BARRETT & COMPANY, INC.

Registered adviser

CIK

887602

Location

PROVIDENCE, RI

Portfolio Value

Small $358,387,512

Diversification

Diversified

Filing Date

Global Rank

#4,756 / 8,819 ▲ 192 · as of Jun 2026

Top Industry

Semiconductors 17.7%

Period ended 29 days ago

Filed Oct 22, 2026 · 7d

17 quarters · since Sep 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 1175

Roster of Oct 1, 2026

Regulatory AUM

$529,683,081

Main clients

Individuals and high net worth (91% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$529,683,081	Individuals and high net worth (91%)
Apr 2025 to Mar 2026	$453,480,963	Individuals and high net worth (91%)
Mar 2024 to Mar 2025	$370,060,815	Individuals and high net worth (90%)
May 2023 to Feb 2024	$309,379,208	Individuals and high net worth (89%)
Apr 2023	$309,379,208	Individuals and high net worth (89%)
Apr 2022 to Mar 2023	$369,284,849	Individuals and high net worth (89%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 66.2% of the book (60%+)

Turnover

Low turnover

8.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.2 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 64.2%; sector active share 56.4% against the combined 13F book's sector weights.

Over time 16 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

666 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

26.6%

−0.1 pts

Top 5

56.2%

+2.1 pts

Top 10

68.4%

+2.2 pts

HHI

1,084

Diversified+17

Portfolio Trend

17 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	66.6%	$238,536,902	266
Technology	10.9%	$39,140,661	64
Healthcare	6.0%	$21,473,379	47
Financial Services	4.4%	$15,612,494	85
Communication Services	3.8%	$13,746,150	17
Consumer Cyclical	2.7%	$9,725,501	31
Industrials	2.7%	$9,695,666	56
Energy	1.7%	$6,022,899	17
Consumer Defensive	0.7%	$2,615,212	28
Utilities	0.3%	$1,208,131	25
Real Estate	0.1%	$427,912	17
Basic Materials	0.1%	$182,605	13

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
JNJ	Johnson & Johnson	+50,741	60,288	$15,960,645
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	+26,401	100,736	$2,429,752
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	+25,607	71,977	$1,606,526
GOOGL	Alphabet Inc.	+10,841	24,286	$8,356,326
IXUS	iShares Core MSCI Total International Stock ETF	+7,171	51,405	$4,882,960
KVUE	Kenvue Inc.	+6,189	6,989	$123,425
IBDW	iShares iBonds Dec 2031 Term Corporate ETF	+5,545	13,235	$265,494
VRP	Invesco Ltd.	+4,100	6,775	$0
CGMM	Capital Group U.S. Small and Mid Cap ETF	+2,557	32,930	$1,019,512
IBTJ	iShares iBonds Dec 2029 Term Treasury ETF	+2,415	18,749	$397,947
VB	Vanguard Index Funds	+2,263	20,114	$5,722,231
USMV	iShares MSCI USA Min Vol Factor ETF	+2,120	193,901	$18,893,713
IBHI	iShares iBonds 2029 Term High Yield and Income ETF	+1,925	3,869	$88,329
QCOM	Qualcomm Inc	+1,777	6,946	$1,278,341
BAC	Bank Of America Corp	+1,728	23,644	$1,286,942
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+1,566	36,172	$820,742
O	Realty Income Corp	+1,455	1,834	$99,586
LDSF	First Trust Exchange-Traded Fund VI	+1,200	41,969	$0
ET	Energy Transfer LP	+1,200	12,371	$0
NWL	Newell Brands Inc.	+1,000	3,209	$16,943
CSCO	Cisco Systems, Inc.	+973	7,342	$790,219
RDVY	First Trust Rising Dividend Achievers ETF	+886	33,580	$2,628,978
DWX	State Street(R) SPDR(R) S&P(R) International Dividend ETF	+886	933	$42,679
SCHD	Schwab U.S. Dividend Equity ETF	+855	2,500	$81,325
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	+757	54,615	$5,842,166
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NEWT	NewtekOne, Inc.	−31,298	98,320	$1,094,301
VEU	Vanguard International Equity Index Funds	−11,404	94,520	$7,842,324
IBTG	iShares iBonds Dec 2026 Term Treasury ETF	−11,390	36,407	$832,992
IVW	iShares S&P 500 Growth ETF	−7,595	157,712	$22,436,109
CALF	Pacer US Small Cap Cash Cows 100 ETF	−6,497	45,795	$2,439,957
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	−4,993	25,898	$627,767
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund	−4,350	2,250	$21,375
ILCV	iShares Morningstar Value ETF	−3,984	94,122	$9,914,811
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−3,376	100,408	$37,576,689
TPG	TPG Inc.	−3,101	650	$28,684
AMZN	Amazon Com Inc	−2,863	33,932	$8,454,157
AAPL	Apple Inc.	−2,669	29,049	$9,673,897
FTF	Franklin Ltd Duration Income Trust	−2,500	11,500	$61,640
IEFA	iShares Core MSCI EAFE ETF	−2,400	6,951	$673,412
DVYE	iShares Trust	−2,275	20,062	$0
FTCS	First Trust Capital Strength ETF	−2,250	47,641	$4,471,107
CPRT	Copart Inc	−2,240	1,130	$30,826
BF-B	Brown Forman Corp	−2,110	3,205	$83,971
WCMI	First Trust WCM International Equity ETF	−2,000	50,644	$966,287
VIG	Vanguard Specialized Funds	−1,950	32,174	$7,506,515
XT	iShares Future Exponential Technologies ETF	−1,938	100,789	$8,405,802
PSEC	Prospect Capital Corp	−1,862	32,275	$67,132
ICOW	Pacer Developed Markets International Cash Cows 100 ETF	−1,788	15,288	$643,013
CGGR	Capital Group Growth ETF	−1,486	81,462	$3,863,742
HWM	Howmet Aerospace Inc.	−1,353	8,853	$2,002,371
No positions match the current search.

New Positions

Positions the filer opened this quarter

20 positions

Ticker	Company	Shares	Value
VV	VANGUARD LARGE-CAP INDEX FUND	4,525	$1,592,121
TBIL	F/m US Treasury 3 Month Bill Fund	5,509	$274,623
GPRF	Goldman Sachs Access U.S. Preferred Stock and Hybrid Securities ETF	2,000	$96,240
BF-A	Brown Forman Corp	2,110	$56,611
EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund	4,350	$40,933
QTEC	First Trust NASDAQ-100-Technology Sector Index Fund	45	$14,837
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	57	$8,349
AMAT	Applied Materials Inc	15	$7,670
UPRO	ProShares UltraPro S&P500	50	$7,348
SPH	Suburban Propane Partners LP	400	$6,576
EVRG	Evergy, Inc.	59	$4,627
SAN	Banco Santander, S.A.	308	$4,259
VDE	VANGUARD ENERGY INDEX FUND	15	$2,582
XTND	Xtend AI Robotics, Inc.	425	$1,513
DJT	Trump Media & Technology Group Corp.	125	$1,132
VREX	Varex Imaging Corp	40	$738
DNA	Ginkgo Bioworks Holdings, Inc.	10	$128
MBGL	Mobility Global Inc.	7	$120
ELE	Elemental Royalty Corp	3	$57
EWY	iShares Trust	25	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
GOOG	Alphabet Inc.	11,957	$4,224,766
VO	VANGUARD MID-CAP INDEX FUND	4,372	$352,252
CDNS	Cadence Design Systems Inc	350	$131,362
IBTL	iShares iBonds Dec 2031 Term Treasury ETF	5,545	$111,953
LIN	Linde PLC	215	$111,572
SHOP	Shopify Inc.	925	$105,616
BBJP	JPMorgan BetaBuilders Japan ETF	1,000	$75,310
IBHH	iShares iBonds 2028 Term High Yield and Income ETF	1,925	$45,237
EQIX	Equinix Inc	39	$40,653
QBTS	D-Wave Quantum Inc.	1,620	$38,863
JQUA	JPMorgan U.S. Quality Factor ETF	467	$33,754
AME	Ametek Inc	125	$30,242
TYL	Tyler Technologies Inc	100	$29,246
MSCI	MSCI Inc.	43	$24,081
RWX	State Street(R) SPDR(R) Dow Jones(R) International Real Estate ETF	886	$23,930
MDT	Medtronic plc	275	$21,513
WWD	Woodward, Inc.	50	$21,272
TDY	Teledyne Technologies Inc	25	$16,672
EOI	Eaton Vance Enhanced Equity Income Fund	750	$14,745
EG	Everest Group, Ltd.	40	$14,289
—		150	$11,463
CHD	Church & Dwight Co Inc	80	$7,750
QCLN	First Trust NASDAQ Clean Edge Green Energy Index Fund	100	$6,132
CLS	Celestica Inc	14	$5,107
HOG	Harley-Davidson, Inc.	200	$4,892
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

666 tracked positions · $358,387,512 total · filing declares 671 positions · $365,691,283 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 666 positions by value · page 1 of 14

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	100,408	-3,376	$37,576,689	−2.2%	10.48%
IVW	iShares S&P 500 Growth ETF	Reduced	157,712	-7,595	$22,436,109	−1.3%	6.26%
USMV	iShares MSCI USA Min Vol Factor ETF	Added	193,901	+2,120	$18,893,713	+2.1%	5.27%
NVDA	Nvidia Corp Technology	Added	82,569	+705	$18,857,108	+15.1%	5.26%
JNJ	Johnson & Johnson Healthcare	Added	60,288	+50,741	$15,960,645	+558.3%	4.45%
IVV	iShares Core S&P 500 ETF	Added	13,611	+692	$10,423,984	+7.7%	2.91%
ILCV	iShares Morningstar Value ETF	Reduced	94,122	-3,984	$9,914,811	−0.2%	2.77%
AAPL	Apple Inc. Technology	Reduced	29,049	-2,669	$9,673,897	+5.4%	2.70%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	33,932	-2,863	$8,454,157	−3.6%	2.36%
XT	iShares Future Exponential Technologies ETF	Reduced	100,789	-1,938	$8,405,802	−1.0%	2.35%
GOOGL	Alphabet Inc. Communication Services	Added	24,286	+10,841	$8,356,326	+73.9%	2.33%
VEU	Vanguard International Equity Index Funds	Reduced	94,520	-11,404	$7,842,324	−11.6%	2.19%
VIG	Vanguard Specialized Funds	Reduced	32,174	-1,950	$7,506,515	−7.0%	2.09%
SPY	Spdr S&P 500 ETF Trust	Reduced	9,790	-174	$7,466,147	+0.3%	2.08%
FVD	First Trust Value Line Dividend Index Fund	Reduced	145,918	-674	$6,845,013	−3.1%	1.91%
VUG	VANGUARD GROWTH INDEX FUND	Added	71,968	+27	$6,485,036	+4.6%	1.81%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	9,116	-378	$5,986,568	−10.3%	1.67%
SLYG	State Street(R) SPDR(R) S & P 600(TM) Small Cap Growth ETF	Added	54,615	+757	$5,842,166	−8.9%	1.63%
VB	Vanguard Index Funds	Added	20,114	+2,263	$5,722,231	+5.8%	1.60%
VTV	VANGUARD VALUE INDEX FUND	Added	25,807	+424	$5,576,376	+0.8%	1.56%
IXUS	iShares Core MSCI Total International Stock ETF	Added	51,405	+7,171	$4,882,960	+15.7%	1.36%
FTCS	First Trust Capital Strength ETF	Reduced	47,641	-2,250	$4,471,107	−4.6%	1.25%
VEA	Vanguard FTSE Developed Markets ETF	Added	61,755	+682	$4,360,520	+0.2%	1.22%
META	Meta Platforms, Inc. Communication Services	Reduced	5,604	-672	$4,063,908	+15.0%	1.13%
MSFT	Microsoft Corp Technology	Reduced	7,782	-145	$3,991,387	+35.0%	1.11%
CGGR	Capital Group Growth ETF	Reduced	81,462	-1,486	$3,863,742	−1.3%	1.08%
XOM	ExxonMobil Holdings Corp Energy	Reduced	22,309	-250	$3,630,789	+17.7%	1.01%
JPM	Jpmorgan Chase & Co Financial Services	Added	10,177	+258	$3,366,856	+3.7%	0.94%
RDVY	First Trust Rising Dividend Achievers ETF	Added	33,580	+886	$2,628,978	−0.8%	0.73%
CALF	Pacer US Small Cap Cash Cows 100 ETF	Reduced	45,795	-6,497	$2,439,957	−7.8%	0.68%
IBDS	iShares iBonds Dec 2027 Term Corporate ETF	Added	100,736	+26,401	$2,429,752	+35.0%	0.68%
IWD	iShares Russell 1000 Value ETF	Reduced	8,118	-834	$2,012,695	−7.3%	0.56%
HWM	Howmet Aerospace Inc. Industrials	Reduced	8,853	-1,353	$2,002,371	−27.0%	0.56%
MTB	M&T Bank Corp Financial Services	Reduced	8,535	-494	$1,857,216	−13.6%	0.52%
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	Added	71,977	+25,607	$1,606,526	+54.9%	0.45%
VV	VANGUARD LARGE-CAP INDEX FUND	NEW	4,525	NEW	$1,592,121	NEW	0.44%
KNG	FT Vest S&P 500 Dividend Aristocrats Target Income ETF	Added	31,424	+42	$1,512,751	−4.5%	0.42%
IBDT	iShares iBonds Dec 2028 Term Corporate ETF	Held	59,062	0	$1,474,187	−1.1%	0.41%
CVX	Chevron Corp Energy	Reduced	6,541	-105	$1,335,737	+21.2%	0.37%
BAC	Bank Of America Corp Financial Services	Added	23,644	+1,728	$1,286,942	+3.1%	0.36%
QCOM	Qualcomm Inc Technology	Added	6,946	+1,777	$1,278,341	+33.8%	0.36%
VOO	VANGUARD 500 INDEX FUND	Held	1,723	0	$1,207,581	+2.0%	0.34%
LMBS	First Trust Low Duration Opportunities ETF	Added	24,452	+200	$1,184,943	−1.8%	0.33%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	8,096	-59	$1,176,186	−1.6%	0.33%
SCHB	Schwab U.S. Broad Market ETF	Added	39,725	+32	$1,164,339	+1.3%	0.32%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	18,987	+418	$1,126,118	+1.6%	0.31%
CGDV	Capital Group Dividend Value ETF	Reduced	22,808	-750	$1,114,170	−4.0%	0.31%
NEWT	NewtekOne, Inc. Financial Services	Reduced	98,320	-31,298	$1,094,301	−43.0%	0.31%
DFAI	Dimensional International Core Equity Market ETF	Added	25,521	+67	$1,057,335	+0.7%	0.30%
MET	Metlife Inc Financial Services	Added	11,149	+26	$1,049,789	+11.5%	0.29%

Showing the top 50 of 666 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.