RDVY · First Trust Rising Dividend Achievers ETF · Holdings ETF

$79.99 +0.36 (+0.46%)

Volume · Oct 21 477.18K Avg daily vol (3M) 1.07M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 193

Total Value: $1,077,885,189

Total Shares: 13,767,854

Showing 1–100 of 193 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 193 13F filers · Δ vs Jun 30, 2026

Top Holder

4.4%

−11.2 pts

Top 5

20.6%

−19.9 pts

Top 10

35.5%

−18.3 pts

HHI

202

Broadly held−275

Who Holds RDVY

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 821 filers, like-for-like change +4.1%; actively managed books +4.6%; index-like books -1.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	31.2%	575	+2.5%	51	21
Exempt adviser	0.1%	2	-39.0%	1	0
Adviser	4.9%	4	+1.2%	1	0
Bank	16.5%	23	+5.4%	2	0
Broker-dealer	15.7%	1	+8.1%	0	0
Non-US	0.0%	2	+3870.5%	1	0
Holding company	11.9%	7	-0.1%	0	0
Insurer	0.0%	0	—	0	0
Unknown	19.7%	207	+5.8%	26	11

Style	Share	Filers	Change	New	Exited
Index-like	9.3%	8	-1.1%	1	0
Systematic-like	0.1%	8	-85.0%	4	1
Concentrated	10.2%	276	+4.4%	28	10
Diversified active	80.4%	529	+5.2%	49	21
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	89.9%	541	+4.0%	47	22
Medium turnover	8.1%	165	+5.9%	16	3
High turnover	0.6%	22	-13.1%	12	4
Unknown	1.4%	93	+7.1%	7	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.5%	98	+17.3%	17	1
Medium horizon	12.6%	252	+7.8%	27	7
Long horizon	85.0%	448	+3.9%	35	22
Unknown	0.9%	23	-32.2%	3	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	11.4%	475	+6.5%	55	15
$1B to $10B	11.2%	239	+1.6%	22	10
$10B to $100B	20.9%	74	+4.2%	2	5
$100B or more	56.5%	33	+4.0%	3	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	30.6%	540	+4.0%	50	19
Pooled investment vehicles	0.0%	2	-99.5%	0	2
Registered funds and BDCs	0.0%	1	+16.5%	0	0
Pension and profit sharing plans	0.2%	7	+5.9%	0	0
Insurance companies	0.0%	1	+5.2%	0	0
Charitable organizations	0.0%	1	-2.3%	0	0
Governments and sovereign funds	0.0%	1	-3.9%	0	0
Corporations	0.0%	4	+0.3%	0	0
Other investment advisers	0.1%	6	+1.3%	1	0
Other	0.0%	1	+3.3%	0	0
Diversified	0.1%	9	-7.5%	0	0
Unknown	68.9%	248	+4.8%	31	11

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.4%	20	-49.4%	3	1
Private equity funds	0.9%	19	-10.5%	0	0
Venture capital funds	0.0%	4	-0.2%	0	0
Real estate funds	0.4%	7	+33.9%	0	0
Securitized asset funds	0.0%	1	-43.0%	0	0
Other private funds	1.4%	21	-2.8%	1	0
Mixed private funds	0.0%	2	+95.7%	1	0
Private funds, type not stated	0.1%	2	-4.1%	0	2
No private funds	27.9%	501	+4.5%	47	18
Unknown	68.8%	244	+4.8%	30	11

Location	Share	Filers	Change	New	Exited
United States	94.9%	807	+4.1%	78	30
Outside the US	5.1%	14	+3.5%	4	2

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 13 holders with no observed 2026-03-31 13F and 11 holders with no observed 2026-06-30 13F.

Conviction and Crowding

821 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

187

22.8% of filers hold it in their top 10

Mar 31, 2026: 188

Holders above 5%

median weight 0.195%

Mar 31, 2026: 39

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

53.7%

of 13F shares, Herfindahl 0.048

Active holders

+4.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 21.6 quarters

Under 1 year 3.80% 1 to 3 years 14.1% 3 years or more 82.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$60.47

estimated per share

Mar 31, 2026: $59.05

Quarter-end price

$81.02

implied by 13F values

Estimated gain or loss

+34.0%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 17.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -629

Institutional value: -94.0%

Shares held: -93.8%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Concurrent Investment Advisors, LLC	+222,475	568,548
Small LYNCH & ASSOCIATES/IN	+150,171	179,612
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+32,344	609,986
Small James T. Borello RIA	+27,202	138,256
Small Crumly & Associates Inc.	+23,535	346,312

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Commonwealth Financial Services, LLC	−75,850	248,216
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	−51,057	5,691
Small Hobart Private Capital, LLC	−46,881	381,720
Small Fairway Financial, LLC	−31,805	99,852
Small Redhawk Wealth Advisors, Inc.	−19,470	246,762

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Small Fermata Advisors, LLC	16,044	$1,256,084
Small Schear Investment Advisers, LLC	7,732	$605,338
Small Whalen Wealth Management Inc.	5,239	$410,161
Small BAKER TILLY WEALTH MANAGEMENT, LLC	3,374	$264,150
Small Fearless Solutions, LLC dba Best Invest	3,325	$260,314

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Micro Scarborough Advisors, LLC	150,748	$12,219,632
Small KMG FIDUCIARY PARTNERS, LLC	19,846	$1,608,716
Mid MISSION WEALTH MANAGEMENT, LP	12,859	$1,042,350
Mid Y-Intercept (Hong Kong) Ltd	10,710	$868,152
Small Cadent Capital Advisors, LLC	10,046	$814,328

Filter: New 10 Increased 86 Reduced 65 Sold out 13 Unchanged 25

Holder type: Registered adviser 135 Bank 3 Unknown 55

Showing 100 of 193

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC RDVY

$47,755,803

4.43%

609,986

RVW Wealth, LLC RDVY

$46,695,287

4.33%

596,440

Concurrent Investment Advisors, LLC RDVY

$44,511,622

4.13%

568,548

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	53,132	$4,159,704	9.3%	Sole
Held directly	515,416	$40,351,918	90.7%	Sole

Financial Partners Group, Inc RDVY

$43,250,371

4.01%

552,438

First Heartland Consultants, Inc. RDVY

$39,964,069

3.71%

510,462

Rise Advisors, LLC RDVY

$39,342,760

3.65%

502,526

PARK NATIONAL CORP /OH/ RDVY

$31,497,945

2.92%

402,324

Next Level Private LLC RDVY

$30,725,458

2.85%

392,457

Hobart Private Capital, LLC RDVY

$29,884,858

2.77%

381,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AE Wealth Management LLC	7,190	$562,905	1.9%	Defined
Held directly	374,530	$29,321,953	98.1%	Sole

INDEPENDENT FINANCIAL GROUP, LLC RDVY

$28,499,438

2.64%

364,024

Crumly & Associates Inc. RDVY

$27,112,766

2.52%

346,312

HOWARD FINANCIAL SERVICES, LTD. RDVY

$22,900,451

2.12%

292,508

Key Client Fiduciary Advisors, LLC RDVY

$22,141,977

2.05%

282,820

Sentinel Advisory Group, LLC RDVY

$21,972,636

2.04%

280,657

tru Independence LLC RDVY

$20,235,303

1.88%

258,466

Chris Bulman Inc RDVY

$19,867,888

1.84%

253,773

AVAII WEALTH MANAGEMENT, LLC RDVY

$19,690,796

1.83%

251,511

Commonwealth Financial Services, LLC RDVY

$19,432,830

1.80%

248,216

Redhawk Wealth Advisors, Inc. RDVY

$19,318,996

1.79%

246,762

BEACON FINANCIAL GROUP RDVY

$17,259,578

1.60%

220,457

PINNACLE ASSOCIATES LTD RDVY

$16,784,358

1.56%

214,387

DAVENPORT & Co LLC RDVY

$16,687,826

1.55%

213,154

HBW ADVISORY SERVICES LLC RDVY

$15,201,177

1.41%

194,165

Atria Investments, Inc RDVY

$14,506,432

1.35%

185,291

LYNCH & ASSOCIATES/IN RDVY

$14,061,823

1.30%

179,612

Farther Finance Advisors, LLC RDVY

$14,061,197

1.30%

179,604

CITY HOLDING CO RDVY

$13,821,785

1.28%

176,546

PFG Advisors RDVY

$12,725,648

1.18%

162,545

Weitzel Financial Services, Inc. RDVY

$12,387,435

1.15%

158,225

15 Wealth Advisors LLC RDVY

$10,995,360

1.02%

140,444

James T. Borello RIA RDVY

$10,824,062

1.00%

138,256

Accel Wealth Management RDVY

$10,779,593

1.00%

137,688

Focus Financial Network, Inc. RDVY

$10,763,544

1.00%

137,483

Triumph Capital Management RDVY

$10,356,592

0.96%

132,285

Envision Financial LLC RDVY

$10,341,012

0.96%

132,086

Milestones Private Investment Advisors LLC RDVY

$9,429,404

0.87%

120,442

STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC RDVY

$8,894,292

0.83%

113,607

IFP Advisors, Inc RDVY

$8,797,603

0.82%

112,372

Centennial Wealth Advisory LLC RDVY

$8,605,636

0.80%

109,920

Avidian Wealth Enterprises, LLC RDVY

$8,357,535

0.78%

106,751

Fairway Financial, LLC RDVY

$7,817,413

0.73%

99,852

IAMS WEALTH MANAGEMENT, LLC RDVY

$7,566,650

0.70%

96,649

TITLEIST ASSET MANAGEMENT, LLC RDVY

$7,234,857

0.67%

92,411

Fairvoy Private Wealth, LLC RDVY

$7,054,633

0.65%

90,109

RFG - Bristol Wealth Advisors, LLC RDVY

$6,981,197

0.65%

89,171

COTTONWOOD CAPITAL ADVISORS, LLC RDVY

$6,781,010

0.63%

86,614

LVZ, Inc. RDVY

$5,743,276

0.53%

73,359

Lineweaver Wealth Advisors, LLC RDVY

$5,715,561

0.53%

73,005

Ballew Advisors, Inc RDVY

$5,704,679

0.53%

72,866

CLG LLC RDVY

$5,564,383

0.52%

71,074

ABLE Financial Group, LLC RDVY

$5,538,234

0.51%

70,740

Five Pine Wealth Management RDVY

$5,396,059

0.50%

68,924

BankPlus Wealth Management LLC RDVY

$5,246,212

0.49%

67,010

Braun-Bostich & Associates Inc. RDVY

$5,135,824

0.48%

65,600

Avior Wealth Management, LLC RDVY

$5,089,084

0.47%

65,003

Ignite Planners, LLC RDVY

$4,698,104

0.44%

60,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ZACKS INVESTMENT MANAGEMENT	4,560	$357,002	7.6%	Defined
Held directly	55,449	$4,341,102	92.4%	Sole

Nearside Advisors, LLC RDVY

$4,503,162

0.42%

57,519

TrueWealth Advisors, LLC RDVY

$4,392,069

0.41%

56,100

Southland Equity Partners LLC RDVY

$4,378,289

0.41%

55,924

Wisconsin Wealth Advisors, LLC RDVY

$4,017,999

0.37%

51,322

Stegent Equity Advisors, Inc. RDVY

$4,009,857

0.37%

51,218

FLAGSTAR ADVISORS INC RDVY

$3,976,505

0.37%

50,792

PRIVATE TRUST CO NA RDVY

$3,861,575

0.36%

49,324

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC RDVY

$3,814,601

0.35%

48,724

Asset Allocation Strategies LLC RDVY

$3,704,917

0.34%

47,323

Purus Wealth Management, LLC RDVY

$3,696,227

0.34%

47,212

SHELTON WEALTH MANAGEMENT, LLC RDVY

$3,625,766

0.34%

46,312

PCA Investment Advisory Services Inc. RDVY

$3,580,671

0.33%

45,736

Wagner Wealth Management, Corp RDVY

$3,329,986

0.31%

42,534

TCFG Investment Advisors, LLC RDVY

$3,211,299

0.30%

41,018

Beacon Financial Advisory LLC RDVY

$3,070,064

0.28%

39,214

Copper Harbor Investment Advisors, LLC RDVY

$2,578,324

0.24%

32,933

DAGCO, INC. RDVY

$2,532,838

0.23%

32,352

RHODES INVESTMENT ADVISORS INC /ADV RDVY

$2,525,165

0.23%

32,254

Balefire, LLC RDVY

$2,493,458

0.23%

31,849

Genesee Capital Advisors, LLC RDVY

$2,476,156

0.23%

31,628

APS Management Group, Inc. RDVY

$2,433,801

0.23%

31,087

AdvisorNet Financial, Inc RDVY

$2,359,660

0.22%

30,140

WINEBRENNER CAPITAL MANAGEMENT LLC RDVY

$2,219,443

0.21%

28,349

Ellsworth Advisors, LLC RDVY

$2,124,947

0.20%

27,142

True Blue Financial, LLC RDVY

$2,117,509

0.20%

27,047

Appalachian Capital Management Ltd RDVY

$1,914,347

0.18%

24,452

Aurora Private Wealth, Inc. RDVY

$1,842,085

0.17%

23,529

Robertson Stephens Wealth Management, LLC RDVY

$1,725,668

0.16%

22,042

Worthington Financial Partners, LLC RDVY

$1,697,718

0.16%

21,685

RiverTree Advisors, LLC RDVY

$1,663,192

0.15%

21,244

NOVEM GROUP RDVY

$1,652,310

0.15%

21,105

Prism Advisors, Inc. RDVY

$1,606,354

0.15%

20,518

Quad-Cities Investment Group, LLC RDVY

$1,592,105

0.15%

20,336

Walker Asset Management, LLC RDVY

$1,526,655

0.14%

19,500

Valeo Financial Advisors, LLC RDVY

$1,468,015

0.14%

18,751

San Luis Wealth Advisors LLC RDVY

$1,369,683

0.13%

17,495

B. Riley Wealth Advisors, Inc. RDVY

$1,362,872

0.13%

17,408

Kaydan Wealth Management, Inc. RDVY

$1,341,734

0.12%

17,138

Tranquility Partners, LLC RDVY

$1,288,027

0.12%

16,452

Herold Advisors, Inc. RDVY

$1,279,493

0.12%

16,343

Fermata Advisors, LLC RDVY

$1,256,084

0.12%

16,044

Comprehensive Financial Consultants Institutional, Inc. RDVY

$1,217,879

0.11%

15,556

Cyndeo Wealth Partners, LLC RDVY

$1,189,616

0.11%

15,195

PRIVATE CLIENT SERVICES, LLC RDVY

$1,114,771

0.10%

14,239

Showing the top 100 of 193 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.