ASHR · Xtrackers Harvest CSI 300 China A-Shares ETF · Holdings ETF

$32.55 -0.12 (-0.37%)

Volume · Sep 30 2.74M Avg daily vol (3M) 3.72M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 153

Total Value: $2,549,186,815

Total Shares: 69,536,721

Showing 1–100 of 177 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 153 13F filers · Δ vs Mar 31, 2026

Top Holder

26.4%

+10.4 pts

Top 5

59.9%

+12.4 pts

Top 10

72.2%

+8.1 pts

HHI

1,084

Broadly held+467

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +13

Institutional value: +41.7%

Shares held: +26.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega JANE STREET GROUP, LLC	+9,527,927	18,335,360
Mega GOLDMAN SACHS GROUP INC	+8,982,405	10,029,612
Large Castle Hook Partners LP	+2,253,240	2,536,482
Mega BANK OF AMERICA CORP /DE/	+1,093,159	1,181,185
Small Delphi Financial Group, Inc.	+402,600	992,880

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Jain Global LLC	−2,688,252	174,114
Mega BNP PARIBAS ARBITRAGE, SA	−1,103,742	1,830,273
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−684,339	4,512,440
Mega MORGAN STANLEY	−623,051	4,522,440
Mega FRANKLIN RESOURCES INC	−572,567	132,389

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega SCHRODER INVESTMENT MANAGEMENT GROUP	1,135,000	$41,609,100
Large Schonfeld Strategic Advisors LLC	1,000,000	$36,660,000
Mid Robinhood Asset Management, LLC	932,468	$34,184,276
Mid Anson Funds Management LP	200,000	$7,332,000
Large Bank Julius Baer & Co. Ltd, Zurich	119,408	$4,377,497

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Varma Mutual Pension Insurance Co	1,700,000	$55,488,000
Mid Carrhae Capital LLP	1,335,300	$43,584,192
Mid OLD MISSION CAPITAL LLC	919,077	$29,998,673
Large Balyasny Asset Management L.P.	378,600	$12,357,504
Mid Banco BTG Pactual S.A.	300,000	$9,792,000

Filter: New 35 Increased 41 Reduced 47 Sold out 22 Unchanged 30

Showing 100 of 177

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

JANE STREET GROUP, LLC

$469,684,254

18.42%

12,811,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	12,811,900	$469,684,254	100.0%	Defined

JANE STREET GROUP, LLC

$167,946,792

6.59%

4,581,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	4,581,200	$167,946,792	100.0%	Defined

MORGAN STANLEY

$165,792,648

6.50%

4,522,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	719	$26,358	0.0%	Defined
MORGAN STANLEY & CO. LLC	944,508	$34,625,663	20.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	171,459	$6,285,686	3.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,173,008	$43,002,473	25.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,232,746	$81,852,468	49.4%	Defined

GOLDMAN SACHS GROUP INC

$157,638,000

6.18%

4,300,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	4,300,000	$157,638,000	100.0%	Defined

GOLDMAN SACHS GROUP INC

$124,644,000

4.89%

3,400,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	3,400,000	$124,644,000	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$120,915,678

4.74%

3,298,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	3,298,300	$120,915,678	100.0%	Other

CITADEL ADVISORS LLC

$99,146,970

3.89%

2,704,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,704,500	$99,146,970	100.0%	Defined

GOLDMAN SACHS GROUP INC

$85,403,575

3.35%

2,329,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,214,031	$81,166,376	95.0%	Defined
GOLDMAN SACHS INTERNATIONAL	115,581	$4,237,199	5.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$66,987,828

2.63%

1,827,273

Castle Hook Partners LP

$54,990,000

2.16%

1,500,000

CI INVESTMENTS INC.

$52,272,760

2.05%

1,425,880

ICICI Prudential Asset Management Co Ltd

$51,405,018

2.02%

1,402,210

ASSETMARK, INC

$49,687,644

1.95%

1,355,364

BANK OF AMERICA CORP /DE/

$43,302,239

1.70%

1,181,185

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	37,516	$1,375,336	3.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	18,533	$679,419	1.6%	Defined
BOFA SECURITIES, INC.	797,148	$29,223,445	67.5%	Defined
MERRILL LYNCH INTERNATIONAL	321,020	$11,768,593	27.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	6,968	$255,446	0.6%	Defined

CITADEL ADVISORS LLC

$42,745,560

1.68%

1,166,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,166,000	$42,745,560	100.0%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$41,609,100

1.63%

1,135,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management (Hong Kong) Limited	775,000	$28,411,500	68.3%	Sole
Schroder Investment Management Limited	360,000	$13,197,600	31.7%	Sole

Rafferty Asset Management, LLC

$39,147,014

1.54%

1,067,840

UBS Group AG

$38,867,041

1.52%

1,060,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	119,398	$4,377,130	11.3%	Defined
UBS AG	907,055	$33,252,636	85.6%	Defined
UBS Switzerland AG	33,700	$1,235,442	3.2%	Defined
UBS Securities LLC	50	$1,833	0.0%	Defined

Castle Hook Partners LP

$37,997,430

1.49%

1,036,482

Schonfeld Strategic Advisors LLC

$36,660,000

1.44%

1,000,000

Delphi Financial Group, Inc.

$36,398,980

1.43%

992,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acorn Advisory Capital L.P.	992,880	$36,398,980	100.0%	Sole

JANE STREET GROUP, LLC

$34,543,251

1.36%

942,260

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	942,260	$34,543,251	100.0%	Defined

Robinhood Asset Management, LLC

$34,184,276

1.34%

932,468

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$31,095,012

1.22%

848,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	848,200	$31,095,012	100.0%	Other

Federation des caisses Desjardins du Quebec

$30,190,829

1.18%

823,536

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Global Asset Management Inc.	807,095	$29,588,102	98.0%	Defined
Desjardins Groupe D'assurances Generales Inc	16,441	$602,727	2.0%	Defined

Harel Insurance Investments & Financial Services Ltd.

$26,943,083

1.06%

734,945

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Harel Insurance Co LTD joint	734,945	$26,943,083	100.0%	Defined

SUN LIFE FINANCIAL INC

$20,269,973

0.80%

552,918

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUN LIFE CAPITAL MANAGEMENT (U.S.) LLC	552,918	$20,269,973	100.0%	Sole

Fosun International Ltd

$18,767,940

0.74%

511,946

MILLENNIUM MANAGEMENT LLC

$17,596,800

0.69%

480,000

Squarepoint Ops LLC

$16,718,866

0.66%

456,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	456,052	$16,718,866	100.0%	Defined

Walleye Trading LLC

$14,993,940

0.59%

409,000

JPMORGAN CHASE & CO

$14,671,403

0.58%

400,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	100,515	$3,684,879	25.1%	Defined
J.P. Morgan Investment Management Inc.	228,256	$8,367,864	57.0%	Defined
J.P. Morgan Securities LLC	71,431	$2,618,660	17.8%	Defined

Squarepoint Ops LLC

$13,974,792

0.55%

381,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	381,200	$13,974,792	100.0%	Defined

Rovida Investment Management Ltd

$13,747,500

0.54%

375,000

CITADEL ADVISORS LLC

$13,740,681

0.54%

374,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	174,814	$6,408,681	46.6%	Defined
Held directly	200,000	$7,332,000	53.4%	Defined

HRT FINANCIAL LP

$13,581,430

0.53%

370,470

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$13,415,360

0.53%

365,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	365,940	$13,415,360	100.0%	Other

RAYMOND JAMES FINANCIAL INC

$13,026,617

0.51%

355,336

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	3,591	$131,646	1.0%	Defined
Raymond James Financial Services Advisors, Inc.	1,641	$60,159	0.5%	Defined
ClariVest Asset Management LLC joint	350,104	$12,834,812	98.5%	Defined

Analyst IMS Investment Management Services Ltd.

$12,675,451

0.50%

345,757

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Analyst Provident Funds Ltd.	339,007	$12,427,996	98.0%	Defined
Held directly	6,750	$247,455	2.0%	Defined

BARCLAYS PLC

$11,486,164

0.45%

313,316

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	313,316	$11,486,164	100.0%	Defined

Point72 Asset Management, L.P.

$10,921,014

0.43%

297,900

AMERIPRISE FINANCIAL INC

$10,882,704

0.43%

296,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	296,855	$10,882,704	100.0%	Defined

Walleye Trading LLC

$10,074,168

0.40%

274,800

BARCLAYS PLC

$9,165,000

0.36%

250,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	250,000	$9,165,000	100.0%	Defined

STRS OHIO

$8,670,199

0.34%

236,503

Anson Funds Management LP

$7,332,000

0.29%

200,000

TUDOR INVESTMENT CORP ET AL

$6,279,858

0.25%

171,300

WELLS FARGO & COMPANY/MN

$5,499,000

0.22%

150,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wells Fargo Securities, LLC	150,000	$5,499,000	100.0%	Defined

EVERGREEN CAPITAL MANAGEMENT LLC

$5,114,436

0.20%

139,510

FRANKLIN RESOURCES INC

$4,853,379

0.19%

132,389

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PUTNAM INVESTMENT MANAGEMENT LLC	6,936	$254,273	5.2%	Defined
PUTNAM ADVISORY CO LLC	125,453	$4,599,106	94.8%	Defined

Jain Global LLC

$4,582,500

0.18%

125,000

Bank Julius Baer & Co. Ltd, Zurich

$4,377,497

0.17%

119,408

Pekin Hardy Strauss, Inc.

$4,227,264

0.17%

115,310

WELLS FARGO & COMPANY/MN

$4,223,596

0.17%

115,210

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,682	$61,662	1.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	63,221	$2,317,681	54.9%	Defined
Wells Fargo Securities, LLC	47,727	$1,749,671	41.4%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	2,580	$94,582	2.2%	Defined

NEUBERGER BERMAN GROUP LLC

$4,215,900

0.17%

115,000

Tidal Investments LLC

$4,039,968

0.16%

110,201

Itau Unibanco Holding S.A.

$3,315,750

0.13%

90,446

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$3,309,554

0.13%

90,277

AQR CAPITAL MANAGEMENT LLC

$3,079,440

0.12%

84,000

LAZARD ASSET MANAGEMENT LLC

$3,050,661

0.12%

83,215

PRELUDE CAPITAL MANAGEMENT, LLC

$2,964,437

0.12%

80,863

Vontobel Holding Ltd.

$2,927,777

0.11%

79,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	13,300	$487,578	16.7%	Defined
Vontobel Swiss Financial Advisers AG	66,563	$2,440,199	83.3%	Defined

Galaxy Digital Inc.

$2,886,975

0.11%

78,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Galaxy Digital LLC joint	78,750	$2,886,975	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$2,860,396

0.11%

78,025

FIL Ltd

$2,670,900

0.10%

72,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIL Investment Management (Hong Kong) Ltd	72,856	$2,670,900	100.0%	Defined

Banque Cantonale Vaudoise

$2,559,601

0.10%

69,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	63,000	$2,309,580	90.2%	Defined
Held directly	6,820	$250,021	9.8%	Sole

ROYAL BANK OF CANADA

$2,427,623

0.10%

66,220

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	55,634	$2,039,542	84.0%	Defined
RBC Dominion Securities Inc.	10,264	$376,278	15.5%	Defined
RBC Private Counsel (USA) Inc.	227	$8,321	0.3%	Defined
RBC Trust Co (Delaware) Ltd	95	$3,482	0.1%	Defined

Corecam AG

$2,338,908

0.09%

63,800

NEUBERGER BERMAN GROUP LLC

$2,207,848

0.09%

60,225

Summit Place Financial Advisors, LLC

$1,946,426

0.08%

53,094

DEUTSCHE BANK AG\

$1,934,070

0.08%

52,757

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	31,686	$1,161,608	60.1%	Defined
DEUTSCHE BANK NATIONAL TRUST Co	14,571	$534,172	27.6%	Defined
DBX Advisors LLC	6,500	$238,290	12.3%	Defined

Jain Global LLC

$1,800,519

0.07%

49,114

Squarepoint Ops LLC

$1,767,012

0.07%

48,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	48,200	$1,767,012	100.0%	Defined

Parallax Volatility Advisers, L.P.

$1,745,016

0.07%

47,600

MARSHALL WACE, LLP

$1,718,253

0.07%

46,870

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	46,870	$1,718,253	100.0%	Other

SELDON CAPITAL LP

$1,616,925

0.06%

44,106

Cetera Investment Advisers

$1,562,779

0.06%

42,629

STATE STREET CORP

$1,530,115

0.06%

41,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS LIMITED	41,738	$1,530,115	100.0%	Defined

Nan Shan Life Insurance Co., Ltd.

$1,466,400

0.06%

40,000

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,397,259

0.05%

38,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	38,114	$1,397,259	100.0%	Defined

Verition Fund Management LLC

$1,384,904

0.05%

37,777

Prospera Financial Services Inc

$1,299,780

0.05%

35,455

MARSHALL WACE, LLP

$1,162,122

0.05%

31,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	31,700	$1,162,122	100.0%	Other

Mirae Asset Global Investments Co., Ltd.

$1,143,792

0.04%

31,200

CITIGROUP INC

$1,123,078

0.04%

30,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	15,998	$586,486	52.2%	Defined
Citigroup Financial Products Inc. joint	14,637	$536,592	47.8%	Defined

Verition Fund Management LLC

$1,099,800

0.04%

30,000

TWIN FOCUS CAPITAL PARTNERS, LLC

$1,086,712

0.04%

29,643

Qube Research & Technologies Ltd

$1,082,239

0.04%

29,521

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

$1,035,828

0.04%

28,255

WASHINGTON GROWTH STRATEGIES LLC

$1,021,054

0.04%

27,852

PICTON MAHONEY ASSET MANAGEMENT

$1,020,797

0.04%

27,845

Y-Intercept (Hong Kong) Ltd

$989,820

0.04%

27,000

NOMURA HOLDINGS INC

$953,160

0.04%

26,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	26,000	$953,160	100.0%	Defined

Global Endowment Management, LP

$953,160

0.04%

26,000

Parallax Volatility Advisers, L.P.

$931,164

0.04%

25,400

Absolute Gestao de Investimentos Ltda.

$916,500

0.04%

25,000

Provenance Wealth Advisors, LLC

$888,345

0.03%

24,232

New York Life Investment Management LLC

$878,923

0.03%

23,975

Polunin Capital Partners Ltd

$849,888

0.03%

23,183

Balefire, LLC

$848,788

0.03%

23,153