Marshall Wace North America L.P.

CIK

1325091

Location

NEW YORK, NY

Portfolio Value

Large $20,444,218,183

Diversification

Diversified

Reports for

MARSHALL WACE, LLP MARSHALL WACE ASIA Ltd

Filing Date

Global Rank

#229 / 6,029 ▼ 3 · as of Sep 2021

Top Industry

Internet Content & Information 6.4%

Period ended 4 years ago

Filed Nov 15, 2021 · 4y

7 quarters · since Mar 2020

Portfolio Concentration

1,201 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

5.1%

−0.0 pts

Top 5

17.4%

+0.1 pts

Top 10

24.8%

−1.1 pts

HHI

106

Diversified−1

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Technology	23.1%	$4,719,424,983	184
Healthcare	20.6%	$4,218,338,718	178
Consumer Cyclical	13.1%	$2,676,600,540	151
Communication Services	11.4%	$2,322,496,495	50
Financial Services	9.8%	$2,011,394,891	122
Industrials	6.1%	$1,254,044,453	123
Consumer Defensive	4.8%	$978,210,733	51
Basic Materials	4.7%	$959,422,165	58
Energy	3.1%	$639,602,257	51
Utilities	1.6%	$336,564,201	25
Real Estate	1.0%	$210,245,552	30
Unclassified	0.6%	$117,873,195	178

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
UBER	Uber Technologies, Inc	+5,319,687	5,493,453	$246,106,694
PFE	Pfizer Inc	+4,224,072	4,738,171	$203,788,734
CMCSA	Comcast Corp	+2,681,053	2,835,981	$158,616,433
LW	Lamb Weston Holdings, Inc.	+2,546,900	2,650,386	$162,654,188
KMI	Kinder Morgan, Inc.	+2,531,787	2,717,624	$45,465,849
MET	Metlife Inc	+1,769,708	2,347,943	$144,938,520
BEN	Franklin Templeton Inc	+1,678,583	1,724,387	$51,248,780
AES	Aes Corp	+1,560,157	3,319,923	$75,793,842
HPE	Hewlett Packard Enterprise Co	+1,457,702	1,798,120	$25,623,209
CG	Carlyle Group Inc.	+1,133,584	1,683,698	$79,605,241
—		+1,016,260	1,451,430	$0
BAC	Bank Of America Corp /De/	+979,378	1,124,580	$47,738,420
KO	Coca Cola Co	+969,970	3,406,658	$178,747,344
LESL	Leslie's, Inc.	+830,753	2,343,628	$48,138,118
MRVL	Marvell Technology, Inc.	+830,511	1,442,200	$86,979,081
OLN	OLIN Corp	+808,055	1,155,223	$55,739,509
SFIX	Stitch Fix, Inc.	+736,164	847,164	$33,844,201
ASO	Academy Sports & Outdoors, Inc.	+722,819	807,943	$32,333,878
GSM	Ferroglobe PLC	+715,568	788,409	$6,859,157
USFD	US Foods Holding Corp.	+681,905	1,992,217	$69,050,241
MFC	Manulife Financial Corp	+662,139	690,369	$13,282,699
IFF	International Flavors & Fragrances Inc	+660,886	1,561,083	$208,748,018
BHP	BHP Group Ltd	+660,474	832,857	$44,574,518
MU	Micron Technology Inc	+646,171	799,861	$56,774,133
CNC	Centene Corp	+631,761	808,016	$50,347,476
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
F	Ford Motor Co	−3,426,621	846,852	$11,991,423
ET	Energy Transfer LP	−2,184,461	216,951	$2,078,390
TJX	Tjx Companies Inc /De/	−2,111,386	386,936	$25,530,036
GILD	Gilead Sciences, Inc.	−1,828,378	11,135	$777,779
PCG	PG&E Corp	−1,815,516	1,507,368	$14,470,732
DVN	Devon Energy Corp/De	−1,779,109	1,617,522	$57,438,206
AVTR	Avantor, Inc.	−1,717,183	44,847	$1,834,242
BLDR	Builders FirstSource, Inc.	−1,650,421	710,129	$36,742,074
LYG	Lloyds Banking Group plc	−1,628,529	391,206	$958,454
—		−1,350,001	97,643	$0
XRAY	DENTSPLY SIRONA Inc.	−1,302,629	1,161,004	$67,396,281
WMB	Williams Companies, Inc.	−1,292,588	215,671	$5,594,505
HAL	Halliburton Co	−1,264,288	92,539	$2,000,693
ELAN	Elanco Animal Health Inc	−1,239,373	29,944	$954,914
SLDB	Solid Biosciences Inc.	−1,201,197	261,973	$626,115
—		−1,185,107	21,797	$0
BTI	British American Tobacco p.l.c.	−1,102,220	13,261	$467,847
CYTK	Cytokinetics Inc	−1,100,242	46,260	$1,653,332
SABR	Sabre Corp	−1,044,587	1,053,383	$12,472,054
DELL	Dell Technologies Inc.	−998,217	431,221	$44,864,249
ESI	Element Solutions Inc	−963,873	237,394	$5,146,701
DHR	Danaher Corp /De/	−932,303	370,120	$112,679,325
ACOM	Harbor Active Commodity ETF	−904,784	83,878	$0
EXE	EXPAND ENERGY Corp	−810,582	391,000	$24,081,689
SNAP	Snap Inc	−763,540	92,788	$6,854,249
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
CSCO	Cisco Systems, Inc.	3,779,633	$205,725,424
FTNT	Fortinet, Inc.	312,530	$91,271,260
TDG	TransDigm Group INC	109,329	$68,283,613
PG	PROCTER & GAMBLE Co	372,083	$52,017,202
DVA	Davita Inc.	408,801	$47,527,204
ALGN	Align Technology Inc	69,979	$46,566,125
FAST	Fastenal Co	808,279	$41,715,278
CRC	California Resources Corp	1,011,073	$41,453,993
PFGC	Performance Food Group Co	838,518	$38,957,546
TROW	Price T Rowe Group Inc	189,638	$37,301,793
DOW	Dow Inc.	647,625	$37,277,294
TECH	BIO-TECHNE Corp	72,183	$34,977,715
SBAC	Sba Communications Corp	100,652	$33,272,531
CLVT	Clarivate PLC	1,379,598	$30,213,195
REXR	Rexford Industrial Realty, Inc.	486,574	$27,613,074
RPRX	Royalty Pharma plc	731,667	$26,442,444
CDNS	Cadence Design Systems Inc	168,174	$25,468,270
RRX	Regal Rexnord Corp	168,361	$25,311,392
ALEC	Alector, Inc.	1,083,580	$24,727,294
PAYX	Paychex Inc	219,585	$24,692,332
ORLY	O Reilly Automotive Inc	39,730	$24,277,393
MUSA	Murphy USA Inc.	135,060	$22,590,135
WWD	Woodward, Inc.	187,686	$21,246,055
UTHR	UNITED THERAPEUTICS Corp	112,359	$20,739,223
KR	Kroger Co	505,492	$20,437,040
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	1,000,000	$135,400,000
UPS	United Parcel Service Inc	321,337	$66,828,454
ZM	Zoom Communications, Inc.	142,480	$55,144,033
GDDY	GoDaddy Inc.	598,582	$52,052,690
LRCX	Lam Research Corp	79,773	$51,908,290
CHE	Chemed Corp	92,579	$43,928,735
INCY	Incyte Corp	486,895	$40,962,476
AXTA	Axalta Coating Systems Ltd.	1,176,382	$35,867,886
ARVN	Arvinas, Inc.	449,285	$34,594,945
DG	Dollar General Corp	145,747	$31,538,193
NTLA	Intellia Therapeutics, Inc.	185,147	$29,977,150
GAP	Gap Inc	874,258	$29,418,781
VMC	Vulcan Materials CO	162,569	$28,298,385
COLM	Columbia Sportswear Co	280,873	$27,626,667
CELH	Celsius Holdings, Inc.	334,398	$25,444,310
MDLZ	Mondelez International, Inc.	397,151	$24,798,108
VRSN	Verisign Inc/Ca	108,065	$24,605,319
WELL	Welltower Inc.	290,000	$24,099,000
BALL	BALL Corp	290,820	$23,562,236
RILY	BRC Group Holdings, Inc.	310,799	$23,465,324
AMAT	Applied Materials Inc /De	161,782	$23,037,756
ADC	Agree Realty Corp	318,809	$22,472,846
CNH	CNH Industrial N.V.	1,540,004	$22,409,830
DLR	Digital Realty Trust, Inc.	148,745	$22,380,172
VALE	Vale S.A.	969,130	$22,105,854
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,201 tracked positions · $20,444,218,183 total · filing declares 2,204 positions · $23,482,337,000 · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,201 positions by value · page 1 of 25

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AMZN	Amazon Com Inc Consumer Cyclical	Added	320,165	+12,900	$1,051,754,830	−0.5%	5.14%
MSFT	Microsoft Corp Technology	Added	2,461,662	+307,279	$693,991,750	+18.9%	3.39%
GOOGL	Alphabet Inc. Communication Services	Reduced	487,887	-14,449	$633,113,597	+9.3%	3.10%
META	Meta Platforms, Inc. Communication Services	Reduced	1,825,695	-458,665	$619,622,624	−22.0%	3.03%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	963,909	-49,797	$550,710,128	+7.7%	2.69%
AAPL	Apple Inc. Technology	Reduced	2,996,082	-470,318	$423,945,603	−10.7%	2.07%
ZTS	Zoetis Inc. Healthcare	Reduced	1,610,845	-491,307	$312,729,447	−20.2%	1.53%
NFLX	Netflix Inc Communication Services	Added	510,827	+275,386	$311,778,150	+150.7%	1.53%
UBER	Uber Technologies, Inc Technology	Added	5,493,453	+5,319,687	$246,106,694	+2725.8%	1.20%
BSX	Boston Scientific Corp Healthcare	Reduced	5,446,332	-413,523	$236,316,344	−5.7%	1.16%
ADBE	Adobe Inc. Technology	Added	401,105	+103,351	$230,924,168	+32.4%	1.13%
EXPE	Expedia Group, Inc. Consumer Cyclical	Added	1,338,393	+443,258	$219,362,611	+49.7%	1.07%
STE	STERIS plc Healthcare	Added	1,045,327	+140,650	$213,539,399	+14.4%	1.04%
UNH	Unitedhealth Group Inc Healthcare	Reduced	545,204	-232,987	$213,033,010	−31.6%	1.04%
IFF	International Flavors & Fragrances Inc Basic Materials	Added	1,561,083	+660,886	$208,748,018	+55.2%	1.02%
ACN	Accenture plc Technology	Added	650,611	+104,421	$208,143,470	+29.3%	1.02%
CSCO	Cisco Systems, Inc. Technology	NEW	3,779,633	NEW	$205,725,424	NEW	1.01%
PFE	Pfizer Inc Healthcare	Added	4,738,171	+4,224,072	$203,788,734	+912.3%	1.00%
PODD	Insulet Corp Healthcare	Added	702,325	+188,162	$199,621,834	+41.4%	0.98%
AVGO	Broadcom Inc. Technology	Added	407,874	+293,204	$197,790,338	+261.7%	0.97%
JNJ	Johnson & Johnson Healthcare	Reduced	1,211,709	-108,991	$195,691,003	−10.1%	0.96%
SPGI	S&P Global Inc. Financial Services	Added	450,596	+341,179	$191,453,736	+326.3%	0.94%
KO	Coca Cola Co Consumer Defensive	Added	3,406,658	+969,970	$178,747,344	+35.6%	0.87%
V	Visa Inc. Financial Services	Added	743,308	+163,425	$165,571,856	+22.1%	0.81%
GPN	Global Payments Inc Industrials	Added	1,042,417	+430,945	$164,264,070	+43.2%	0.80%
LW	Lamb Weston Holdings, Inc. Consumer Defensive	Added	2,650,386	+2,546,900	$162,654,188	+1848.6%	0.80%
CMCSA	Comcast Corp Communication Services	Added	2,835,981	+2,681,053	$158,616,433	+1695.5%	0.78%
TMUS	T-Mobile US, Inc. Communication Services	Reduced	1,180,686	-92,617	$150,844,443	−18.2%	0.74%
T	At&T Inc. Communication Services	Reduced	5,539,936	-277,164	$149,633,655	−10.6%	0.73%
PYPL	PayPal Holdings, Inc. Financial Services	Reduced	566,211	-13,896	$147,333,764	−12.9%	0.72%
MET	Metlife Inc Financial Services	Added	2,347,943	+1,769,708	$144,938,520	+318.8%	0.71%
DAR	Darling Ingredients Inc. Consumer Defensive	Added	1,885,225	+293,718	$135,547,677	+26.2%	0.66%
MA	Mastercard Inc Financial Services	Added	385,043	+64,253	$133,871,749	+14.3%	0.65%
OVV	Ovintiv Inc. Energy	Reduced	3,557,148	-338,143	$116,959,026	−4.6%	0.57%
REGN	Regeneron Pharmaceuticals, Inc. Healthcare	Added	188,467	+129,839	$114,056,458	+248.3%	0.56%
DHR	Danaher Corp /De/ Healthcare	Reduced	370,120	-932,303	$112,679,325	−67.8%	0.55%
ADI	Analog Devices Inc Technology	Added	625,504	+484,399	$104,759,409	+331.2%	0.51%
TFX	Teleflex Inc Healthcare	Reduced	270,364	-59,597	$101,805,563	−23.2%	0.50%
QCOM	Qualcomm Inc/De Technology	Added	783,618	+3,180	$101,071,049	−9.4%	0.49%
LLY	ELI LILLY & Co Healthcare	Added	396,689	+321,495	$91,654,993	+431.1%	0.45%
FTNT	Fortinet, Inc. Technology	NEW	312,530	NEW	$91,271,260	NEW	0.45%
CLH	Clean Harbors Inc Industrials	Added	868,162	+4,774	$90,175,986	+12.1%	0.44%
NVDA	Nvidia Corp Technology	Added	432,366	+431,215	$89,568,939	+9626.1%	0.44%
MRVL	Marvell Technology, Inc. Technology	Added	1,442,200	+830,511	$86,979,081	+143.8%	0.43%
SBUX	Starbucks Corp Consumer Cyclical	Added	782,489	+475,815	$86,316,360	+151.7%	0.42%
ABNB	Airbnb, Inc. Consumer Cyclical	Reduced	509,222	-185,324	$85,421,990	−19.7%	0.42%
CRL	Charles River Laboratories International, Inc. Healthcare	Added	204,845	+24,726	$84,533,386	+26.9%	0.41%
GS	Goldman Sachs Group Inc Financial Services	Added	222,521	+168,686	$84,119,612	+311.7%	0.41%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Reduced	451,406	-128,419	$81,880,533	−30.0%	0.40%
PANW	Palo Alto Networks Inc Technology	Added	167,964	+111,389	$80,454,721	+283.3%	0.39%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.