Nicholas Wealth, LLC.

Registered adviser

CIK

1911391

Location

MARIETTA, GA

Portfolio Value

Small $185,078,292

Diversification

Diversified

Files via

AE Wealth Management LLC

Filing Date

Global Rank

#6,784 / 8,818 ▲ 1020 · as of Jun 2026

Top Industry

Semiconductors 11.2%

Period ended 28 days ago

Filed Oct 26, 2026 · 2d

13 quarters · since Sep 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 282635

Roster of Oct 1, 2026

Regulatory AUM

$739,826,707

Main clients

Registered funds and BDCs (60% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$739,826,707	Registered funds and BDCs (60%)
Apr 2025 to Mar 2026	$413,710,307	Individuals and high net worth (50%)
Apr 2024 to Mar 2025	$203,057,268	Individuals and high net worth (73%)
May 2023 to Mar 2024	$142,393,104	Individuals and high net worth (86%)
Apr 2023	$142,393,104	Individuals and high net worth (86%)
Apr 2022 to Mar 2023	$130,456,558	Individuals and high net worth (100%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 38.1%, 21.0 effective positions, active share 69.2% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

30.5% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 7.6 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 69.2%; sector active share 20.6% against the combined 13F book's sector weights.

Over time 12 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

128 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.7%

−2.0 pts

Top 5

28.0%

−2.0 pts

Top 10

36.2%

−1.8 pts

HHI

407

Diversified−70

Portfolio Trend

13 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	29.7%	$55,019,014	40
Technology	21.4%	$39,629,253	20
Financial Services	9.1%	$16,802,531	15
Healthcare	8.6%	$15,925,661	12
Consumer Cyclical	7.1%	$13,211,262	6
Communication Services	6.0%	$11,190,346	7
Industrials	5.7%	$10,523,844	9
Consumer Defensive	5.0%	$9,206,647	7
Energy	3.7%	$6,761,507	5
Utilities	2.4%	$4,520,813	5
Basic Materials	0.7%	$1,263,859	1
Real Estate	0.6%	$1,023,555	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BUFD	FT Vest Laddered Deep Buffer ETF	+51,419	93,772	$2,847,855
BLOX	Nicholas Crypto Income ETF	+18,903	214,289	$2,907,901
GIAX	Nicholas Global Equity and Income ETF	+17,681	1,312,253	$21,153,518
IREN	IREN Ltd	+13,142	45,304	$1,852,027
SYM	Symbotic Inc.	+11,514	33,820	$1,422,807
SPCX	Space Exploration Technologies Corp	+10,762	13,734	$2,071,911
PBFR	PGIM Laddered S&P 500 Buffer 20 ETF	+7,167	32,569	$1,017,944
WMT	Walmart Inc.	+3,974	15,910	$1,653,367
ORCL	Oracle Corp	+3,847	12,971	$1,780,918
UBER	Uber Technologies, Inc	+3,768	19,878	$1,361,841
KO	Coca Cola Co	+3,538	22,005	$1,894,190
NEE	Nextera Energy Inc	+3,385	18,434	$1,396,191
VUG	VANGUARD GROWTH INDEX FUND	+3,224	7,440	$670,418
IONQ	IonQ, Inc.	+3,109	40,885	$1,793,216
HD	Home Depot, Inc.	+2,788	7,691	$2,188,012
ORLY	O Reilly Automotive Inc	+2,716	15,208	$1,298,915
AMGN	Amgen Inc	+2,595	6,192	$2,609,989
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+2,521	11,274	$668,660
PLTR	Palantir Technologies Inc.	+2,483	12,117	$2,266,484
MRK	Merck & Co., Inc.	+1,950	12,343	$1,793,561
VXUS	Vanguard Total International Stock ETF	+1,902	13,178	$1,119,602
VST	Vistra Corp.	+1,867	9,533	$1,318,890
BAC	Bank Of America Corp	+1,501	26,631	$1,449,525
AES	Aes Corp	+1,351	77,812	$1,159,398
CF	CF Industries Holdings, Inc.	+1,217	10,971	$1,263,859
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FIAX	Nicholas Fixed Income Alternative ETF	−87,640	513,369	$8,732,406
PGY	Pagaya Technologies Ltd.	−7,286	86,845	$1,504,155
LQDW	iShares, Inc.	−3,180	22,761	$0
ANGL	VanEck Fallen Angel High Yield Bond ETF	−2,747	18,622	$517,877
DELL	Dell Technologies Inc.	−2,362	3,786	$2,036,678
SO	Southern Co	−2,068	5,138	$425,888
PANW	Palo Alto Networks Inc	−1,897	4,682	$1,860,205
AMD	Advanced Micro Devices Inc	−1,359	3,716	$2,273,300
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	−1,344	9,946	$498,692
PAA	Plains All American Pipeline LP	−1,143	55,490	$1,316,222
VGHY	Vanguard High-Yield Active ETF	−1,072	6,848	$494,733
VCRB	VANGUARD CORE BOND ETF	−1,040	6,938	$510,775
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−1,013	6,766	$522,673
VTG	VANGUARD TOTAL TREASURY ETF	−1,001	7,895	$570,334
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	−969	7,192	$563,205
VTC	VANGUARD TOTAL CORPORATE BOND ETF	−966	9,678	$704,364
BMY	Bristol Myers Squibb Co	−916	21,289	$1,328,433
CORP	PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund	−813	5,555	$509,949
MU	Micron Technology Inc	−765	4,316	$4,597,014
AAPL	Apple Inc.	−611	9,413	$3,134,717
SPY	Spdr S&P 500 ETF Trust	−341	1,040	$793,135
LNC	Lincoln National Corp	−269	29,108	$1,171,888
QXO	QXO, Inc.	−256	15,940	$186,338
NBIS	Nebius Group N.V.	−182	11,052	$2,606,945
WDC	Western Digital Corp	−144	861	$391,290
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	12,140	$1,975,785
ISRG	Intuitive Surgical Inc	3,681	$1,496,805
CI	Cigna Group	5,073	$1,378,993
FIG	Figma, Inc.	55,705	$1,170,919
PSEP		13,023	$610,257
RBIL	F/m Ultrashort Treasury Inflation-Protected Security (TIPS) ETF	6,205	$309,970
ZTRE	F/m 3-Year Investment Grade Corporate Bond ETF	6,168	$305,383
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	4,266	$299,259
NTRA	Natera, Inc.	717	$296,343
CVX	Chevron Corp	1,085	$221,567
LITE	Lumentum Holdings Inc.	216	$209,792
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	1,607	$201,951
No positions match the current search.

Sold Out

Positions the filer fully exited

11 positions

Ticker	Company	Shares	Value
BOXX	Alpha Architect 1-3 Month Box ETF	21,326	$2,497,061
CRWD	CrowdStrike Holdings, Inc.	2,714	$2,071,161
HIMS	Hims & Hers Health, Inc.	58,864	$2,040,814
SOFI	SoFi Technologies, Inc.	71,793	$1,287,248
ADBE	Adobe Inc.	4,794	$982,865
AMAT	Applied Materials Inc	386	$279,078
ALAB	Astera Labs, Inc.	501	$241,993
SE	Sea Ltd	2,386	$228,650
LMT	Lockheed Martin Corp	438	$223,143
GEV	GE Vernova Inc.	174	$204,425
AGG	iShares Core U.S. Aggregate Bond ETF	2,052	$203,106
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

128 tracked positions · $185,078,292 total · filing declares 129 positions · $191,574,266 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 128 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GIAX	Nicholas Global Equity and Income ETF	Added	1,312,253	+17,681	$21,153,518	−5.3%	11.43%
FIAX	Nicholas Fixed Income Alternative ETF	Reduced	513,369	-87,640	$8,732,406	−17.5%	4.72%
NVDA	Nvidia Corp Technology	Added	22,499	+28	$5,138,321	+14.3%	2.78%
TSLA	Tesla, Inc. Consumer Cyclical	Added	13,942	+1,019	$4,946,761	−9.0%	2.67%
MU	Micron Technology Inc Technology	Reduced	4,316	-765	$4,597,014	−21.6%	2.48%
MSFT	Microsoft Corp Technology	Added	8,620	+298	$4,421,198	+42.4%	2.39%
AAPL	Apple Inc. Technology	Reduced	9,413	-611	$3,134,717	+8.1%	1.69%
BLOX	Nicholas Crypto Income ETF	Added	214,289	+18,903	$2,907,901	−4.4%	1.57%
BUFD	FT Vest Laddered Deep Buffer ETF	Added	93,772	+51,419	$2,847,855	+126.2%	1.54%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	10,986	-4	$2,737,161	+4.5%	1.48%
AMGN	Amgen Inc Healthcare	Added	6,192	+2,595	$2,609,989	+100.4%	1.41%
NBIS	Nebius Group N.V. Communication Services	Reduced	11,052	-182	$2,606,945	−16.0%	1.41%
META	Meta Platforms, Inc. Communication Services	Added	3,347	+315	$2,427,177	+42.1%	1.31%
AMD	Advanced Micro Devices Inc Technology	Reduced	3,716	-1,359	$2,273,300	−22.9%	1.23%
PLTR	Palantir Technologies Inc. Technology	Added	12,117	+2,483	$2,266,484	+101.6%	1.22%
HD	Home Depot, Inc. Consumer Cyclical	Added	7,691	+2,788	$2,188,012	+26.5%	1.18%
SPCX	Space Exploration Technologies Corp Industrials	Added	13,734	+10,762	$2,071,911	+308.0%	1.12%
DELL	Dell Technologies Inc. Technology	Reduced	3,786	-2,362	$2,036,678	−23.2%	1.10%
VLO	Valero Energy Corp Energy	Reduced	5,171	-144	$2,004,331	+44.8%	1.08%
XOM	ExxonMobil Holdings Corp Energy	NEW	12,140	NEW	$1,975,785	NEW	1.07%
HOOD	Robinhood Markets, Inc. Financial Services	Added	17,562	+133	$1,975,725	+13.0%	1.07%
JPM	Jpmorgan Chase & Co Financial Services	Added	5,919	+564	$1,958,182	+11.7%	1.06%
AVGO	Broadcom Inc. Technology	Added	5,437	+448	$1,909,420	+1.3%	1.03%
KO	Coca Cola Co Consumer Defensive	Added	22,005	+3,538	$1,894,190	+26.2%	1.02%
PANW	Palo Alto Networks Inc Technology	Reduced	4,682	-1,897	$1,860,205	−17.1%	1.01%
IREN	IREN Ltd Financial Services	Added	45,304	+13,142	$1,852,027	+25.9%	1.00%
MRK	Merck & Co., Inc. Healthcare	Added	12,343	+1,950	$1,793,561	+34.3%	0.97%
IONQ	IonQ, Inc. Technology	Added	40,885	+3,109	$1,793,216	−10.9%	0.97%
ORCL	Oracle Corp Technology	Added	12,971	+3,847	$1,780,918	+33.2%	0.96%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	2,571	+290	$1,735,553	+51.8%	0.94%
GOOGL	Alphabet Inc. Communication Services	Added	4,967	+162	$1,709,045	−0.5%	0.92%
ABBV	AbbVie Inc. Healthcare	Added	6,510	+277	$1,702,950	+8.6%	0.92%
ETN	Eaton Corp plc Industrials	Added	3,941	+529	$1,693,487	+16.5%	0.92%
CRM	Salesforce, Inc. Technology	Added	7,253	+599	$1,665,071	+59.7%	0.90%
WMT	Walmart Inc. Consumer Defensive	Added	15,910	+3,974	$1,653,367	+22.3%	0.89%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,760	+90	$1,602,198	+2.6%	0.87%
MS	Morgan Stanley Financial Services	Added	8,156	+414	$1,533,980	−5.2%	0.83%
PGY	Pagaya Technologies Ltd. Technology	Reduced	86,845	-7,286	$1,504,155	−12.4%	0.81%
ISRG	Intuitive Surgical Inc Healthcare	NEW	3,681	NEW	$1,496,805	NEW	0.81%
BAC	Bank Of America Corp Financial Services	Added	26,631	+1,501	$1,449,525	+1.2%	0.78%
SYM	Symbotic Inc. Industrials	Added	33,820	+11,514	$1,422,807	+41.9%	0.77%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	15,679	+226	$1,407,347	+3.6%	0.76%
PM	Philip Morris International Inc. Consumer Defensive	Added	7,327	+322	$1,398,138	+10.3%	0.76%
NEE	Nextera Energy Inc Utilities	Added	18,434	+3,385	$1,396,191	+5.7%	0.75%
CI	Cigna Group Healthcare	NEW	5,073	NEW	$1,378,993	NEW	0.75%
GILD	Gilead Sciences, Inc. Healthcare	Added	9,190	+278	$1,369,769	+21.7%	0.74%
GSL	Global Ship Lease, Inc. Industrials	Reduced	30,936	-140	$1,365,515	+16.9%	0.74%
UBER	Uber Technologies, Inc Technology	Added	19,878	+3,768	$1,361,841	+17.1%	0.74%
GS	Goldman Sachs Group Inc Financial Services	Added	1,504	+84	$1,354,141	−5.7%	0.73%
ABT	Abbott Laboratories Healthcare	Added	13,697	+676	$1,353,674	+14.6%	0.73%

Showing the top 50 of 128 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.