55I, LLC

Registered adviser

CIK

1730242

Location

Boston, MA

Portfolio Value

Mid $3,420,458,797

Diversification

Highly concentrated

Filing Date

Global Rank

#662 / 6,826 ▲ 108 · as of Sep 2022

Top Industry

Asset Management 13.3%

Period ended 4 years ago

Filed Nov 14, 2022 · 3y

11 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 286620

Roster of Oct 1, 2026

Regulatory AUM

$36,740,224,268

Main clients

Other investment advisers (94% of AUM)

LEI

9845007ADCEA70F1F924

Private funds on Schedule D 7.B.(1)

As filed Sep 20, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$36,740,224,268	Other investment advisers (94%)
Apr 2025 to Mar 2026	$27,921,787,334	Other investment advisers (93%)
Apr 2024 to Mar 2025	$17,476,639,771	Other investment advisers (92%)
May 2023 to Mar 2024	$8,633,130,314	Other investment advisers (87%)
Apr 2023	$8,633,130,314	Other investment advisers (87%)
Apr 2022 to Mar 2023	$4,647,837,373	Other investment advisers (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.

Style

Concentrated

The top 10 positions are 83.2% of the book (60%+)

Turnover

Medium turnover

47.1% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 9.0 quarters, but 61.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 80.2%; sector active share 76.8% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

573 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022

Top Position

56.6%

−4.1 pts

Top 5

75.4%

−6.1 pts

Top 10

83.1%

−7.1 pts

HHI

3,338

Highly concentrated−515

Portfolio Trend

11 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2022

Sector	% Portfolio	Value	Positions
Unclassified	87.5%	$2,993,387,203	276
Financial Services	3.0%	$104,241,932	50
Technology	2.8%	$94,567,548	42
Healthcare	1.8%	$61,885,677	38
Consumer Cyclical	1.2%	$42,568,809	28
Communication Services	0.9%	$29,552,009	12
Consumer Defensive	0.9%	$29,361,851	24
Industrials	0.8%	$28,444,723	43
Energy	0.4%	$14,686,413	13
Utilities	0.3%	$9,068,913	14
Real Estate	0.2%	$6,836,521	16
Basic Materials	0.2%	$5,857,198	17

Last Quarter's Activity

Export CSV

Sep 30, 2022 vs Jun 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IVLU	iShares MSCI Intl Value Factor ETF	+2,106,218	3,301,985	$65,214,203
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+1,033,282	6,515,857	$273,600,835
EEM	iShares MSCI Emerging Markets ETF	+1,017,303	1,153,058	$40,218,663
IEV	iShares Europe ETF	+818,967	1,149,445	$43,403,043
IJR	iShares Core S&P Small-Cap ETF	+629,093	725,027	$63,215,104
SCHG	Schwab U.S. Large-Cap Growth ETF	+400,874	610,354	$34,063,856
EFG	iShares MSCI EAFE Growth ETF	+361,070	1,904,911	$138,220,342
IEFA	iShares Core MSCI EAFE ETF	+355,568	815,252	$42,939,322
IEMG	iShares Trust	+350,668	699,005	$0
USMV	iShares MSCI USA Min Vol Factor ETF	+332,617	1,152,638	$76,189,371
EELV	Invesco Ltd.	+304,470	2,194,807	$46,068,998
IVV	iShares Core S&P 500 ETF	+254,639	1,084,836	$389,076,431
QUAL	iShares MSCI USA Quality Factor ETF	+234,163	452,982	$47,082,949
TDVG	T. Rowe Price Dividend Growth ETF	+228,051	243,965	$6,945,683
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+201,483	648,619	$16,734,370
SCHV	Schwab U.S. Large-Cap Value ETF	+180,412	280,030	$16,384,527
AAPL	Apple Inc.	+154,189	235,449	$32,539,051
SCZ	iShares MSCI EAFE Small-Cap ETF	+146,176	159,531	$7,781,922
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+141,227	375,393	$29,858,759
DGRO	iShares Core Dividend Growth ETF	+139,489	265,725	$11,816,790
—		+137,869	177,825	$6,056,719
IVW	iShares S&P 500 Growth ETF	+129,521	378,309	$21,885,175
EFA	iShares MSCI EAFE ETF	+124,799	163,578	$9,162,003
IQLT	iShares MSCI Intl Quality Factor ETF	+122,760	131,161	$3,643,652
FEZ	State Street(R) SPDR(R) EURO STOXX 50(R) ETF	+113,538	196,987	$6,059,320
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
EFV	iShares MSCI EAFE Value ETF	−1,122,681	3,788,292	$145,962,890
SCHF	Schwab International Equity ETF	−618,184	112,974	$3,177,958
IJS	iShares S&P Small-Cap 600 Value ETF	−537,852	25,522	$2,104,288
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	−400,338	204,531	$7,054,274
IFRA	iShares U.S. Infrastructure ETF	−308,815	587,690	$18,947,125
SCHE	Schwab Emerging Markets Equity ETF	−286,466	95,919	$2,148,585
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−281,011	223,116	$11,178,111
—		−234,704	359,881	$6,570,707
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−198,597	131,099	$9,441,749
IYE	iShares U.S. Energy ETF	−183,031	326,827	$12,847,569
HEFA	iShares Currency Hedged MSCI EAFE ETF	−171,681	67,651	$2,022,088
IXN	iShares Global Tech ETF	−128,235	124,212	$5,239,262
ESGU	iShares ESG Aware MSCI USA ETF	−83,614	4,570,219	$362,921,090
IYW	iShares, Inc.	−78,062	85,190	$6,250,390
IHI	iShares U.S. Medical Devices ETF	−71,260	78,616	$3,709,102
DFAC	Dimensional U.S. Core Equity 2 ETF	−61,146	25,327	$563,272
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	−59,651	21,591	$722,866
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	−50,205	108,687	$3,965,988
ESGE	iShares Trust	−49,918	730,517	$0
IEUR	iShares Core MSCI Europe ETF	−38,266	58,251	$2,303,244
FNDF	Schwab Fundamental International Equity ETF	−35,797	23,313	$586,321
VXUS	Vanguard Total International Stock ETF	−33,037	32,367	$1,481,437
OEF	iShares S&P 100 ETF	−32,821	403,362	$65,546,325
FTEC	Fidelity MSCI Information Technology Index ETF	−31,617	82,145	$7,469,444
EWU	iShares MSCI United Kingdom ETF	−30,542	54,742	$1,434,787
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
—		230,468	$13,300,308
DBMF	iMGP DBI Managed Futures Strategy ETF	211,248	$7,169,757
IXJ	iShares Global Healthcare ETF	81,723	$6,157,828
IGF	iShares Global Infrastructure ETF	100,431	$4,201,028
REGN	Regeneron Pharmaceuticals, Inc.	1,803	$1,242,032
NXPI	NXP Semiconductors N.V.	7,150	$1,054,696
BSX	Boston Scientific Corp	27,034	$1,047,026
—		35,263	$1,011,695
SPGP	Victory Portfolios II	13,157	$984,538
DFIV	Dimensional International Value ETF	37,146	$956,880
NSC	Norfolk Southern Corp	4,502	$943,844
ETN	Eaton Corp plc	6,962	$928,452
VTHR	VANGUARD RUSSELL 3000 INDEX FUND	5,708	$919,558
ONEQ	Fidelity Nasdaq Composite Index ETF	21,846	$905,298
FISV	Fiserv Inc	8,943	$836,796
DBB	Invesco Db Base Metals Fund	42,068	$753,017
AJG	Arthur J. Gallagher & Co.	4,135	$707,994
—		19,760	$700,887
MNST	Monster Beverage Corp	7,988	$694,636
PICK	iShares MSCI Global Metals & Mining Producers ETF	20,395	$694,041
HLT	Hilton Worldwide Holdings Inc.	5,368	$647,488
GIS	General Mills Inc	8,422	$645,209
ROP	Roper Technologies Inc	1,769	$636,203
TT	Trane Technologies plc	4,158	$602,119
AZO	Autozone Inc	279	$597,598
No positions match the current search.

Sold Out

Positions the filer fully exited

21 positions

Ticker	Company	Shares	Value
QYLD	Global X NASDAQ 100 Covered Call ETF	101,720	$1,777,048
FNDX	Schwab Fundamental U.S. Large Company ETF	32,570	$1,657,816
PTLC	Pacer Trendpilot US Large Cap ETF	34,995	$1,314,412
EMXC	iShares MSCI Emerging Markets ex China ETF	23,946	$1,143,660
IYJ	iShares U.S. Industrials ETF	9,346	$823,662
XYLD	Global X S&P 500 Covered Call ETF	18,069	$771,184
SCHC	Schwab International Small-Cap Equity ETF	21,424	$669,071
SCHK	Schwab 1000 Index ETF	14,422	$525,826
BBCA	JPMorgan BetaBuilders Canada ETF	5,510	$323,657
FDX	Fedex Corp	1,319	$299,030
SCHM	Schwab U.S. Mid-Cap ETF	4,336	$271,997
SIZE	iShares MSCI USA Size Factor ETF	2,319	$255,159
IYF	iShares U.S. Financials ETF	3,406	$238,351
DFAU	Dimensional US Core Equity Market ETF	8,711	$230,231
DDWM	WisdomTree Dynamic International Equity Fund	8,208	$229,413
—		2,040	$220,381
PRFZ	Invesco RAFI US 1500 Small-Mid ETF	1,357	$208,082
—		1,578	$206,639
PDP	Victory Portfolios II	3,030	$206,343
JPSE	JPMorgan Diversified Return U.S. Small Cap Equity ETF	5,438	$203,489
RSPU	Victory Portfolios II	2,080	$118,809
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

573 tracked positions · $3,420,458,797 total · filing declares 580 positions · $3,579,271,000 · as of Sep 30, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 573 positions by value · page 1 of 12

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	1,084,836	+254,639	$389,076,431	+23.6%	11+	before history	11.37%
ESGU	iShares ESG Aware MSCI USA ETF	Reduced	4,570,219	-83,614	$362,921,090	−7.1%	11+	before history	10.61%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	6,515,857	+1,033,282	$273,600,835	+12.5%	11+	before history	8.00%
EFV	iShares MSCI EAFE Value ETF	Reduced	3,788,292	-1,122,681	$145,962,890	−31.5%	7	unpriced	4.27%
EFG	iShares MSCI EAFE Growth ETF	Added	1,904,911	+361,070	$138,220,342	+11.2%	11+	before history	4.04%
USMV	iShares MSCI USA Min Vol Factor ETF	Added	1,152,638	+332,617	$76,189,371	+32.3%	11+	before history	2.23%
VOO	VANGUARD 500 INDEX FUND	Added	218,351	+19,263	$71,684,633	+3.8%	7	unpriced	2.10%
OEF	iShares S&P 100 ETF	Reduced	403,362	-32,821	$65,546,325	−12.9%	9	unpriced	1.92%
IVLU	iShares MSCI Intl Value Factor ETF	Added	3,301,985	+2,106,218	$65,214,203	+145.9%	6	unpriced	1.91%
IJR	iShares Core S&P Small-Cap ETF	Added	725,027	+629,093	$63,215,104	+613.1%	11+	before history	1.85%
IWB	iShares Russell 1000 ETF	Added	287,041	+95,262	$56,641,800	+42.2%	11+	before history	1.66%
SUSL	iShares ESG MSCI USA Leaders ETF	Added	893,425	+2,557	$55,177,928	−6.7%	11+	before history	1.61%
EEMV	iShares MSCI Emerging Markets Min Vol Factor ETF	Added	1,064,384	+92,345	$53,942,981	+0.1%	2	$57.48	1.58%
QUAL	iShares MSCI USA Quality Factor ETF	Added	452,982	+234,163	$47,082,949	+92.6%	11+	before history	1.38%
EELV	Invesco Ltd. Financial Services	Added	2,194,807	+304,470	$46,068,998	+4.8%	2	$24.55	1.35%
IEV	iShares Europe ETF	Added	1,149,445	+818,967	$43,403,043	+207.5%	2	unpriced	1.27%
IEFA	iShares Core MSCI EAFE ETF	Added	815,252	+355,568	$42,939,322	+58.7%	11+	before history	1.26%
EEM	iShares MSCI Emerging Markets ETF	Added	1,153,058	+1,017,303	$40,218,663	+638.8%	11+	before history	1.18%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	191,412	+60,628	$34,352,711	+39.3%	11+	before history	1.00%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	610,354	+400,874	$34,063,856	+180.4%	11+	before history	1.00%
AAPL	Apple Inc. Technology	Added	235,449	+154,189	$32,539,051	+192.9%	11+	before history	0.95%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	375,393	+141,227	$29,858,759	+52.2%	11+	before history	0.87%
VLUE	iShares MSCI USA Value Factor ETF	Reduced	355,793	-23,647	$29,125,214	−15.2%	11+	before history	0.85%
MSFT	Microsoft Corp Technology	Added	119,047	+72,845	$27,726,046	+133.7%	11+	before history	0.81%
BBUS	JPMORGAN BETABUILDERS U.S. EQUITY ETF	Reduced	422,509	-29,726	$27,184,229	−11.3%	7	unpriced	0.79%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	187,633	+12,798	$22,724,232	+1.4%	11+	before history	0.66%
IVW	iShares S&P 500 Growth ETF	Added	378,309	+129,521	$21,885,175	+45.8%	7	unpriced	0.64%
IWF	iShares Russell 1000 Growth ETF	Added	101,921	+35,799	$21,444,178	+48.3%	11+	before history	0.63%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	176,266	+22,519	$20,936,875	+7.1%	11+	before history	0.61%
IFRA	iShares U.S. Infrastructure ETF	Reduced	587,690	-308,815	$18,947,125	−37.9%	2	unpriced	0.55%
SCHX	Schwab U.S. Large-Cap ETF	Added	420,281	+31,104	$17,798,942	+2.4%	11+	before history	0.52%
MTUM	iShares MSCI USA Momentum Factor ETF	Added	134,912	+53,949	$17,697,756	+60.3%	9	unpriced	0.52%
IVE	iShares S&P 500 Value ETF	Added	136,786	+43,073	$17,579,736	+36.5%	10	unpriced	0.51%
SPY	Spdr S&P 500 ETF Trust	Added	47,263	+12,334	$16,881,398	+28.1%	11+	before history	0.49%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	648,619	+201,483	$16,734,370	+29.8%	11+	before history	0.49%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	280,030	+180,412	$16,384,527	+163.5%	6	unpriced	0.48%
BBIN	JPMorgan BetaBuilders International Equity ETF	Added	378,330	+59,596	$16,007,142	+6.2%	6	unpriced	0.47%
AMZN	Amazon Com Inc Consumer Cyclical	Added	122,603	+88,130	$13,854,139	+278.4%	11+	before history	0.41%
IYH	iShares U.S. Healthcare ETF	Added	54,265	+28,187	$13,729,045	+95.8%	11+	before history	0.40%
		NEW	230,468	NEW	$13,300,308	NEW	1	$63.56	0.39%
IJT	iShares S&P Small-Cap 600 Growth ETF	Added	129,625	+101,713	$13,178,973	+348.3%	9	unpriced	0.39%
IYE	iShares U.S. Energy ETF	Reduced	326,827	-183,031	$12,847,569	−33.9%	7	unpriced	0.38%
VTV	VANGUARD VALUE INDEX FUND	Added	95,989	+46,293	$11,852,721	+80.8%	11+	before history	0.35%
DGRO	iShares Core Dividend Growth ETF	Added	265,725	+139,489	$11,816,790	+96.5%	8	unpriced	0.35%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	223,116	-281,011	$11,178,111	−57.6%	11+	before history	0.33%
DSI	iShares ESG MSCI KLD 400 ETF	Reduced	163,827	-14,877	$10,971,494	−14.6%	10	unpriced	0.32%
USXF	iShares ESG Advanced MSCI USA ETF	Reduced	380,706	-12,097	$10,667,382	−9.1%	8	unpriced	0.31%
VUG	VANGUARD GROWTH INDEX FUND	Added	46,039	+7,216	$9,850,034	+13.8%	11+	before history	0.29%
VB	Vanguard Index Funds	Added	55,757	+16,650	$9,529,428	+38.4%	11+	before history	0.28%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	131,099	-198,597	$9,441,749	−60.0%	11+	before history	0.28%

Showing the top 50 of 573 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.