Waverly Advisors, LLC

Registered adviser

CIK

1568787

Location

BIRMINGHAM, AL

Portfolio Value

Large $17,224,832,471

Diversification

Diversified

Reports for

Bonaventure Capital, LLC EARNEST PARTNERS LLC J.P. Morgan Investment Management Inc. SpiderRock Advisors, LLC

Filing Date

Global Rank

#384 / 8,818 ▲ 22

Top Industry

Semiconductors 12.5%

Period ended 4 months ago

Filed Aug 14, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 115332

Roster of Oct 1, 2026

Regulatory AUM

$29,872,072,116

Main clients

Individuals and high net worth (71% of AUM)

Private funds

19 funds · Other private funds

Focus by gross assets, Schedule D of Dec 19, 2024

$1,845,686,944 gross assets

Registered funds advised

1 series (0 index, 1 ETF)

$20,459,409 net assets· N-CEN Aug 31, 2025

Private funds on Schedule D 7.B.(1)

As filed Dec 19, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$225,276,564 gross assets in 8 funds Other private funds $224,246,655 (6) Real estate funds $842,000 (1) Hedge funds $187,909 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Sep 2026 to Oct 2026	$29,872,072,116	Individuals and high net worth (71%)
Apr 2026 to Aug 2026	$29,781,065,619	Individuals and high net worth (71%)
Dec 2025 to Mar 2026	$28,263,743,199	Individuals and high net worth (71%)
Apr 2025 to Sep 2025	$16,130,190,961	Individuals and high net worth (86%)
Jan 2025 to Mar 2025	$14,539,829,905	Individuals and high net worth (84%)
Nov 2024 to Dec 2024	$13,300,436,607	Individuals and high net worth (83%)

9 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 45.1%, 23.7 effective positions, active share 54.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

8.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.5 quarters (12+), a floor since 40.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 54.3%; sector active share 49.1% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,730 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

16.8%

−1.4 pts

Top 5

34.6%

−2.4 pts

Top 10

45.1%

−2.7 pts

HHI

421

Diversified−54

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	62.0%	$10,679,784,314	733
Technology	11.9%	$2,055,624,122	154
Financial Services	5.8%	$1,000,710,634	231
Industrials	3.8%	$655,665,576	142
Healthcare	3.5%	$607,069,228	99
Communication Services	2.9%	$494,164,244	44
Consumer Cyclical	2.8%	$485,493,331	89
Consumer Defensive	2.3%	$401,871,020	47
Energy	2.2%	$377,036,206	59
Utilities	1.0%	$173,837,138	43
Basic Materials	1.0%	$167,806,544	41
Real Estate	0.7%	$125,770,114	48

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	+5,547,397	5,572,712	$92,757,791
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	+4,608,994	4,637,273	$94,461,251
PYLD		+4,404,062	4,417,609	$117,154,990
VUG	VANGUARD GROWTH INDEX FUND	+3,997,702	4,770,796	$410,956,367
FBND	Fidelity Total Bond ETF	+3,219,570	3,836,584	$174,526,206
JAAA	Janus Henderson AAA CLO ETF	+2,258,028	2,495,518	$125,998,703
BSCV		+1,232,281	1,255,637	$20,573,612
IWF	iShares Russell 1000 Growth ETF	+1,189,910	1,393,291	$173,004,943
VO	VANGUARD MID-CAP INDEX FUND	+1,181,829	1,537,251	$123,856,313
UCON	First Trust Smith Unconstrained Bond ETF	+769,115	782,901	$19,478,576
DFIV	Dimensional International Value ETF	+741,154	940,947	$50,829,956
T	At&T Inc.	+676,783	1,107,515	$22,925,560
—		+629,612	791,070	$21,683,228
JPST	JPMorgan Ultra-Short Income ETF	+603,601	2,360,792	$119,385,251
FCX	Freeport-Mcmoran Inc	+516,450	575,549	$36,196,276
SCHB	Schwab U.S. Broad Market ETF	+468,702	3,529,934	$102,226,888
XMHQ	Victory Portfolios II	+442,140	469,902	$53,042,537
VUSB	VANGUARD ULTRA-SHORT BOND ETF	+396,705	917,885	$45,692,315
AVUV	Avantis U.S. Small Cap Value ETF	+391,319	1,801,650	$224,773,854
AVDE	Avantis International Equity ETF	+357,998	1,222,477	$109,044,948
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	+353,295	5,749,007	$192,361,774
MUST	Columbia Multi-Sector Municipal Income ETF	+323,827	334,757	$6,962,945
WPC	W. P. Carey Inc.	+318,735	332,200	$23,752,300
BOND	PIMCO Active Bond Exchange-Traded Fund	+310,172	1,332,448	$122,865,030
SHEL	Shell plc	+307,671	407,847	$31,624,456
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ET	Energy Transfer LP	−335,547	1,390,296	$26,582,464
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	−233,292	14,225	$524,049
HEFA	iShares Currency Hedged MSCI EAFE ETF	−232,749	1,694,704	$79,532,458
EEM	iShares MSCI Emerging Markets ETF	−220,408	239,228	$16,365,587
JEPI	JPMorgan Equity Premium Income ETF	−206,732	338,122	$19,097,130
DGRO	iShares Core Dividend Growth ETF	−147,324	558,937	$42,361,835
CPRT	Copart Inc	−134,664	60,104	$1,694,331
UBER	Uber Technologies, Inc	−129,770	43,590	$3,145,454
KDP	Keurig Dr Pepper Inc.	−123,993	24,677	$807,677
VTEB	VANGUARD TAX-EXEMPT BOND INDEX FUND	−116,905	536,744	$27,148,511
BP	Bp PLC	−105,960	227,828	$8,418,244
NFLX	Netflix Inc	−87,373	170,176	$12,150,566
VXUS	Vanguard Total International Stock ETF	−84,866	259,347	$22,171,575
PRF	Victory Portfolios II	−82,038	3,577,537	$193,294,324
EWQ	iShares MSCI France ETF	−74,867	930	$42,249
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	−74,659	11,066	$828,290
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	−73,689	513,535	$45,129,455
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	−62,821	360,324	$22,145,513
HON	Honeywell International Inc	−57,475	58,669	$13,135,989
ACGL	Arch Capital Group Ltd.	−56,207	5,612	$544,700
WRB	Berkley W R Corp	−55,907	6,808	$480,167
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−55,405	298,862	$13,550,403
SCHF	Schwab International Equity ETF	−54,143	2,506,255	$69,423,263
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−49,101	223,617	$9,190,658
IGV	iShares Expanded Tech-Software Sector ETF	−46,045	177,524	$16,083,674
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FESM	Fidelity Enhanced Small Cap Core ETF	947,267	$45,743,523
CGMS	Capital Group U.S. Multi-Sector Income ETF	951,076	$25,992,907
FLMI	Franklin Dynamic Municipal Bond ETF	835,217	$21,022,411
FENI	Fidelity Enhanced International ETF	426,806	$17,127,724
FSMB	First Trust Short Duration Managed Municipal ETF	701,965	$14,032,280
MMIT	NYLIM ETF Trust	573,580	$13,966,673
HONA	Honeywell Aerospace Inc.	58,328	$12,895,154
CGGR	Capital Group Growth ETF	227,039	$10,716,240
IALT		334,238	$9,375,375
GSY	Invesco Ultra Short Duration ETF	122,682	$6,152,502
AIPO	Tidal Trust II	176,607	$5,900,439
XMMO	Victory Portfolios II	29,577	$5,032,230
SPCX	Space Exploration Technologies Corp	26,310	$4,495,326
CGBL	Capital Group Core Balanced ETF	98,234	$3,728,962
JIVE	JPMorgan International Value ETF	27,240	$2,504,826
BFLX	Cann American Corp.	91,803	$2,351,992
MOS	Mosaic Co	105,605	$2,237,769
WQTM	WisdomTree Quantum Computing Fund	56,399	$2,132,446
CBRS	Cerebras Systems Inc.	6,965	$1,539,265
FLTB	Fidelity Limited Term Bond ETF	29,800	$1,493,874
CGMM	Capital Group U.S. Small and Mid Cap ETF	44,821	$1,477,748
SPYH	NEOS S&P 500(R) Hedged Equity Income ETF	22,251	$1,241,338
CGIC	Capital Group International Core Equity ETF	32,927	$1,198,213
—		40,900	$1,030,066
TPL	Texas Pacific Land Corp	2,337	$1,022,764
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
FAF	First American Financial Corp	128,000	$7,717,120
MORN	Morningstar, Inc.	21,153	$3,575,914
NRP	Natural Resource Partners LP	26,000	$3,146,000
EPI	WisdomTree India Earnings Fund	54,416	$2,220,172
RING	iShares MSCI Global Gold Miners ETF	17,343	$1,369,750
KWY	KINGSWAY Corp	125,000	$1,303,750
GLOO	Gloo Holdings, Inc.	250,000	$1,202,500
FR	First Industrial Realty Trust Inc	13,500	$780,975
EARN	Ellington Credit Co	167,250	$740,917
ISPY	ProShares S&P 500 High Income ETF	16,194	$702,009
—		25,621	$633,362
SCI	Service Corp International	6,681	$551,249
ARES	Ares Management Corp	4,710	$513,861
LULU	lululemon athletica inc.	2,942	$450,419
—		12,362	$434,396
USFD	US Foods Holding Corp.	4,477	$412,823
PCOR	Procore Technologies, Inc.	7,219	$411,483
SITE	SiteOne Landscape Supply, Inc.	3,062	$407,582
BBY	Best Buy Co Inc	6,065	$389,373
—		83,465	$383,939
QINT	American Century Quality Diversified International ETF	5,772	$377,719
DECK	Deckers Outdoor Corp	3,594	$359,723
EMN	Eastman Chemical Co	4,691	$358,017
AXTA	Axalta Coating Systems Ltd.	12,424	$344,144
G	Genpact LTD	9,235	$344,003
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,730 tracked positions · $17,224,832,471 total · filing declares 1,864 positions · $17,236,765,998 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,730 positions by value · page 1 of 35

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	1,297,944	+48,868	$972,017,282	+19.1%	26+	before history	5.64%
AAPL	Apple Inc. PUT + SHARES Technology	Added	1,479,443	+199,706	$428,091,626	+31.8%	26+	before history	2.49%
VUG	VANGUARD GROWTH INDEX FUND	Added	4,770,796	+3,997,702	$410,956,367	+21.7%	26+	before history	2.39%
VIG	Vanguard Specialized Funds	Added	1,371,321	+117,099	$324,481,975	+20.3%	16	$183.33	1.88%
NVDA	Nvidia Corp Technology	Added	1,443,734	+115,316	$288,876,736	+24.7%	26+	before history	1.68%
MSFT	Microsoft Corp Technology	Added	689,804	+129,313	$257,310,688	+24.0%	26+	before history	1.49%
AVUV	Avantis U.S. Small Cap Value ETF	Added	1,801,650	+391,319	$224,773,854	+44.3%	17	$94.21	1.30%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	599,991	+265,148	$222,020,669	+106.7%	26+	before history	1.29%
PRF	Victory Portfolios II	Reduced	3,577,537	-82,038	$193,294,324	+11.1%	26+	before history	1.12%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Added	5,749,007	+353,295	$192,361,774	+6.3%	10	$33.17	1.12%
AMZN	Amazon Com Inc Consumer Cyclical	Added	781,164	+166,182	$186,182,627	+45.4%	26+	before history	1.08%
FBND	Fidelity Total Bond ETF	Added	3,836,584	+3,219,570	$174,526,206	+520.0%	10	$45.67	1.01%
IWF	iShares Russell 1000 Growth ETF	Added	1,393,291	+1,189,910	$173,004,943	+99.5%	26+	before history	1.00%
GOOG	Alphabet Inc. PUT + SHARES Communication Services	Added	470,572	+152,118	$166,267,204	+82.0%	26+	before history	0.97%
AVLV	Avantis U.S. Large Cap Value ETF	Added	1,754,726	+88,671	$160,048,558	+19.2%	14	$64.34	0.93%
VOO	VANGUARD 500 INDEX FUND	Added	232,429	+34,746	$159,634,561	+35.1%	26+	before history	0.93%
GOOGL	Alphabet Inc. CALL + SHARES Communication Services	Reduced	444,492	-26,305	$158,848,106	+17.3%	26+	before history	0.92%
JPM	Jpmorgan Chase & Co Financial Services	Added	462,140	+114,144	$151,272,286	+47.8%	26+	before history	0.88%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	1,464,822	-45,664	$147,463,630	−3.0%	14	unpriced	0.86%
AVGO	Broadcom Inc. Technology	Added	350,604	+80,462	$132,440,661	+58.4%	15	$263.93	0.77%
QQQ	Invesco Qqq Trust, Series 1 PUT + SHARES	Added	178,757	+67,051	$131,636,654	+104.2%	20	$524.12	0.76%
IWR	iShares Russell Mid-Cap ETF	Added	1,187,415	+88,462	$130,995,622	+22.6%	26+	before history	0.76%
IWB	iShares Russell 1000 ETF	Reduced	314,703	-4,320	$128,870,878	+13.3%	26+	before history	0.75%
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Reduced	170,345	-72,667	$127,208,535	−19.5%	26+	before history	0.74%
JAAA	Janus Henderson AAA CLO ETF	Added	2,495,518	+2,258,028	$125,998,703	+953.3%	9	$50.60	0.73%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	3,660,774	+144,939	$123,880,592	+21.0%	13	unpriced	0.72%
VO	VANGUARD MID-CAP INDEX FUND	Added	1,537,251	+1,181,829	$123,856,313	+21.3%	26+	before history	0.72%
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	1,332,448	+310,172	$122,865,030	+30.2%	10	$92.84	0.71%
JPIE	JPMorgan Income ETF	Added	2,667,808	+176,274	$122,852,558	+7.0%	11	$45.91	0.71%
JPST	JPMorgan Ultra-Short Income ETF	Added	2,360,792	+603,601	$119,385,251	+34.2%	10	$50.56	0.69%
MU	Micron Technology Inc Technology	Reduced	102,693	-17,722	$118,537,502	+191.4%	13	$165.89	0.69%
LLY	ELI LILLY & Co Healthcare	Added	97,676	+36,298	$117,155,534	+107.5%	17	$847.80	0.68%
PYLD		Added	4,417,609	+4,404,062	$117,154,990	+32907.8%	2	$26.40	0.68%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	983,337	-6,578	$117,007,269	+20.7%	16	unpriced	0.68%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	240,719	+60,050	$114,960,172	+88.3%	15	$244.05	0.67%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	219,872	-6,421	$110,021,750	+1.5%	26+	before history	0.64%
AVDE	Avantis International Equity ETF	Added	1,222,477	+357,998	$109,044,948	+48.7%	13	$81.25	0.63%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Reduced	518,803	-11,131	$102,515,472	+5.0%	26+	before history	0.60%
SCHB	Schwab U.S. Broad Market ETF	Added	3,529,934	+468,702	$102,226,888	+33.0%	16	unpriced	0.59%
CAT	Caterpillar Inc Industrials	Reduced	94,324	-9,929	$100,445,627	+36.0%	26+	before history	0.58%
VONE	VANGUARD RUSSELL 1000 INDEX FUND	Reduced	294,301	-2,829	$99,685,634	+13.7%	26+	before history	0.58%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	1,397,237	-19,700	$99,553,136	+9.6%	26+	before history	0.58%
RSP	Victory Portfolios II	Reduced	456,889	-15,713	$97,212,272	+7.2%	26+	before history	0.56%
IWD	iShares Russell 1000 Value ETF	Added	392,600	+120,058	$95,178,018	+63.4%	26+	before history	0.55%
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	Added	4,637,273	+4,608,994	$94,461,251	+16258.1%	8	$20.41	0.55%
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	Added	5,572,712	+5,547,397	$92,757,791	+21816.1%	10	$16.70	0.54%
IWM	iShares Russell 2000 ETF PUT + SHARES	Reduced	302,433	-67,653	$90,865,994	−1.0%	26+	before history	0.53%
VEU	Vanguard International Equity Index Funds	Added	1,034,551	+158,093	$86,643,646	+31.6%	11	$64.53	0.50%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	544,941	+107,941	$86,117,026	+33.1%	15	$126.54	0.50%
COST	Costco Wholesale Corp Consumer Defensive	Added	87,623	+38,723	$81,968,687	+68.2%	17	$933.18	0.48%

Showing the top 50 of 1,730 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.