FTCS · First Trust Capital Strength ETF · Holdings ETF

$99.76 -0.18 (-0.18%)

Volume · Oct 21 20.92K Avg daily vol (3M) 378.84K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 120

Total Value: $316,674,060

Total Shares: 3,374,258

Showing 1–100 of 120 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 120 13F filers · Δ vs Jun 30, 2026

Top Holder

13.8%

−1.0 pts

Top 5

43.3%

+2.0 pts

Top 10

59.8%

+6.2 pts

HHI

515

Broadly held+23

Who Holds FTCS

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 552 filers, like-for-like change -2.0%; actively managed books -1.7%; index-like books -4.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	33.3%	378	-2.1%	23	21
Exempt adviser	0.0%	1	+123.9%	0	0
Adviser	2.6%	3	+31.7%	1	2
Bank	14.8%	21	-4.1%	0	0
Broker-dealer	14.8%	1	-2.6%	0	0
Holding company	13.8%	8	-2.5%	0	0
Non-US	0.0%	0	-100.0%	0	1
Insurer	0.0%	0	—	0	0
Unknown	20.7%	140	-2.8%	13	7

Style	Share	Filers	Change	New	Exited
Index-like	11.1%	8	-4.4%	1	0
Systematic-like	2.3%	6	-4.1%	1	0
Concentrated	10.2%	157	-3.8%	9	11
Diversified active	76.5%	381	-1.4%	26	20
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	87.1%	382	-1.8%	21	16
Medium turnover	8.6%	104	-4.6%	8	8
High turnover	2.7%	17	-1.4%	2	2
Unknown	1.5%	49	+2.2%	6	5
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.8%	52	+7.0%	8	6
Medium horizon	16.8%	149	-6.8%	8	5
Long horizon	78.3%	336	-1.9%	18	20
Unknown	3.1%	15	+23.9%	3	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.1%	276	-2.0%	18	16
$1B to $10B	12.3%	183	-0.6%	15	10
$10B to $100B	18.8%	62	+3.0%	3	2
$100B or more	56.8%	31	-3.9%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	30.0%	357	-1.7%	22	18
Pooled investment vehicles	2.2%	3	-7.1%	0	1
Registered funds and BDCs	0.0%	2	-1.6%	0	0
Pension and profit sharing plans	0.3%	4	+10.6%	0	0
Charitable organizations	0.0%	1	-1.7%	0	0
Corporations	0.0%	1	+1.3%	0	0
Other investment advisers	0.0%	4	-69.5%	0	1
Diversified	0.5%	4	+6.1%	0	1
Other	0.0%	0	—	0	0
Unknown	66.9%	176	-2.0%	15	10

Private funds	Share	Filers	Change	New	Exited
Hedge funds	2.6%	16	-5.2%	0	1
Private equity funds	0.7%	13	-31.4%	0	0
Venture capital funds	0.2%	2	-7.3%	0	0
Real estate funds	0.5%	6	+13.1%	1	1
Securitized asset funds	0.1%	2	+0.5%	0	0
Other private funds	1.4%	13	-1.3%	0	0
Mixed private funds	0.0%	1	+0.2%	0	0
Private funds, type not stated	0.1%	3	-7.7%	0	0
No private funds	27.7%	323	-1.0%	22	19
Unknown	66.7%	173	-2.0%	14	10

Location	Share	Filers	Change	New	Exited
United States	94.7%	542	-2.1%	37	31
Outside the US	5.3%	10	+0.3%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 10 holders with no observed 2026-03-31 13F and 10 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd; Trask Adam Roland continues as Burnham & Co LLC.

Conviction and Crowding

552 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

15.4% of filers hold it in their top 10

Mar 31, 2026: 93

Holders above 5%

median weight 0.068%

Mar 31, 2026: 8

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

53.6%

of 13F shares, Herfindahl 0.049

Active holders

-1.8%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 19.7 quarters

Under 1 year 6.91% 1 to 3 years 21.1% 3 years or more 72.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$86.28

estimated per share

Mar 31, 2026: $85.79

Quarter-end price

$93.89

implied by 13F values

Estimated gain or loss

+8.8%

price against the estimated cost

Estimated at a loss

13.3%

of costed 13F value

Estimated cost covers 21.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -434

Institutional value: -93.2%

Shares held: -93.2%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small LYNCH & ASSOCIATES/IN	+44,129	55,453
Mid Y-Intercept (Hong Kong) Ltd	+16,113	26,455
Large Concurrent Investment Advisors, LLC	+11,387	465,321
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+10,588	77,013
Small IAMS WEALTH MANAGEMENT, LLC	+5,144	19,645

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Triumph Capital Management	−43,734	47,071
Small Randall & Associates Wealth Management	−35,659	146,138
Mid PARK NATIONAL CORP /OH/	−25,023	261,851
Small DAGCO, INC.	−18,455	22,647
Small Midwest Financial Network, LLC	−11,601	10,546

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Asset Allocation Strategies LLC	5,509	$517,019
Small Herold Advisors, Inc.	2,699	$253,301
Small James T. Borello RIA	1,299	$121,911
Small Whipplewood Advisors, LLC	800	$75,080
Small IFS Advisors, LLC	423	$39,698

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Micro Scarborough Advisors, LLC	259,173	$24,341,528
Mid AlphaStar Capital Management, LLC	6,364	$597,706
Small 25 LLC	2,157	$202,585
Small C2C Wealth Management, LLC	16,059	$196,305
Mid BEACON INVESTMENT ADVISORY SERVICES, INC.	600	$56,352

Filter: New 9 Increased 28 Reduced 56 Sold out 7 Unchanged 23

Holder type: Registered adviser 85 Exempt adviser 1 Bank 2 Unknown 32

Showing 100 of 120

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Concurrent Investment Advisors, LLC FTCS

$43,670,375

13.79%

465,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	6,218	$583,559	1.3%	Sole
Held directly	459,103	$43,086,816	98.7%	Sole

Diversified Enterprises, LLC FTCS

$31,657,200

10.00%

337,317

PARK NATIONAL CORP /OH/ FTCS

$24,574,716

7.76%

261,851

tru Independence LLC FTCS

$19,172,710

6.05%

204,291

Heck Capital Advisors, LLC FTCS

$17,963,171

5.67%

191,403

Investors Research Corp FTCS

$16,332,527

5.16%

174,028

Randall & Associates Wealth Management FTCS

$13,715,051

4.33%

146,138

Southland Equity Partners LLC FTCS

$7,717,003

2.44%

82,227

RiverTree Advisors, LLC FTCS

$7,368,069

2.33%

78,509

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC FTCS

$7,227,670

2.28%

77,013

SHELTON WEALTH MANAGEMENT, LLC FTCS

$5,280,470

1.67%

56,265

Purus Wealth Management, LLC FTCS

$5,237,768

1.65%

55,810

LYNCH & ASSOCIATES/IN FTCS

$5,204,264

1.64%

55,453

INDEPENDENT FINANCIAL GROUP, LLC FTCS

$4,875,413

1.54%

51,949

ABLE Financial Group, LLC FTCS

$4,673,730

1.48%

49,800

Nearside Advisors, LLC FTCS

$4,611,225

1.46%

49,134

Triumph Capital Management FTCS

$4,417,613

1.40%

47,071

PFG Advisors FTCS

$3,993,880

1.26%

42,556

Avior Wealth Management, LLC FTCS

$3,917,392

1.24%

41,741

R2 Capital Strategies, LLC FTCS

$3,499,197

1.10%

37,285

IFP Advisors, Inc FTCS

$3,482,773

1.10%

37,110

TCFG Investment Advisors, LLC FTCS

$2,788,095

0.88%

29,708

Paragon Private Wealth Management, LLC FTCS

$2,766,698

0.87%

29,480

Wisconsin Wealth Advisors, LLC FTCS

$2,551,218

0.81%

27,184

WETZEL INVESTMENT ADVISORS, INC. FTCS

$2,548,121

0.80%

27,151

B. Riley Wealth Advisors, Inc. FTCS

$2,539,111

0.80%

27,055

Y-Intercept (Hong Kong) Ltd FTCS

$2,482,801

0.78%

26,455

Farther Finance Advisors, LLC FTCS

$2,207,445

0.70%

23,521

DAGCO, INC. FTCS

$2,125,420

0.67%

22,647

Dynamic Advisor Solutions LLC FTCS

$2,123,637

0.67%

22,628

IAMS WEALTH MANAGEMENT, LLC FTCS

$1,843,683

0.58%

19,645

Quad-Cities Investment Group, LLC FTCS

$1,841,618

0.58%

19,623

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC FTCS

$1,831,388

0.58%

19,514

COTTONWOOD CAPITAL ADVISORS, LLC FTCS

$1,798,259

0.57%

19,161

WINEBRENNER CAPITAL MANAGEMENT LLC FTCS

$1,731,438

0.55%

18,449

STRATEGY ASSET MANAGERS LLC FTCS

$1,715,202

0.54%

18,276

BEACON FINANCIAL GROUP FTCS

$1,562,602

0.49%

16,650

Onyx Bridge Wealth Group LLC FTCS

$1,529,942

0.48%

16,302

Envision Financial LLC FTCS

$1,460,775

0.46%

15,565

PRIVATE TRUST CO NA FTCS

$1,376,028

0.43%

14,662

Beacon Financial Advisory LLC FTCS

$1,356,226

0.43%

14,451

Independent Wealth Network Inc. FTCS

$1,326,663

0.42%

14,136

Fermata Advisors, LLC FTCS

$1,325,162

0.42%

14,120

Cambridge Advisors Inc. FTCS

$1,237,599

0.39%

13,187

First PREMIER Bank FTCS

$1,228,121

0.39%

13,086

GAMMA Investing LLC FTCS

$1,175,377

0.37%

12,524

Cherry Creek Investment Advisors, Inc. FTCS

$1,091,100

0.34%

11,626

Whitaker-Myers Wealth Managers, LTD. FTCS

$1,061,255

0.34%

11,308

Midwest Financial Network, LLC FTCS

$989,742

0.31%

10,546

TITLEIST ASSET MANAGEMENT, LLC FTCS

$978,855

0.31%

10,430

COLUMBIA ADVISORY PARTNERS LLC FTCS

$973,224

0.31%

10,370

Kaydan Wealth Management, Inc. FTCS

$962,337

0.30%

10,254

ARS Wealth Advisors Group, LLC FTCS

$948,260

0.30%

10,104

CITY HOLDING CO FTCS

$938,311

0.30%

9,998

Focus Financial Network, Inc. FTCS

$937,561

0.30%

9,990

Investment Planning Advisors, Inc. FTCS

$907,998

0.29%

9,675

Boyce & Associates Wealth Consulting, Inc. FTCS

$884,536

0.28%

9,425

DIVERSIFY WEALTH MANAGEMENT, LLC FTCS

$876,559

0.28%

9,340

Diversify Advisory Services, LLC FTCS

$876,559

0.28%

9,340

Integrity Wealth Partners, LLC FTCS

$852,439

0.27%

9,083

Key Client Fiduciary Advisors, LLC FTCS

$795,848

0.25%

8,480

Capital Square, LLC FTCS

$788,621

0.25%

8,403

AdvisorNet Financial, Inc FTCS

$738,693

0.23%

7,871

NWF Advisory Services Inc. FTCS

$738,317

0.23%

7,867

REDSTONE WEALTH MANAGEMENT, LLC FTCS

$694,959

0.22%

7,405

Blue Trust, Inc. FTCS

$672,529

0.21%

7,166

WealthBridge Capital Management, LLC FTCS

$662,017

0.21%

7,054

NOVEM GROUP FTCS

$649,254

0.21%

6,918

WOLFF WIESE MAGANA LLC FTCS

$625,604

0.20%

6,666

SLT Holdings LLC FTCS

$601,578

0.19%

6,410

VOISARD ASSET MANAGEMENT GROUP, INC. FTCS

$544,330

0.17%

5,800

CASCADE INVESTMENT GROUP, INC. FTCS

$523,683

0.17%

5,580

Asset Allocation Strategies LLC FTCS

$517,019

0.16%

5,509

Cyndeo Wealth Partners, LLC FTCS

$508,573

0.16%

5,419

Heartwood Wealth Advisors LLC FTCS

$484,266

0.15%

5,160

MIRAMONTES CAPITAL, LLC FTCS

$460,709

0.15%

4,909

Millennium Capital Advisors, LLC FTCS

$453,107

0.14%

4,828

TRITONPOINT WEALTH, LLC FTCS

$437,810

0.14%

4,665

55 North Private Wealth, LLC FTCS

$424,483

0.13%

4,523

First Heartland Consultants, Inc. FTCS

$417,444

0.13%

4,448

PUFF WEALTH MANAGEMENT, LLC FTCS

$364,888

0.12%

3,888

Fragasso Financial Advisors Inc FTCS

$361,885

0.11%

3,856

Plus Group Wealth Advisors LLC FTCS

$354,002

0.11%

3,772

TopTier Wealth Management, LLC FTCS

$345,837

0.11%

3,685

BDFS Capital LLC FTCS

$345,743

0.11%

3,684

CLG LLC FTCS

$304,449

0.10%

3,244

LVZ, Inc. FTCS

$298,536

0.09%

3,181

HBW ADVISORY SERVICES LLC FTCS

$296,096

0.09%

3,155

Investment Partners Asset Management, Inc. FTCS

$292,155

0.09%

3,113

Fairvoy Private Wealth, LLC FTCS

$291,591

0.09%

3,107

Balboa Wealth Partners FTCS

$284,647

0.09%

3,033

Alliance Wealth Advisors, LLC FTCS

$273,854

0.09%

2,918

Commonwealth Financial Services, LLC FTCS

$269,161

0.08%

2,868

PRIVATE CLIENT SERVICES, LLC FTCS

$260,246

0.08%

2,773

Herold Advisors, Inc. FTCS

$253,301

0.08%

2,699

Bison Wealth, LLC FTCS

$240,819

0.08%

2,566

Narus Financial Partners, LLC FTCS

$235,563

0.07%

2,510

DAVENPORT & Co LLC FTCS

$226,741

0.07%

2,416

Scheeler Financial LLC FTCS

$222,424

0.07%

2,370

Greenfield Savings Bank FTCS

$208,253

0.07%

2,219

Showing the top 100 of 120 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.