 | $916,456 | |
| AMSC | American Superconductor Corp | 37,318 | $872,868 | |
| DDS | Dillard's, Inc. | 1,634 | $719,597 | |
| UFPT | Ufp Technologies Inc | 2,587 | $682,631 | |
| EWQ | iShares MSCI France ETF | 17,184 | $649,211 | |
| FSM | Fortuna Mining Corp. | 122,611 | $599,567 | |
| RARE | Ultragenyx Pharmaceutical Inc. | 14,236 | $585,099 | |
| No positions match the current search. | ||||
3,300 tracked positions ·
$73,692,068,187 total
· filing declares
3,437 positions · $75,081,357,431
· as of Sep 30, 2024
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 3,300 positions by value
· page 1 of 66
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
PUT
+ SHARES
Technology
|
Reduced | 9,130,795 | $2,127,475,235 | 2.89% | |
| MSFT |
Microsoft Corp
PUT
+ SHARES
Technology
|
Reduced | 4,079,128 | $1,755,248,778 | 2.38% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 2,939,808 | $1,695,740,050 | 2.30% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 3,023,380 | $1,595,346,924 | 2.16% | |
| SPY |
Spdr S&P 500 ETF Trust
PUT
+ SHARES
|
Added | 2,191,815 | $1,257,575,774 | 1.71% | |
| NVDA |
Nvidia Corp
PUT
+ SHARES
Technology
|
Reduced | 9,835,870 | $1,194,468,052 | 1.62% | |
| QQQ |
Invesco Qqq Trust, Series 1
PUT
+ SHARES
|
Added | 2,300,299 | $1,122,706,932 | 1.52% | |
| AMZN |
Amazon Com Inc
PUT
+ SHARES
Consumer Cyclical
|
Reduced | 5,052,037 | $941,346,054 | 1.28% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 4,126,602 | $870,135,297 | 1.18% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 4,715,150 | $823,123,735 | 1.12% | |
| AVGO |
Broadcom Inc.
PUT
+ SHARES
Technology
|
Added | 4,510,593 | $778,077,292 | 1.06% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 2,304,050 | $652,414,798 | 0.89% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 1,586,752 | $642,951,910 | 0.87% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 1,355,588 | $623,922,932 | 0.85% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Reduced | 7,670,626 | $619,403,049 | 0.84% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Reduced | 2,250,742 | $593,813,261 | 0.81% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 1,467,952 | $563,590,517 | 0.76% | |
| GOOGL |
Alphabet Inc.
PUT
+ SHARES
Communication Services
|
Reduced | 3,394,663 | $563,004,858 | 0.76% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Added | 7,114,331 | $555,273,534 | 0.75% | |
| DGRO |
iShares Core Dividend Growth ETF
|
Reduced | 8,612,535 | $539,919,819 | 0.73% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Added | 4,025,812 | $516,109,098 | 0.70% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 869,710 | $508,502,042 | 0.69% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Reduced | 4,982,945 | $504,622,840 | 0.68% | |
| SCHD |
Schwab U.S. Dividend Equity ETF
|
Added | 5,891,102 | $497,975,441 | 0.68% | |
| ETN |
Eaton Corp plc
PUT
+ SHARES
Industrials
|
Reduced | 1,451,032 | $480,930,046 | 0.65% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 7,553,919 | $470,760,232 | 0.64% | |
| META |
Meta Platforms, Inc.
PUT
+ SHARES
Communication Services
|
Reduced | 804,454 | $460,501,647 | 0.62% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Reduced | 3,780,134 | $442,124,472 | 0.60% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 1,588,258 | $436,691,537 | 0.59% | |
| MSI |
Motorola Solutions, Inc.
Technology
|
Reduced | 937,609 | $421,577,134 | 0.57% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 2,578,984 | $417,950,147 | 0.57% | |
| RDVY |
First Trust Rising Dividend Achievers ETF
|
Added | 7,027,474 | $416,096,735 | 0.56% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 3,603,148 | $409,173,486 | 0.56% | |
| RSP |
Victory Portfolios II
PUT
+ SHARES
|
Added | 2,202,517 | $394,602,945 | 0.54% | |
| COWZ |
Pacer US Cash Cows 100 ETF
|
Added | 6,786,907 | $392,486,831 | 0.53% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 7,217,085 | $381,134,258 | 0.52% | |
| CB |
Chubb Ltd
Financial Services
|
Reduced | 1,247,883 | $359,876,978 | 0.49% | |
| COST |
Costco Wholesale Corp
PUT
+ SHARES
Consumer Defensive
|
Added | 396,911 | $351,869,539 | 0.48% | |
| CGDV |
Capital Group Dividend Value ETF
|
Added | 9,653,653 | $351,779,115 | 0.48% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Reduced | 3,181,896 | $331,489,925 | 0.45% | |
| MPC |
Marathon Petroleum Corp
Energy
|
Reduced | 2,032,922 | $331,183,323 | 0.45% | |
| VB |
Vanguard Index Funds
|
Added | 1,388,721 | $329,418,508 | 0.45% | |
| VIG |
Vanguard Specialized Funds
|
Reduced | 1,662,043 | $329,184,236 | 0.45% | |
| USMV |
iShares MSCI USA Min Vol Factor ETF
|
Reduced | 3,564,758 | $325,498,052 | 0.44% | |
| MOAT |
VanEck Morningstar Wide Moat ETF
|
Added | 3,214,645 | $311,659,832 | 0.42% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 1,804,112 | $301,629,485 | 0.41% | |
| UNP |
Union Pacific Corp
Industrials
|
Reduced | 1,220,631 | $300,861,128 | 0.41% | |
| FTCS |
First Trust Capital Strength ETF
|
Reduced | 3,288,921 | $298,634,026 | 0.41% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 6,578,534 | $295,441,961 | 0.40% | |
| QQQM |
Invesco Ltd.
Financial Services
|
Added | 1,460,922 | $293,426,183 | 0.40% |
Showing the top 50 of 3,300 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.