AE Wealth Management LLC

Registered adviser

CIK

1697723

Location

TOPEKA, KS

Portfolio Value

Large $21,407,798,537

Diversification

Diversified

Reports for

210 Financial Advantage Wealth Partners Alpha Planning & Financial Services Arcadia Wealth Management, LLC Authentikos Wealth Advisory, LLC Axiom Value Wealth Management B.O.S.S. Retirement Advisors, LLC Beacon Capital Management, LLC

+ 76 more

BHC Wealth Management Blackston Financial Advisory Group, LLC RETIREMENT FINANCIAL SOLUTIONS, LLC Blue Wealth Inc Bright Lake Wealth Management Brigher Financial Buck Wealth Strategies, LLC Bucket List Wealth Management Capital A Wealth Management, LLC Capitol Wealth Advisors Capstar Financial Services Centennnial Advisors, LLC Centennial Wealth Advisory LLC Creekmur Asset Management LLC Cruz Investments and Wealth Management Csenge Advisory Group Decker Retirement Planning Inc. Diversified Wealth Advisors, LLC Elevated Capital Advisors Elite Retirement Planning LLC EVOLUTION WEALTH MANAGEMENT INC. Family Legacy Planning FWG Investments, LLC. FSA Advisors, Inc. Fletcher Financial Group Pineridge Advisors LLC Global Wealth Management, Inc Golden Reserve Retirement LLC Guerra Advisors Inc Harlow Wealth Managment, Inc. Heckman Financial and Insurance Hobart Private Capital, LLC HOWARD BAILEY SECURITIES, LLC International Private Wealth Advisors LLC JL Perkins Wealth Management Key Capital Management Inc Kingdom Financial Group LLC. Mach-1 Financial Group, LLC MADISON AVENUE SECURITIES, LLC Martinsen Wealth Management Mercurio Weath Advisors Merkkuri Wealth Advisors LLC Montgomery Financial Services Networth Advisors LLC Nicholas Wealth, LLC. Park Square Financial Services POM Investment Strategies, LLC Pearl Wealth Group Peterson Financial Group, Inc. Price Financial Quest 10 Wealth Builders, Inc. Raleigh Capital Management Inc. SMART Wealth LLC Retirement Income Strategies Richmond Brothers, Inc Ross Wealth Management RSG Investments LLC Safeguard Investment Advisory Group, LLC SECURED RETIREMENT ADVISORS, LLC Sierens Financial Slagle Financial, LLC Spectrum Advisors, Inc Stephen Smith Financial Sterling Bridge Financial Group Strategy Financial Group Strickler Financial Group Teamwork Financial Advisors The Holland Group The Lifewealth Group Lloyd Advisory Services, LLC. The Retirement Solution, Inc Thrive Capital Management, LLC Transce3nd, LLC VCI Wealth Management LLC Wellment Financial Witt Finanical Group LLC

Files via

Zega Investments, LLC

Filing Date

Global Rank

#346 / 8,818 ▼ 16

Top Industry

Semiconductors 16.4%

Period ended 4 months ago

Filed Aug 3, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 282580

Roster of Oct 1, 2026

Regulatory AUM

$49,837,385,888

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$49,837,385,888	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$37,525,706,084	Individuals and high net worth (98%)
Apr 2024 to Mar 2025	$27,082,623,332	Individuals and high net worth (99%)
Nov 2023 to Mar 2024	$21,800,698,476	Individuals and high net worth (97%)
May 2023 to Oct 2023	$19,248,840,448	Individuals and high net worth (98%)
Apr 2023	$1,924,884,044,879	Individuals and high net worth (98%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 39.1%, 45.0 effective positions, active share 48.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

31.7% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 20.6 quarters (12+), a floor since 62.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 48.5%; sector active share 38.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

2,631 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.5%

−0.7 pts

Top 5

24.8%

−0.6 pts

Top 10

39.1%

−1.0 pts

HHI

222

Diversified−10

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	50.9%	$10,886,644,853	1,673
Technology	19.1%	$4,096,690,976	157
Financial Services	7.1%	$1,510,025,805	200
Consumer Cyclical	4.8%	$1,018,903,971	88
Communication Services	3.9%	$841,765,292	32
Healthcare	3.4%	$737,218,201	93
Consumer Defensive	3.2%	$690,387,367	56
Industrials	3.1%	$656,908,203	136
Utilities	2.3%	$495,595,162	43
Energy	1.2%	$265,617,714	54
Basic Materials	0.8%	$163,871,893	49
Real Estate	0.2%	$44,169,100	50

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SIXD	AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF	+4,991,113	4,998,493	$154,128,530
MAYW	AllianzIM U.S. Equity Buffer20 May ETF	+3,711,200	3,711,221	$129,039,153
ONEZ	TrueShares Seasonality Laddered Buffered ETF	+3,255,264	5,797,424	$159,950,918
JUNW	AllianzIM U.S. Equity Buffer20 Jun ETF	+2,716,361	2,723,158	$93,649,401
MAYT	AllianzIM U.S. Equity Buffer10 May ETF	+2,653,982	2,654,485	$103,519,605
JUNT	AllianzIM U.S. Equity Buffer10 Jun ETF	+1,245,455	1,246,333	$47,098,924
CMCSA	Comcast Corp	+1,190,368	2,592,511	$63,646,109
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+1,180,428	3,027,799	$266,082,961
VNLA	Janus Henderson Short Duration Income ETF	+956,351	8,870,794	$433,471,315
FEBT	AllianzIM U.S. Equity Buffer10 Feb ETF	+946,769	947,801	$38,992,532
FEBW	AllianzIM U.S. Equity Buffer20 Feb ETF	+931,104	938,280	$33,346,468
GIS	General Mills Inc	+876,479	934,768	$32,529,902
GMAY	FT Vest U.S. Equity Moderate Buffer ETF - May	+856,269	858,817	$36,963,482
HPQ	Hp Inc	+651,246	1,328,900	$29,156,037
BILZ	PIMCO ETF Trust	+618,293	1,399,384	$141,239,798
ORI	Old Republic International Corp	+600,797	613,239	$25,093,708
SW	Smurfit Westrock plc	+567,544	573,686	$26,538,684
APA	APA Corp	+532,812	718,044	$23,386,655
MDLZ	Mondelez International, Inc.	+518,533	623,686	$36,073,956
VUG	VANGUARD GROWTH INDEX FUND	+503,081	602,395	$51,890,291
GSY	Invesco Ultra Short Duration ETF	+493,167	495,000	$24,824,249
SCEC	STERLING CAPITAL ENHANCED CORE BOND ETF	+461,913	5,954,904	$149,081,014
KMB	Kimberly Clark Corp	+454,629	564,452	$61,959,860
NI	Nisource Inc.	+438,038	703,036	$33,429,326
SCMC		+424,305	4,424,926	$111,193,963
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DECU	AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF	−4,671,152	67,581	$1,975,387
SIXO	AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF	−3,890,173	26,990	$968,127
OCTW	AllianzIM U.S. Equity Buffer20 Oct ETF	−2,198,438	25,537	$1,044,711
SEPW	AllianzIM U.S. Equity Buffer20 Sep ETF	−2,159,540	31,540	$1,053,208
GSEP	FT Vest U.S. Equity Moderate Buffer ETF - September	−1,581,690	16,729	$685,216
JULU	AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF	−1,486,411	18,956	$608,256
SEPT	AllianzIM U.S. Equity Buffer10 Sep ETF	−1,275,435	21,149	$793,932
CAG	Conagra Brands Inc.	−848,221	102,250	$1,376,262
JULW	AllianzIM U.S. Equity Buffer20 Jul ETF	−798,647	18,528	$756,306
SCHF	Schwab International Equity ETF	−737,565	185,351	$5,134,214
CPB	CAMPBELL'S Co	−734,886	110,262	$2,455,511
—		−652,065	13,614	$557,585
F	Ford Motor Co	−602,902	1,975,561	$27,460,264
SCHO	Schwab Short-Term U.S. Treasury ETF	−577,421	3,660	$88,351
SIXZ	AllianzIM U.S. Equity 6 Month Buffer10 May/Nov ETF	−532,431	24,316	$766,560
PYLD		−493,728	7,451,681	$197,618,554
—		−477,606	1,397	$63,379
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	−476,019	339,937	$8,916,539
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	−475,251	507,270	$8,055,446
TLT	iShares 20+ Year Treasury Bond ETF	−456,758	102,119	$8,825,122
IP	International Paper Co	−449,938	32,203	$1,226,919
—		−425,860	10,161	$439,366
—		−423,583	2,147	$98,106
FE	Firstenergy Corp	−414,104	49,183	$2,338,141
KEY	Keycorp	−410,687	1,020,932	$23,532,453
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
VBIL	Vanguard Institutional Index Funds	359,477	$27,205,219
FNB	Fnb Corp	1,076,584	$20,541,190
IALT		571,535	$16,031,555
GLTR	abrdn Precious Metals Basket ETF Trust	61,866	$11,207,025
GGOV		217,371	$10,931,587
ZJUN		354,439	$9,709,856
NWSA	News Corp	207,447	$5,150,908
DDTY		159,537	$3,225,838
SPCX	Space Exploration Technologies Corp	16,945	$2,895,220
HONA	Honeywell Aerospace Inc.	12,676	$2,802,389
DDFY		125,660	$2,516,969
ACYN	First Trust Exchange-Traded Fund	110,289	$2,292,908
WAY	Waystar Holding Corp.	103,556	$2,125,988
FPX	First Trust US Equity Opportunities ETF	10,149	$2,092,519
ACYS	FT Vest Laddered Autocallable Barrier & Resilient Income ETF	84,741	$1,740,580
ACII	Innovator Index Autocallable Income Strategy ETF	67,542	$1,718,943
RHI	Robert Half Inc.	54,887	$1,685,030
DDTF		82,158	$1,662,877
RPRX	Royalty Pharma plc	29,628	$1,661,236
ERIE	Erie Indemnity Co	5,220	$1,251,481
EFOR	Everforth Inc	66,161	$1,182,279
NMAY		39,732	$1,174,199
VMI	Valmont Industries Inc	2,030	$1,172,526
ACSG	American Century ETF Trust	21,072	$1,057,856
CGUS	Capital Group Core Equity ETF	23,711	$1,054,665
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	1,002,282	$170,047,128
TAGS		295,221	$7,486,804
USMC	Principal U.S. Mega-Cap ETF	48,218	$3,100,996
PDD	PDD Holdings Inc.	20,678	$2,112,855
HGER	Harbor Commodity All-Weather Strategy ETF	57,644	$1,787,539
XYL	Xylem Inc.	9,950	$1,189,023
VEEV	Veeva Systems Inc	4,877	$856,690
RJF	Raymond James Financial Inc	5,306	$768,250
VRIG	Invesco Variable Rate Investment Grade ETF	27,700	$693,469
PAG	Penske Automotive Group, Inc.	3,867	$578,192
—		11,682	$545,871
—		12,316	$495,472
—		13,140	$461,746
RMD	Resmed Inc	2,003	$449,628
AFG	American Financial Group Inc	3,434	$438,551
CSL	Carlisle Companies Inc	1,270	$423,691
CNM	Core & Main, Inc.	8,499	$419,848
FICO	Fair Isaac Corp	392	$418,472
CGDG	Capital Group Dividend Growers ETF	11,413	$409,726
—		16,447	$406,570
BMO	Bank Of Montreal	2,942	$398,169
EVLN		7,722	$372,045
UNF	Unifirst Corp	1,364	$343,154
LW	Lamb Weston Holdings, Inc.	8,119	$343,104
CLOZ	Eldridge BBB-B CLO ETF	12,322	$316,057
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

2,631 tracked positions · $21,407,798,537 total · filing declares 38,581 positions · $21,454,520,875 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 2,631 positions by value · page 1 of 53

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
NVDA	Nvidia Corp Technology	Added	3,849,032	+244,619	$770,152,773	+22.5%	26+	before history	3.60%
AAPL	Apple Inc. Technology	Added	2,564,770	+146,396	$742,141,807	+20.9%	26+	before history	3.47%
MSFT	Microsoft Corp Technology	Added	1,366,663	+82,332	$509,792,590	+7.2%	26+	before history	2.38%
VNLA	Janus Henderson Short Duration Income ETF	Added	8,870,794	+956,351	$433,471,315	+12.1%	13	$48.53	2.02%
AMZN	Amazon Com Inc Consumer Cyclical	Added	1,721,249	+124,623	$410,242,444	+23.4%	26+	before history	1.92%
IVV	iShares Core S&P 500 ETF	Reduced	517,659	-17,981	$387,669,619	+10.8%	26+	before history	1.81%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	2,969,896	-99,142	$353,387,890	+17.6%	26+	before history	1.65%
GOOGL	Alphabet Inc. Communication Services	Added	966,358	+91,964	$345,347,315	+37.3%	26+	before history	1.61%
AVGO	Broadcom Inc. Technology	Added	787,667	+63,059	$297,541,180	+32.7%	26+	before history	1.39%
MU	Micron Technology Inc Technology	Reduced	254,095	-22,437	$293,299,275	+213.9%	26+	before history	1.37%
AVIG	Avantis Core Fixed Income ETF	Reduced	6,527,797	-7,204	$270,316,043	−0.4%	22	$41.88	1.26%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	3,027,799	+1,180,428	$266,082,961	+88.2%	26+	before history	1.24%
VOO	VANGUARD 500 INDEX FUND	Added	332,032	+14,838	$228,042,882	+20.3%	26+	before history	1.07%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Reduced	3,582,797	-3,614	$217,798,206	+7.3%	26+	before history	1.02%
META	Meta Platforms, Inc. Communication Services	Added	376,868	+17,298	$212,285,935	+3.2%	26+	before history	0.99%
		Added	684,496	+25,631	$198,928,216	+21.3%	26+	before history	0.93%
PYLD		Reduced	7,451,681	-493,728	$197,618,554	−5.1%	11	$26.34	0.92%
AMD	Advanced Micro Devices Inc Technology	Reduced	325,655	-53,256	$189,176,205	+145.4%	26+	before history	0.88%
AMAT	Applied Materials Inc Technology	Added	236,947	+33,197	$171,312,681	+146.0%	26+	before history	0.80%
BOND	PIMCO Active Bond Exchange-Traded Fund	Reduced	1,843,273	-49,316	$169,968,180	−2.7%	26+	before history	0.79%
JPM	Jpmorgan Chase & Co Financial Services	Added	504,021	+40,209	$164,981,152	+20.9%	26+	before history	0.77%
ONEZ	TrueShares Seasonality Laddered Buffered ETF	Added	5,797,424	+3,255,264	$159,950,918	+151.3%	6	$26.11	0.75%
SIXD	AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF	Added	4,998,493	+4,991,113	$154,128,530	+73749.6%	9	unpriced	0.72%
JAAA	Janus Henderson AAA CLO ETF	Added	2,980,179	+339,693	$150,469,205	+13.1%	17	$50.34	0.70%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	298,883	+22,662	$149,558,026	+13.0%	26+	before history	0.70%
SCEC	STERLING CAPITAL ENHANCED CORE BOND ETF	Added	5,954,904	+461,913	$149,081,014	+8.2%	5	unpriced	0.70%
CSCO	Cisco Systems, Inc. Technology	Reduced	1,258,651	-198,589	$147,841,107	+30.8%	26+	before history	0.69%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Added	1,305,443	+86,388	$146,327,073	+25.1%	26+	before history	0.68%
IEFA	iShares Core MSCI EAFE ETF	Added	1,486,643	+179,896	$143,579,952	+21.4%	26+	before history	0.67%
JNJ	Johnson & Johnson Healthcare	Added	563,184	+15,878	$143,031,799	+6.9%	26+	before history	0.67%
BILZ	PIMCO ETF Trust	Added	1,399,384	+618,293	$141,239,798	+79.1%	12	$100.87	0.66%
FIDU	Fidelity MSCI Industrials Index ETF	Added	1,404,619	+106,734	$139,914,063	+24.6%	16	$67.58	0.65%
SCEP	Sterling Capital Funds	Reduced	5,285,013	-257,580	$132,125,325	+1.1%	2	$24.46	0.62%
MAYW	AllianzIM U.S. Equity Buffer20 May ETF	Added	3,711,221	+3,711,200	$129,039,153	+18200062.6%	13	$34.45	0.60%
TSLA	Tesla, Inc. Consumer Cyclical	Added	302,296	+18,537	$127,145,665	+20.5%	26+	before history	0.59%
FDIS	Fidelity MSCI Consumer Discretionary Index ETF	Added	1,230,772	+127,753	$126,572,555	+23.0%	20	$89.93	0.59%
DFAU	Dimensional US Core Equity Market ETF	Added	2,402,356	+66,618	$124,177,766	+17.8%	22	$34.19	0.58%
		Added	1,176,003	+72,895	$123,668,464	+21.0%	26+	before history	0.58%
AVXC	Avantis Emerging Markets ex-China Equity ETF	Added	1,434,184	+94,131	$122,834,962	+35.5%	8	$60.73	0.57%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	1,212,408	+244,992	$122,053,072	+25.3%	17	unpriced	0.57%
WMT	Walmart Inc. Consumer Defensive	Added	1,033,858	+129,051	$117,094,715	+4.1%	26+	before history	0.55%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	1,141,965	+137,632	$115,121,462	+14.0%	26+	before history	0.54%
FHLC	Fidelity MSCI Health Care Index ETF	Added	1,487,576	+108,393	$114,915,224	+18.4%	25	$72.45	0.54%
SPY	Spdr S&P 500 ETF Trust	Added	153,567	+58,453	$114,605,377	+85.7%	26+	before history	0.54%
V	Visa Inc. Financial Services	Added	330,772	+28,720	$113,484,524	+24.3%	26+	before history	0.53%
SCMC		Added	4,424,926	+424,305	$111,193,963	+11.2%	2	$25.13	0.52%
FUTY	Fidelity MSCI Utilities Index ETF	Added	1,865,665	+176,824	$108,992,116	+9.3%	16	$51.46	0.51%
MAYT	AllianzIM U.S. Equity Buffer10 May ETF	Added	2,654,485	+2,653,982	$103,519,605	+556008.5%	7	$38.36	0.48%
MA	Mastercard Inc Financial Services	Reduced	194,342	-5,787	$99,814,018	−0.2%	26+	before history	0.47%
MDYV	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF	Added	1,051,996	+91,417	$99,781,787	+22.0%	16	unpriced	0.47%

Showing the top 50 of 2,631 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.