SMART Wealth LLC

Registered adviser

CIK

2044723

Location

Omaha, NE

Portfolio Value

Small $457,901,504

Diversification

Diversified

Files via

AE Wealth Management LLC

Filing Date

Global Rank

#4,069 / 8,818 ▲ 489

Top Industry

Semiconductors 24.0%

Period ended 4 months ago

Filed Aug 6, 2026 · 3mo

15 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 315496

Roster of Oct 1, 2026

Regulatory AUM

$686,409,925

Main clients

Individuals and high net worth (87% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Aug 2026 to Oct 2026	$686,409,925	Individuals and high net worth (87%)
Apr 2026 to Jul 2026	$632,340,216	Individuals and high net worth (94%)
Dec 2025 to Mar 2026	$448,397,840	Individuals and high net worth (98%)
Apr 2025 to Sep 2025	$439,967,840	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$302,935,897	Individuals and high net worth (100%)
May 2023 to Mar 2024	$211,215,365	Individuals and high net worth (100%)

4 earlier changes not shown.

Stated strategy

Multi-asset, Fixed income / rates, Wealth management / planning Form ADV Part 2A, Jul 23, 2026 · original

In the firm's words

Multi-asset: These models may include a number of asset classes, including equities, both domestic and international, exchange-traded funds, mutual funds, fixed income, REITs, and commodities, amongst others.
Fixed income / rates: These models may include a number of asset classes, including equities, both domestic and international, exchange-traded funds, mutual funds, fixed income, REITs, and commodities, amongst others.
Wealth management / planning: We manage households and accounts on a goals-based approach so not every account is diversified.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 49.3%, 27.1 effective positions, active share 76.8% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

63.0% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 6.5 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 76.8%; sector active share 62.4% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

220 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

10.1%

−5.6 pts

Top 5

34.6%

−3.9 pts

Top 10

49.3%

−4.4 pts

HHI

368

Diversified−116

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	75.2%	$344,533,783	141
Technology	11.9%	$54,635,240	25
Financial Services	4.9%	$22,400,011	16
Communication Services	2.9%	$13,352,175	4
Industrials	2.1%	$9,530,140	15
Healthcare	0.8%	$3,701,301	5
Basic Materials	0.8%	$3,459,635	2
Consumer Cyclical	0.7%	$3,090,750	3
Consumer Defensive	0.3%	$1,458,859	4
Energy	0.2%	$1,059,805	3
Real Estate	0.1%	$679,805	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
STRN	Stran & Company, Inc.	+163,357	306,434	$8,796,187
BILZ	PIMCO ETF Trust	+134,910	287,474	$29,014,750
SGRT	SMART Earnings Growth 30 ETF	+128,000	240,266	$9,009,975
ALLW	SSGA Active Trust	+108,562	216,960	$6,350,419
ONEZ	TrueShares Seasonality Laddered Buffered ETF	+72,392	195,065	$5,381,843
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+43,469	66,537	$4,525,181
SPMO	Invesco Ltd.	+43,448	45,954	$7,423,409
LMUB	iShares Long-Term National Muni Bond ETF	+41,354	68,464	$3,506,726
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	+35,539	71,824	$4,180,156
JEPI	JPMorgan Equity Premium Income ETF	+34,997	143,327	$8,095,108
IEMG	iShares Trust	+34,291	56,698	$4,696,862
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+33,749	101,787	$6,003,397
LMBS	First Trust Low Duration Opportunities ETF	+25,780	48,850	$2,431,753
THRO		+24,512	38,575	$1,662,968
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+22,435	44,456	$2,470,419
EFV	iShares MSCI EAFE Value ETF	+22,232	40,479	$3,098,667
BLCR		+17,939	27,248	$1,372,481
BAI	BlackRock ETF Trust	+16,690	29,459	$1,553,078
BTSG	BrightSpring Health Services, Inc.	+15,518	23,639	$1,648,583
IVW	iShares S&P 500 Growth ETF	+15,187	25,649	$3,527,506
SCCO	Southern Copper Corp	+13,406	17,054	$2,971,830
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+13,293	44,687	$3,927,093
SPY	Spdr S&P 500 ETF Trust	+11,837	13,093	$9,777,459
EFG	iShares MSCI EAFE Growth ETF	+11,694	21,547	$2,680,877
QSPT	FT Vest Nasdaq-100 Buffer ETF - September	+10,956	71,436	$2,488,830
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
QDEC	FT Vest Nasdaq-100 Buffer ETF - December	−45,062	77,903	$2,774,125
QJUN	FT Vest Nasdaq-100 Buffer ETF - June	−43,609	80,056	$2,704,772
QBUF		−29,329	179,444	$5,520,774
DJAN	FT Vest U.S. Equity Deep Buffer ETF - January	−26,038	90,896	$4,137,949
VTWO	VANGUARD RUSSELL 2000 INDEX FUND	−25,205	4,254	$516,520
SMAY	FT Vest U.S. Small Cap Moderate Buffer ETF - May	−24,329	37,657	$1,068,705
FAUG	FT Vest U.S. Equity Buffer ETF - August	−23,973	37,007	$2,091,080
ZALT		−23,833	37,185	$1,259,455
GFEB	FT Vest U.S. Equity Moderate Buffer ETF - February	−22,673	35,005	$1,541,235
FJAN	FT Vest U.S. Equity Buffer ETF - January	−20,441	87,156	$4,801,424
EALT		−20,091	167,620	$6,010,853
DFEB	FT Vest U.S. Equity Deep Buffer ETF - February	−19,823	30,537	$1,541,874
RSP	Victory Portfolios II	−18,877	6,987	$1,486,623
FJUL	FT Vest U.S. Equity Buffer ETF - July	−18,655	80,703	$4,805,056
DHDG	FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF	−17,153	139,786	$5,111,554
DECT	AllianzIM U.S. Equity Buffer10 Dec ETF	−17,103	86,727	$3,405,162
TUA	Simplify Short Term Treasury Futures Strategy ETF	−16,155	17,838	$364,341
DIV	Global X SuperDividend U.S. ETF	−15,944	161,278	$3,072,345
SCNM		−14,219	177,111	$4,455,227
—		−13,540	34,096	$1,549,356
GLW	Corning Inc	−13,300	790	$201,789
RDVY	First Trust Rising Dividend Achievers ETF	−13,249	103,047	$8,352,989
FGD	First Trust Dow Jones Global Select Dividend Index Fund	−12,754	99,371	$3,178,878
PAYM		−10,046	19,419	$487,805
VOO	VANGUARD 500 INDEX FUND	−7,675	5,943	$4,081,711
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
XLSR	State Street(R) US Sector Rotation ETF	109,367	$7,093,543
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	125,434	$6,320,619
SIXD	AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF	189,841	$5,853,747
FBCG	Fidelity Covington Trust	79,452	$4,934,763
MAYT	AllianzIM U.S. Equity Buffer10 May ETF	121,864	$4,752,452
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	84,793	$4,390,581
CIEN	Ciena Corp	7,558	$3,707,652
SSCP	SMART Small Cap ETF	137,533	$3,560,729
SMCP		139,030	$3,474,359
FMTM	MarketDesk Focused U.S. Momentum ETF	78,391	$3,420,983
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	16,384	$3,141,632
JUNT	AllianzIM U.S. Equity Buffer10 Jun ETF	74,836	$2,828,052
DELL	Dell Technologies Inc.	6,530	$2,817,433
FEBT	AllianzIM U.S. Equity Buffer10 Feb ETF	56,854	$2,338,973
ARW	Arrow Electronics, Inc.	10,079	$2,150,959
—		33,592	$1,937,250
MAYW	AllianzIM U.S. Equity Buffer20 May ETF	53,419	$1,857,378
DARP	Grizzle Growth ETF	27,858	$1,670,365
—		47,069	$1,573,516
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	22,233	$1,502,061
JUNW	AllianzIM U.S. Equity Buffer20 Jun ETF	35,528	$1,221,807
SCHC	Schwab International Small-Cap Equity ETF	23,018	$1,107,626
C	Citigroup Inc	7,448	$1,042,422
MS	Morgan Stanley	4,907	$1,025,759
LSCC	Lattice Semiconductor Corp	5,302	$810,993
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SIXO	AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF	187,385	$6,329,865
DECU	AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF	234,110	$6,222,643
SEPT	AllianzIM U.S. Equity Buffer10 Sep ETF	91,077	$3,128,586
JULU	AllianzIM U.S. Equity Buffer15 Uncapped Jul ETF	75,360	$2,151,528
GSEP	FT Vest U.S. Equity Moderate Buffer ETF - September	52,815	$2,012,779
OCTW	AllianzIM U.S. Equity Buffer20 Oct ETF	47,946	$1,844,482
SEPW	AllianzIM U.S. Equity Buffer20 Sep ETF	53,948	$1,704,163
SIXZ	AllianzIM U.S. Equity 6 Month Buffer10 May/Nov ETF	39,334	$1,140,725
APH	Amphenol Corp	8,032	$1,014,843
—		26,244	$964,755
CVNA	Carvana Co.	2,828	$889,066
—		20,996	$853,340
—		19,460	$799,825
JULW	AllianzIM U.S. Equity Buffer20 Jul ETF	19,717	$765,256
—		14,898	$578,474
MNST	Monster Beverage Corp	7,137	$517,147
MTZ	Mastec Inc	1,544	$496,766
KEY	Keycorp	23,762	$476,428
SPG	Simon Property Group Inc.	2,367	$441,516
HL	Hecla Mining Co	21,849	$407,046
CDE	Coeur Mining, Inc.	20,455	$383,940
SEPU	AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF	12,201	$341,628
WMB	Williams Companies, Inc.	4,603	$335,006
KTOS	Kratos Defense & Security Solutions, Inc.	4,527	$319,198
EIX	Edison International	4,357	$318,845
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

220 tracked positions · $457,901,504 total · filing declares 222 positions · $464,012,512 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 220 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
BILZ	PIMCO ETF Trust	Added	287,474	+134,910	$29,014,750	+88.4%	5	$100.85	6.34%
NVDA	Nvidia Corp Technology	Added	76,294	+230	$15,265,666	+15.1%	11	unpriced	3.33%
IVV	iShares Core S&P 500 ETF	Added	14,406	+8,269	$10,788,509	+169.1%	12	unpriced	2.36%
SPY	Spdr S&P 500 ETF Trust	Added	13,093	+11,837	$9,777,459	+1097.0%	15	before history	2.14%
SGRT	SMART Earnings Growth 30 ETF	Added	240,266	+128,000	$9,009,975	+200.8%	4	$28.52	1.97%
STRN	Stran & Company, Inc. Communication Services	Added	306,434	+163,357	$8,796,187	+198.0%	4	$23.55	1.92%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	103,047	-13,249	$8,352,989	+5.2%	10	$55.80	1.82%
JEPI	JPMorgan Equity Premium Income ETF	Added	143,327	+34,997	$8,095,108	+31.8%	11	$56.79	1.77%
SPMO	Invesco Ltd. Financial Services	Added	45,954	+43,448	$7,423,409	+2542.3%	6	$138.73	1.62%
XLSR	State Street(R) US Sector Rotation ETF	NEW	109,367	NEW	$7,093,543	NEW	1	$63.62	1.55%
ALLW	SSGA Active Trust	Added	216,960	+108,562	$6,350,419	+103.1%	5	$27.91	1.39%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	NEW	125,434	NEW	$6,320,619	NEW	1	$49.57	1.38%
EALT		Reduced	167,620	-20,091	$6,010,853	−4.7%	10	$28.71	1.31%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Added	101,787	+33,749	$6,003,397	+48.2%	12	$58.72	1.31%
SIXD	AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF	NEW	189,841	NEW	$5,853,747	NEW	1	$30.21	1.28%
QBUF		Reduced	179,444	-29,329	$5,520,774	−9.5%	6	$26.58	1.21%
ONEZ	TrueShares Seasonality Laddered Buffered ETF	Added	195,065	+72,392	$5,381,843	+75.2%	6	$25.85	1.18%
WDC	Western Digital Corp Technology	Added	8,197	+1,403	$5,235,587	+184.9%	2	$299.59	1.14%
MU	Micron Technology Inc Technology	Reduced	4,530	-2,139	$5,228,933	+132.1%	5	$211.07	1.14%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	10,258	-2,010	$5,133,000	−12.7%	15	before history	1.12%
DHDG	FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF	Reduced	139,786	-17,153	$5,111,554	−3.2%	6	unpriced	1.12%
FBCG	Fidelity Covington Trust	NEW	79,452	NEW	$4,934,763	NEW	1	$59.37	1.08%
FJUL	FT Vest U.S. Equity Buffer ETF - July	Reduced	80,703	-18,655	$4,805,056	−11.6%	10	unpriced	1.05%
FJAN	FT Vest U.S. Equity Buffer ETF - January	Reduced	87,156	-20,441	$4,801,424	−11.5%	10	unpriced	1.05%
MAYT	AllianzIM U.S. Equity Buffer10 May ETF	NEW	121,864	NEW	$4,752,452	NEW	1	$38.37	1.04%
IEMG	iShares Trust	Added	56,698	+34,291	$4,696,862	—	7	unpriced	1.03%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	66,537	+43,469	$4,525,181	+237.2%	3	$63.44	0.99%
SCNM		Reduced	177,111	-14,219	$4,455,227	−6.3%	2	$25.17	0.97%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	NEW	84,793	NEW	$4,390,581	NEW	1	$51.14	0.96%
GLD	Spdr Gold Trust	Added	11,746	+982	$4,326,991	−6.6%	15	before history	0.94%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Added	71,824	+35,539	$4,180,156	+96.8%	10	$58.40	0.91%
DJAN	FT Vest U.S. Equity Deep Buffer ETF - January	Reduced	90,896	-26,038	$4,137,949	−16.8%	10	unpriced	0.90%
VOO	VANGUARD 500 INDEX FUND	Reduced	5,943	-7,675	$4,081,711	−49.8%	15	before history	0.89%
AAPL	Apple Inc. Technology	Reduced	13,782	-2,593	$3,987,959	−4.0%	15	before history	0.87%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	44,687	+13,293	$3,927,093	+63.4%	11	$71.65	0.86%
CIEN	Ciena Corp Technology	NEW	7,558	NEW	$3,707,652	NEW	1	$509.94	0.81%
SSCP	SMART Small Cap ETF	NEW	137,533	NEW	$3,560,729	NEW	1	$25.03	0.78%
IVW	iShares S&P 500 Growth ETF	Added	25,649	+15,187	$3,527,506	+198.1%	9	unpriced	0.77%
LMUB	iShares Long-Term National Muni Bond ETF	Added	68,464	+41,354	$3,506,726	+159.1%	2	unpriced	0.77%
SMCP		NEW	139,030	NEW	$3,474,359	NEW	1	$24.37	0.76%
FMTM	MarketDesk Focused U.S. Momentum ETF	NEW	78,391	NEW	$3,420,983	NEW	1	$39.90	0.75%
DECT	AllianzIM U.S. Equity Buffer10 Dec ETF	Reduced	86,727	-17,103	$3,405,162	−7.7%	3	$36.01	0.74%
MUB	iShares National Muni Bond ETF	Added	31,597	+9,438	$3,400,469	+44.6%	15	before history	0.74%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	33,365	-6,600	$3,217,386	−9.2%	10	$88.88	0.70%
FGD	First Trust Dow Jones Global Select Dividend Index Fund	Reduced	99,371	-12,754	$3,178,878	−11.2%	10	$23.33	0.69%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	NEW	16,384	NEW	$3,141,632	NEW	1	$187.82	0.69%
EFV	iShares MSCI EAFE Value ETF	Added	40,479	+22,232	$3,098,667	+128.4%	8	unpriced	0.68%
DIV	Global X SuperDividend U.S. ETF	Reduced	161,278	-15,944	$3,072,345	−8.3%	10	unpriced	0.67%
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	Reduced	54,045	-3,349	$2,982,203	−6.1%	10	$57.99	0.65%
SCCO	Southern Copper Corp Basic Materials	Added	17,054	+13,406	$2,971,830	+373.5%	2	unpriced	0.65%

Showing the top 50 of 220 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.