HOWARD BAILEY SECURITIES, LLC

Broker-Dealer

CIK

2043986

Location

FORT WAYNE, IN

Portfolio Value

Small $262,087,808

Diversification

Diversified

Filing Date

Global Rank

#5,619 / 8,794 ▲ 34 · as of Jun 2026

Top Industry

Semiconductors 18.4%

Period ended 3 months ago

Filed Aug 10, 2026 · 54d

8 quarters · since Sep 2024

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

70 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

15.6%

+0.4 pts

Top 5

58.8%

−1.1 pts

Top 10

80.2%

+0.5 pts

HHI

866

Diversified+11

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	90.9%	$238,366,460	27
Technology	3.9%	$10,235,043	15
Financial Services	1.2%	$3,252,114	7
Basic Materials	0.9%	$2,400,622	3
Communication Services	0.8%	$2,117,012	3
Healthcare	0.7%	$1,927,649	6
Consumer Cyclical	0.6%	$1,690,362	2
Industrials	0.6%	$1,631,844	5
Consumer Defensive	0.2%	$466,702	2

Last Quarter's Activity

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Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
CVGD	CresAlta Global Dividend ETF	+131,984	246,955	$6,625,245
NITE	The Nightview Fund	+118,837	1,295,101	$32,422,853
BILZ	PIMCO Ultra Short Government Active ETF	+42,145	74,360	$5,515,168
AAPR	Innovator Equity Defined Protection ETF - 2 Yr to April 2028	+20,078	227,515	$6,090,852
AIOO	AllianzIM U.S. Equity Buffer100 Protection ETF	+17,244	687,610	$22,944,672
—		+10,772	201,456	$21,185,112
AGGH	Simplify Aggregate Bond ETF	+7,262	884,274	$20,462,547
—		+6,182	137,966	$36,767,167
ACSG	American Century Small Cap Growth Insights ETF	+5,341	154,349	$12,715,270
SCEP	Sterling Capital Hedged Equity Premium Income ETF	+4,076	105,358	$2,650,280
BNDW	Vanguard Total World Bond ETF	+627	49,308	$5,986,977
ABI	VictoryShares Pioneer Asset-Based Income ETF	+563	7,544	$636,921
META	Meta Platforms, Inc.	+47	889	$500,764
LLY	ELI LILLY & Co	+5	465	$557,734
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−81,528	42,384	$1,925,971
FNDA	Schwab Fundamental U.S. Small Company ETF	−29,629	51,636	$1,604,246
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	−25,330	126,948	$7,172,324
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	−22,638	134,084	$9,205,224
AFGR	First Trust Active Factor Large Cap Growth ETF	−6,420	7,692	$331,063
AMZN	Amazon Com Inc	−4,565	4,664	$1,111,617
MRVL	Marvell Technology, Inc.	−2,377	1,102	$328,274
BDVG	IMGP Berkshire Dividend Growth ETF	−2,325	7,728	$236,554
AAXJ	iShares MSCI All Country Asia ex Japan ETF	−2,153	399,391	$40,789,886
BASA	Basanite, Inc.	−1,792	55,228	$1,387,327
VB	Vanguard Morningstar Small-Cap ETF	−759	3,106	$981,872
NVDA	Nvidia Corp	−691	8,438	$1,688,359
TACN	T. Rowe Price Active Core International Equity ETF	−599	5,394	$236,526
SCHW	Schwab Charles Corp	−508	3,392	$312,979
GOOGL	Alphabet Inc.	−364	3,926	$1,393,766
WMT	Walmart Inc.	−326	2,013	$227,992
JNJ	Johnson & Johnson	−321	1,055	$267,938
MSFT	Microsoft Corp	−223	6,034	$2,250,802
AAPL	Apple Inc.	−161	7,833	$2,266,556
ORCL	Oracle Corp	−144	1,564	$229,204
TTWO	Take Two Interactive Software Inc	−127	890	$222,482
SPGI	S&P Global Inc.	−94	773	$314,811
BRK-B	Berkshire Hathaway Inc	−88	583	$291,727
JPM	Jpmorgan Chase & Co	−81	1,276	$417,673
SNPS	Synopsys Inc	−79	765	$341,243
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
MU	Micron Technology Inc	488	$563,293
NOW	ServiceNow, Inc.	3,452	$342,714
ADI	Analog Devices Inc	798	$316,941
AMD	Advanced Micro Devices Inc	466	$270,704
VRSK	Verisk Analytics, Inc.	1,337	$240,031
UNH	Unitedhealth Group Inc	562	$233,584
ROK	Rockwell Automation, Inc	452	$223,776
IVOG	Vanguard S&P Mid-Cap 400 Growth ETF	2,640	$218,116
QCOM	Qualcomm Inc/De	1,168	$215,834
NXPI	NXP Semiconductors N.V.	746	$209,648
SHOP	Shopify Inc.	1,821	$207,921
AXP	American Express Co	604	$204,303
AFK	VanEck Africa Index ETF	7,873	$201,233
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
PH	Parker-Hannifin Corp	677	$606,077
RTX	RTX Corp	2,275	$438,847
XOM	ExxonMobil Holdings Corp	2,265	$384,279
AKAM	Akamai Technologies Inc	2,065	$237,165
IAUM	iShares Gold Trust Micro	4,571	$213,465
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

70 tracked positions · $262,087,808 total · filing declares 121 positions · $266,581,897 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology

Showing 1–50 of 70 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Reduced	399,391	-2,153	$40,789,886	—	15.56%
		Added	137,966	+6,182	$36,767,167	+21.0%	14.03%
NITE	The Nightview Fund	Added	1,295,101	+118,837	$32,422,853	+9.9%	12.37%
AIOO	AllianzIM U.S. Equity Buffer100 Protection ETF	Added	687,610	+17,244	$22,944,672	+3.7%	8.75%
		Added	201,456	+10,772	$21,185,112	+19.9%	8.08%
AGGH	Simplify Aggregate Bond ETF	Added	884,274	+7,262	$20,462,547	+1.3%	7.81%
ACSG	American Century Small Cap Growth Insights ETF	Added	154,349	+5,341	$12,715,270	+12.0%	4.85%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Reduced	134,084	-22,638	$9,205,224	−5.3%	3.51%
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	Reduced	126,948	-25,330	$7,172,324	−10.8%	2.74%
CVGD	CresAlta Global Dividend ETF	Added	246,955	+131,984	$6,625,245	+134.8%	2.53%
AAPR	Innovator Equity Defined Protection ETF - 2 Yr to April 2028	Added	227,515	+20,078	$6,090,852	+10.2%	2.32%
BNDW	Vanguard Total World Bond ETF	Added	49,308	+627	$5,986,977	+22.8%	2.28%
BILZ	PIMCO Ultra Short Government Active ETF	Added	74,360	+42,145	$5,515,168	+157.6%	2.10%
SCEP	Sterling Capital Hedged Equity Premium Income ETF	Added	105,358	+4,076	$2,650,280	+5.3%	1.01%
AAPL	Apple Inc. Technology	Reduced	7,833	-161	$2,266,556	+11.7%	0.86%
MSFT	Microsoft Corp Technology	Reduced	6,034	-223	$2,250,802	−2.8%	0.86%
		Reduced	42,384	-81,528	$1,925,971	−60.7%	0.73%
NVDA	Nvidia Corp Technology	Reduced	8,438	-691	$1,688,359	+6.0%	0.64%
FNDA	Schwab Fundamental U.S. Small Company ETF	Reduced	51,636	-29,629	$1,604,246	−27.6%	0.61%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,926	-364	$1,393,766	+13.2%	0.53%
BASA	Basanite, Inc. Basic Materials	Reduced	55,228	-1,792	$1,387,327	+10.8%	0.53%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	4,664	-4,565	$1,111,617	−42.2%	0.42%
V	Visa Inc. Financial Services	Reduced	2,979	-56	$1,022,065	+11.4%	0.39%
STLD	Steel Dynamics Inc Basic Materials	Held	4,416	0	$1,013,295	+27.5%	0.39%
VB	Vanguard Morningstar Small-Cap ETF	Reduced	3,106	-759	$981,872	−3.3%	0.37%
AVGO	Broadcom Inc. Technology	Reduced	2,051	-36	$774,765	+19.9%	0.30%
WFC	Wells Fargo & Company/Mn Financial Services	Reduced	8,332	-1	$688,556	+3.8%	0.26%
CSX	Csx Corp Industrials	Reduced	14,143	-13	$672,216	+15.7%	0.26%
ABI	VictoryShares Pioneer Asset-Based Income ETF	Added	7,544	+563	$636,921	+131.1%	0.24%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	1,376	-43	$578,745	+9.7%	0.22%
MU	Micron Technology Inc Technology	NEW	488	NEW	$563,293	NEW	0.21%
LLY	ELI LILLY & Co Healthcare	Added	465	+5	$557,734	+31.8%	0.21%
CAPE	DoubleLine Shiller CAPE U.S. Equities ETF	Reduced	10,376	-39	$509,357	−1.0%	0.19%
META	Meta Platforms, Inc. Communication Services	Added	889	+47	$500,764	+4.0%	0.19%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	1,276	-81	$417,673	+4.6%	0.16%
FMCE	FM Compounders Equity ETF	Held	1,402	0	$401,098	+14.2%	0.15%
ABBV	AbbVie Inc. Healthcare	Reduced	1,407	-30	$354,057	+13.3%	0.14%
NOW	ServiceNow, Inc. Technology	NEW	3,452	NEW	$342,714	NEW	0.13%
SNPS	Synopsys Inc Technology	Reduced	765	-79	$341,243	+2.0%	0.13%
		Reduced	13,960	-56	$331,829	−0.8%	0.13%
AFGR	First Trust Active Factor Large Cap Growth ETF	Reduced	7,692	-6,420	$331,063	−38.4%	0.13%
MRVL	Marvell Technology, Inc. Technology	Reduced	1,102	-2,377	$328,274	−4.7%	0.13%
ADI	Analog Devices Inc Technology	NEW	798	NEW	$316,941	NEW	0.12%
SPGI	S&P Global Inc. Financial Services	Reduced	773	-94	$314,811	−14.6%	0.12%
SCHW	Schwab Charles Corp Financial Services	Reduced	3,392	-508	$312,979	−14.6%	0.12%
NTRA	Natera, Inc. Healthcare	Held	1,088	0	$295,337	+35.7%	0.11%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	583	-88	$291,727	−9.3%	0.11%
ETN	Eaton Corp plc Industrials	Reduced	650	-45	$276,978	+11.4%	0.11%
AMD	Advanced Micro Devices Inc Technology	NEW	466	NEW	$270,704	NEW	0.10%
JNJ	Johnson & Johnson Healthcare	Reduced	1,055	-321	$267,938	−20.3%	0.10%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.